DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Edelman Financial Engines

Independent wealth managerSanta Clara, CaliforniaCRD 104510SEC 801-55196website IAPD

Legal name Financial Engines Advisors L.L.C.

Latest filing Jul 24, 2026

First filing on the tape Jan 25, 2012 · 65 filings

SEC status approved since Jan 14, 1998

RAUM

$326B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

55%

$179B individuals and HNW

Advisors

723

registered through the firm on IAPD

RAUM per advisor

$451M

derived; firm RAUM over IAPD count

Employees

1,679

553 advisory (5.B.1)

Offices

131

beyond the principal office

Private funds

reported on Schedule D

History

65 filings and snapshots on the tape

RAUM$326B as of Jul 24, 2026

Mar 30, 2012$48B then

HNW client RAUM$87B as of Jul 24, 2026

Mar 29, 2018$22B then

State-registered IARs (5.B.3)692 as of Jul 24, 2026

Apr 1, 201380 then

Employees (5.A)1,679 as of Jul 24, 2026

Apr 1, 2013380 then

Private funds: no history

RAUM +11% over the last fiscal year+10% a year over threeIARs 614 to 692offices 149 to 131

Practice profile

derived from the filing of Jul 24, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $451MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 660derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.9MderivedHNW RAUM over HNW clients
Average account: $215,064derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.3derivedItem 5.A over advisors
Advisors per office: 5.5derived132 offices incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: -1.3%derived
Compensation: percentage of assets, hourly, fixed fees, subscription, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients: 101,000reportedItem 5.H
Wrap fee program: $67BreportedItem 5.I
Custody: $31B, 42,539 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Other investment advisers$146B45%
Individuals$93B28%
High-net-worth individuals$87B27%
Pension and profit-sharing plans$936M0.3%
Corporations and businesses$299M0.1%
Charitable organizations$114M0.0%

Individual clients: 431,514reported
HNW clients: 45,656reported
Pension plan clients: 227reported
Charitable clients: 44reported
Accounts: 1,517,156reported
Financial planning clients: 101,000reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $31B for 42,539 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.55 fund_share=0.45 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

724 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
David Robert Ankrom	Phoenix, Az	Jan 14, 2008	31 y	0
Mark Bronislaw Kowalek	Phoenix, Az	Jun 16, 2008	21 y	0
Monica Nicole Striplin	Phoenix, Az	Aug 27, 2008	20 y	0
Jaime Eldon Ackles	Boston, Ma	Jan 7, 2009	25 y	0
Karen Sue Krusmark	Phoenix, Az	Apr 30, 2009	19 y	0
Kurt Leon Fauerbach	Boston, Ma	Jan 6, 2010	18 y	0
Stephen Anthony Crane	Boston, Ma	Jul 12, 2011	19 y	0
Octavio Saenz Torres	Phoenix, Az	Jul 26, 2011	31 y	3
Sonya Maurin Crenshaw	Glendale, Az	Sep 21, 2011	21 y	0
Clinton Matthew Stanley	Phoenix, Az	May 22, 2012	20 y	0
Ken Seiryu Sakamoto	Walnut Creek, Ca	Apr 4, 2013	42 y	6
Gerald William Penegor	Phoenix, Az	Apr 19, 2013	23 y	3
Justine E Gidaro	Scottsdale, Az	Aug 23, 2013	15 y	1
Curtis W Hagner	Santa Clara, Ca	Oct 24, 2013	26 y	3
Edward Joe Dinan	Santa Clara, Ca	Oct 29, 2013	18 y	2
Vallapuzha Vaidyanathan Sandhya	Santa Clara, Ca	Feb 17, 2014	14 y	0
Bradley James Holly	Chandler, Az	Jan 28, 2015	11 y	0
Steven Michael Murray	Whitman, Ma	Mar 16, 2015	21 y	2
Bryan Michael Moreen	Northville, Mi	Apr 27, 2015	18 y	0
James Michael Golichowski	Chandler, Az	Feb 17, 2016	22 y	1
Matthew James Kovarik	Phoenix, Az	Feb 17, 2016	11 y	1
Justyn Joseph Delgadillo	Phoenix, Az	Feb 22, 2016	10 y	0
Mark Lockwood Sikich	Roseville, Ca	Mar 9, 2016	13 y	3
Dimas H Lizardo	Federal Way, Wa	Apr 14, 2016	15 y	1
William Grady Mcelroy	Phoenix, Az	May 26, 2016	12 y	0
Dean James HesslerCertified Financial Planner	Madison, Wi	Jul 1, 2016	25 y	5
Luigi Derose	Phoenix, Az	Jul 13, 2016	12 y	0
Jeffrey Alan Klever	Chesterfield, Mo	Aug 15, 2016	31 y	6
Nathan Paul Bardin	Phoenix,, Az	Aug 31, 2016	11 y	0
Steven Czech	Northbrook, Il	Sep 15, 2016	25 y	5
Erik David Johnson	Mokena, Il	Sep 15, 2016	22 y	5
Brian William Jensen	Hawthorn Woods, Il	Sep 15, 2016	35 y	2
Douglas R Basch	Portland, Or	Sep 15, 2016	22 y	2
Randy Michael Deitke	Oakbrook Terrace, Il	Sep 15, 2016	34 y	5
Joseph William Whitmer	Grand Rapids, Mi	Sep 15, 2016	23 y	4
Matthew G Personette	Oakbrook Terrace, Il	Sep 16, 2016	14 y	3
Jeffrey David Whitmer	Fort Wayne, In	Sep 22, 2016	28 y	5
Andrew Paul SmithCertified Financial Planner	Indianapolis, In	Oct 6, 2016	24 y	3
Eric Jesse Wasson	Indianapolis, In	Oct 6, 2016	28 y	8
Everett Kenneth Barnes	Indianapolis, In	Oct 6, 2016	26 y	5

All 724 advisors at Edelman Financial Engines

Advisor movement

41 left, 101 joined in 12 months

net +60 in 12 months6 left in 90 days29 joined in 90 daysdeparture rate 5.7% of current headcount123 left over 36 months

Left, latest

Kyle Samuel Page to Creative Planning
Sep 11, 2026 · RIA to RIA
Chad Ashton Kasper to Rfg Advisory, LLC
Aug 21, 2026 · RIA to RIA
Derek Paul Suboticki to LPL Enterprise, LLC
Jul 27, 2026 · RIA to affiliated broker-dealer or bank
Cristina Gomez Lipson to Hightower Advisors, LLC
Jul 27, 2026 · RIA to affiliated broker-dealer or bank
Gabriel M Maires to Cwm, LLC
Jul 24, 2026 · RIA to affiliated broker-dealer or bank
Marriann Daoud to Wells Fargo Advisors
Jul 9, 2026 · RIA to wirehouse
Joseph Louis Salcido to Composition Wealth, LLC
Jun 11, 2026 · RIA to RIA
Brendan John Kenny to Prime Capital Financial
Jun 5, 2026 · RIA to RIA
Ninos George Mirza to Creative Planning
Jun 5, 2026 · RIA to RIA
Conal Saturno-Sanjana to Gallagher Fiduciary Advisors, LLC
May 11, 2026 · Other
Christopher J Diskin to Edward Jones
Mar 13, 2026 · RIA to affiliated broker-dealer or bank
Steven Todd Hillstead to Private Advisory
Mar 6, 2026 · RIA to RIA
Amanda Rose Salyer to Prime Capital Financial
Mar 6, 2026 · RIA to RIA
Joan N Greenspon to Prime Capital Financial
Mar 6, 2026 · RIA to RIA
Jason Cowans to Robert W. Baird & Co. Incorporated
Feb 20, 2026 · RIA to RIA

Joined, latest

Thomas M. Fox from Strategic Advisers LLC
Sep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
Patricia Lynn Brady from Assetmark, Inc.
Aug 27, 2026 · Affiliated broker-dealer or bank to independent RIA
Tiffany Dea Silva from Citigroup Global Markets Inc.
Aug 26, 2026 · Affiliated broker-dealer or bank to independent RIA
Hunter Moses from Fisher Investments
Aug 26, 2026 · RIA to RIA
Jordan Reece Bowman from Fisher Investments
Aug 21, 2026 · RIA to RIA
Damien Andrew Ruybal from Empower Advisory Group, LLC
Aug 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Kyle Neil Gauthier from Charles Schwab & Co., Inc.
Aug 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Pablo Enrique Crissien from Empower Advisory Group, LLC
Aug 19, 2026 · Affiliated broker-dealer or bank to independent RIA
William H Kim from Valic Financial Advisors, Inc.
Aug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
William Joseph Marsh from Fisher Investments
Aug 6, 2026 · RIA to RIA
John Golis from Strategic Advisers LLC
Jul 30, 2026 · Affiliated broker-dealer or bank to independent RIA
James Joseph Reagan from Keenan Financial
Jul 30, 2026 · RIA to RIA
William John Dwyer from Seaport Financial Education LLC
Jul 29, 2026 · Other
Kelly Marie Robertie from Sensible Financial Planning And Management, LLC
Jul 27, 2026 · RIA to RIA
Luz Natalia Fuentes from Kestra Advisory Services, LLC
Jul 21, 2026 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Prime Capital Financial
Mar 6, 2026 · West Conshohocken, Pa
2 left for Private Advisory
Feb 20, 2026 · Salt Lake City, Ut
2 left for Robert W. Baird & Co. Incorporated
Feb 20, 2026 · Chandler, Az
2 left for Robert W. Baird & Co. Incorporated
Jan 27, 2026 · Ashburn, Va
3 left for Prime Capital Financial
Dec 23, 2025 · Fresno, Ca
2 left for Farther
Feb 14, 2025 · Austin, Tx
5 left for Robert W. Baird & Co. Incorporated
Nov 1, 2024 · Henrico, Va
2 left for Alight Financial Advisors, LLC
Feb 24, 2023 · Pheonix, Az

4 joined from Empower Advisory Group, LLC
Jun 17, 2026 · Greenwood Village, Co
2 joined from Morgan Stanley
May 7, 2026 · St Petersburg, Fl
2 joined from Empower Advisory Group, LLC
Feb 27, 2026 · Greenwood Village, Co
2 joined from Empower Advisory Group, LLC
Jan 6, 2026 · Greenwood Village, Co
2 joined from Evergreen Wealth Advisors
Dec 15, 2025 · Plano, Tx
3 joined from Empower Advisory Group, LLC
Nov 19, 2025 · Greenwood Village, Co
4 joined from Hasenberg Financial Group
Oct 29, 2025 · Eau Claire, Wi · Firm absorbed
2 joined from Empower Advisory Group, LLC
Sep 15, 2025 · Greenwood Village, Co

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A. Allison Amadia · Svp Chief Legal And Risk Officercontrol
since 07/2024 · owns less than 5%
Emerson Lewis Antone · Evp, Chief Legal And Risk Officercontrol
since 03/2026 · owns less than 5%
Greg Corso · Executive Vice President, Chief Marketing Officercontrol
since 06/2026 · owns less than 5%
Michael Steven Gaven · Executive Vice President, Chief Financial Officercontrol
since 06/2026 · owns less than 5%
Neil Gilfedder · Executive Vice President, Chief Investment Officercontrol
since 03/2023 · owns less than 5%
Ernst Ralph Haberli · President And Chief Executive Officercontrol
since 10/2025 · owns less than 5%
Megan Hanley · Executive Vice President, Chief Marketing Officercontrol
since 01/2024 · owns less than 5%
Ann Elizabeth Hansen · Vice President, Chief Compliance Officercontrol
since 07/2026 · owns less than 5%
Alesbury Thomas Kimberly · Executive Vice President, Head Of Product And Technologycontrol
since 03/2022 · owns less than 5%
Robert Lavigne · Vice President, Chief Compliance Officercontrol
since 04/2023 · owns less than 5%
Michael Liersch · Executive Vice President, Chief Planning Officercontrol
since 08/2025 · owns less than 5%
Susan Kelly O'Donnell · President Of Employer Solutionscontrol
since 02/2024 · owns less than 5%
Jay Shah · Chief Executive Officercontrol
since 08/2023 · owns less than 5%
Martine Suzanne Van Staveren · Executive Vice President, Chief Financial Officer & Chief Operating Officercontrol
since 02/2023 · owns less than 5%

Entity owners

Edelman Financial Engines, LLC · Member Manager
direct · owns 75% or more
Edelman Financial Engines Holdings I, LLC · Managing Member
indirect · owns 75% or more of Edelman Financial Engines Holdings III, LLC
Edelman Financial Engines Holdings I, LLC · Sole Stockholder
indirect · owns 75% or more of Edelman Financial Engines Holdings II, Inc.
Edelman Financial Engines Holdings II, Inc. · Managing Member
indirect · owns 75% or more of Edelman Financial Engines Investments, LLC
Edelman Financial Engines Holdings III, LLC · Managing Member
indirect · owns 75% or more of Edelman Financial Engines Holdings IV, LLC
Edelman Financial Engines Holdings IV, LLC · Managing Member
indirect · owns 75% or more of The Edelman Financial Engines Center, LLC
Edelman Financial Engines Investments, LLC · Member
indirect · owns 25% to 50% of Edelman Financial Engines Holdings III, LLC
Edelman Financial Engines, L.P. · Member Of Edelman Financial Engines Holdings I, LLC
indirect · owns 75% or more of Edelman Financial Engines Holdings I, LLC
H&F Flight Gp, LLC · General Partner
indirect · owns F of Edelman Financial Engines, L.P.
The Edelman Financial Engines Center, LLC · Managing Member
indirect · owns 75% or more of Edelman Financial Engines, LLC

Related persons

Schedule D 7.A

Edelman Financial Services, LLC
real estaten
Efe Tax, LLC
insurancen

Advisers that list Edelman Financial Engines as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Fairfax, Va	109	29	1
Phoenix, Az	52	5	4
Dallas, Tx	15	6	0
Tampa, Fl	12	2	0
Lynnwood, Wa	12	0	0
Overland Park, Ks	10	0	0
Denver, Co	10	6	0
Walnut Creek, Ca	10	2	0
Houston, Tx	9	1	0
Columbus, Oh	9	0	1
Oakbrook Terrace, Il	9	0	0
Norwood, Ma	9	1	0
Boston, Ma	8	2	1
Federal Way, Wa	8	0	1
Santa Clara, Ca · principal	8	1	2
Boca Raton, Fl	8	1	0
Roseville, Ca	8	0	0
San Diego, Ca	8	1	0
Austin, Tx	8	0	0
Indianapolis, In	7	1	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 6 since 2015, 1 in 24 monthsderived
Advisors acquired: 23derived
Still registered after 90 days: 100% of 23derived
After 180 days: 100% of 23derived
After 365 days: 95% of 19derived
After 730 days: 89% of 19derived
Team lift-outs after: 17derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Phoenix, AZ46 employees
Fairfax, VA28 employees
Burlington, MA7 employees
Columbus, OH7 employees
Newton, MA7 employees
Bothell, WA7 employees
Alexandria, VA6 employees
Ashburn, VA6 employees
Costa Mesa, CA6 employees
Plymouth Meeting, PA6 employees
Troy, MI6 employees
Walnut Creek, CA6 employees
Uniondale, NY5 employees
Boca Raton, FL5 employees
Northbrook, IL5 employees
Novi, MI5 employees
Overland Park, KS5 employees
Austin, TX5 employees
Indianapolis, IN5 employees
Tysons, VA4 employees
Chesterfield, MO4 employees
Henrico, VA2 employees
Providence, RI1 employees
Boston, MA
Santa Clara, CA

ADV anomalies

13 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 24, 2026
HANSEN, ELIZABETH, ANN (VICE PRESIDENT, CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
ANTONE, LEWIS, EMERSON (EVP, CHIEF LEGAL AND RISK OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
HABERLI, RALPH, ERNST (PRESIDENT AND CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
LIERSCH, MICHAEL (EXECUTIVE VICE PRESIDENT, CHIEF PLANNING OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
GAVEN, STEVEN, MICHAEL (EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
CORSO, GREG (EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER) appeared on Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
VAN STAVEREN, SUZANNE, MARTINE (EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
SHAH, JAY (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
KIMBERLY, THOMAS, ALESBURY (EXECUTIVE VICE PRESIDENT, HEAD OF PRODUCT AND TECHNOLOGY) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
AMADIA, A. ALLISON (SVP CHIEF LEGAL AND RISK OFFICER) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
HANLEY, MEGAN (EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
LAVIGNE, ROBERT (VICE PRESIDENT, CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 24, 2026
O'DONNELL, KELLY, SUSAN (PRESIDENT OF EMPLOYER SOLUTIONS) left Schedule A between the filings of 2024-07-01 and 2026-07-24
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 1,552,934 to 1,517,156
Jan 13, 2026 to Mar 31, 2026
Advisory employees · 470 to 553
Jan 13, 2026 to Mar 31, 2026
Charity clients · 39 to 44
Jan 13, 2026 to Mar 31, 2026
Corporate clients · 159 to 169
Jan 13, 2026 to Mar 31, 2026
HNW clients · 36,710 to 45,656
Jan 13, 2026 to Mar 31, 2026
Individual clients · 446,901 to 431,514
Jan 13, 2026 to Mar 31, 2026
Pension plan clients · 239 to 227
Jan 13, 2026 to Mar 31, 2026
Assets in custody · $26B to $31B
Jan 13, 2026 to Mar 31, 2026
Employees · 1,616 to 1,679
Jan 13, 2026 to Mar 31, 2026
State-registered IARs · 614 to 692
Jan 13, 2026 to Mar 31, 2026
Other offices · 149 to 131
Jan 13, 2026 to Mar 31, 2026
Discretionary RAUM · $293B to $326B
Jan 13, 2026 to Mar 31, 2026
HNW RAUM · $66B to $87B
Jan 13, 2026 to Mar 31, 2026
Individual RAUM · $91B to $93B
Jan 13, 2026 to Mar 31, 2026
Pension RAUM · $832M to $936M
Jan 13, 2026 to Mar 31, 2026
RAUM · $293B to $326B
Jan 13, 2026 to Mar 31, 2026
Accounts · 1,561,555 to 1,552,934
Jul 1, 2024 to Apr 1, 2025
Advisory employees · 491 to 470
Jul 1, 2024 to Apr 1, 2025
Charity clients · 46 to 39
Jul 1, 2024 to Apr 1, 2025
Corporate clients · 163 to 159
Jul 1, 2024 to Apr 1, 2025
HNW clients · 31,824 to 36,710
Jul 1, 2024 to Apr 1, 2025
Individual clients · 437,871 to 446,901
Jul 1, 2024 to Apr 1, 2025
Pension plan clients · 285 to 239
Jul 1, 2024 to Apr 1, 2025
Assets in custody · $23B to $26B
Jul 1, 2024 to Apr 1, 2025
Employees · 1,578 to 1,616
Jul 1, 2024 to Apr 1, 2025
Financial planning clients · More than 500 to More than 500
Jul 1, 2024 to Apr 1, 2025
State-registered IARs · 611 to 614
Jul 1, 2024 to Apr 1, 2025
Discretionary RAUM · $271B to $293B
Jul 1, 2024 to Apr 1, 2025
HNW RAUM · $56B to $66B
Jul 1, 2024 to Apr 1, 2025
Individual RAUM · $87B to $91B
Jul 1, 2024 to Apr 1, 2025
Pension RAUM · $722M to $832M
Jul 1, 2024 to Apr 1, 2025
RAUM · $271B to $293B
Jul 1, 2024 to Apr 1, 2025
Accounts · 1,594,707 to 1,561,555
Dec 11, 2023 to Mar 28, 2024
Advisory employees · 478 to 491
Dec 11, 2023 to Mar 28, 2024
Business name · FINANCIAL ENGINES ADVISORS L.L.C. to EDELMAN FINANCIAL ENGINES
Dec 11, 2023 to Mar 28, 2024
Charity clients · 54 to 46
Dec 11, 2023 to Mar 28, 2024
Corporate clients · 156 to 163
Dec 11, 2023 to Mar 28, 2024
HNW clients · 24,114 to 31,824
Dec 11, 2023 to Mar 28, 2024
Individual clients · 427,075 to 437,871
Dec 11, 2023 to Mar 28, 2024
Pension plan clients · 299 to 285
Dec 11, 2023 to Mar 28, 2024

Signals

60 dated events

Thomas M. Fox registered as an investment adviser representative at Edelman Financial Engines
Sep 16, 2026 · Advisor registered · fact
Kyle Samuel Page left Edelman Financial Engines for Creative Planning (registered 2026-08-28)
Sep 11, 2026 · Advisor changed firm · fact
Chad Ashton Kasper left Edelman Financial Engines for Rfg Advisory, Llc (registered 2026-07-31)
Aug 21, 2026 · Advisor changed firm · fact
Derek Paul Suboticki left Edelman Financial Engines for Lpl Enterprise, Llc (registered 2026-09-08)
Jul 27, 2026 · Advisor changed firm · fact
Cristina Gomez Lipson left Edelman Financial Engines for Hightower Advisors, Llc (registered 2026-07-21)
Jul 27, 2026 · Advisor changed firm · fact
Gabriel M Maires left Edelman Financial Engines for Cwm, Llc (registered 2026-07-06)
Jul 24, 2026 · Advisor changed firm · fact
Marriann Daoud left Edelman Financial Engines for Wells Fargo Advisors (registered 2026-06-24)
Jul 9, 2026 · Advisor changed firm · fact
5 advisors left Empower Advisory Group, LLC (Greenwood Village, CO) for Edelman Financial Engines within 27 days
Jun 17, 2026 · Team lift-out · derived
Joseph Louis Salcido left Edelman Financial Engines for Composition Wealth, Llc (registered 2026-06-26)
Jun 11, 2026 · Advisor changed firm · fact
Brendan John Kenny left Edelman Financial Engines for Prime Capital Financial (registered 2026-05-08)
Jun 5, 2026 · Advisor changed firm · fact
Ninos George Mirza left Edelman Financial Engines for Creative Planning (registered 2026-06-16)
Jun 5, 2026 · Advisor changed firm · fact
Conal Saturno-Sanjana left Edelman Financial Engines for Gallagher Fiduciary Advisors, Llc (registered 2026-08-26)
May 11, 2026 · Advisor changed firm · fact
2 advisors left Morgan Stanley (ST Petersburg, FL) for Edelman Financial Engines on the same day
May 7, 2026 · Team lift-out · derived
Edelman Financial Engines reported 131 offices beyond its principal office, down from 149 (2026-01-13 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
Christopher J Diskin left Edelman Financial Engines for Edward Jones (registered 2026-03-25)
Mar 13, 2026 · Advisor changed firm · fact
Steven Todd Hillstead left Edelman Financial Engines for Private Advisory (registered 2026-02-17)
Mar 6, 2026 · Advisor changed firm · fact
Joan N Greenspon left Edelman Financial Engines for Prime Capital Financial (registered 2026-02-13)
Mar 6, 2026 · Advisor changed firm · fact
Amanda Rose Salyer left Edelman Financial Engines for Prime Capital Financial (registered 2026-02-13)
Mar 6, 2026 · Advisor changed firm · fact
2 advisors left Edelman Financial Engines (West Conshohocken, PA) for Prime Capital Financial on the same day
Mar 6, 2026 · Team lift-out · derived
2 advisors left Empower Advisory Group, LLC (Greenwood Village, CO) for Edelman Financial Engines within 6 days
Feb 27, 2026 · Team lift-out · derived
Tricia Eliason left Edelman Financial Engines for Private Advisory (registered 2026-02-17)
Feb 20, 2026 · Advisor changed firm · fact
Chance Dakota Coker left Edelman Financial Engines for Earned Wealth Advisors, Llc (registered 2026-02-25)
Feb 20, 2026 · Advisor changed firm · fact
James N Fisher left Edelman Financial Engines for Voya Financial Advisors, Inc. (registered 2026-04-02)
Feb 20, 2026 · Advisor changed firm · fact
Jason Cowans left Edelman Financial Engines for Robert W. Baird & Co. Incorporated (registered 2026-01-30)
Feb 20, 2026 · Advisor changed firm · fact
Wilson Lemmon Mitchell left Edelman Financial Engines for Robert W. Baird & Co. Incorporated (registered 2026-01-30)
Feb 20, 2026 · Advisor changed firm · fact
Shateela Monique Winters left Edelman Financial Engines for Prime Capital Financial (registered 2026-02-13)
Feb 20, 2026 · Advisor changed firm · fact
2 advisors left Edelman Financial Engines (Salt Lake City, UT) for Private Advisory within 14 days
Feb 20, 2026 · Team lift-out · derived
2 advisors left Edelman Financial Engines (Chandler, AZ) for Robert W. Baird & CO. Incorporated on the same day
Feb 20, 2026 · Team lift-out · derived
Joseph Litterio Olivo left Edelman Financial Engines for Facet (registered 2026-04-17)
Feb 13, 2026 · Advisor changed firm · fact
Kenneth Malcolm Murray Iii left Edelman Financial Engines for Robert W. Baird & Co. Incorporated (registered 2026-01-15)
Feb 6, 2026 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 833-752-6333reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 800-601-5957reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/edelman-financial-enginesreportedpublic record, Form ADV, Sep 17, 2026
Website: financialengines.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 833-752-6333reportedpublic record, Form ADV, Jul 24, 2026
Contact form: edelmanfinancialengines.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: edelmanfinancialengines.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $451Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026