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Team lift-out

3 advisors left I••••••••• F•••••••• P••••••• for I••••••••• W••••• C••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian Harding DawahareLouisville, KyJan 22, 2019Jan 22, 2019
James Edmond DortchLouisville, KyJan 22, 2019Jan 22, 2019
Rickie Wayne WilliamsLouisville, KyJan 29, 2019Jan 29, 2019
The rule
Registrations ended
Jan 22, 2019 to Jan 29, 2019
Registered next
Jan 22, 2019 to Jan 29, 2019
Branch state
KY
Cities
1, most in Louisville, Ky
Registered there that day
264 (people still on IAPD; an estimate)
Share of that headcount
1.1%
Succession by the destination
none on the tape