DFX Intelligence
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Team lift-out
2 advisors left S•• C•••••• M••••••••• for M••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Douglas Edward Carroll | Bellaire, Tx | Jul 8, 2019 | Jul 1, 2019 |
| Steven Mark Sheldon | Bellaire, Tx | Jul 8, 2019 | Jul 1, 2019 |
The rule
- Registrations ended
- Jul 8, 2019
- Registered next
- Jul 1, 2019
- Branch state
- TX
- Cities
- 1, most in Bellaire, Tx
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape