DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

9 advisors left A•••••• W••••• S•••••••• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Braxton BartlettHouston, TxJun 15, 2023Jun 12, 2023
Cy Garrett CattanHouston, TxJun 15, 2023Jun 12, 2023
Latika TillisHouston, TxJun 15, 2023Jun 12, 2023
Michael ChurchillHouston, TxJun 15, 2023Jun 12, 2023
Patrick John FlemingHouston, TxJun 15, 2023Jun 12, 2023
Robert HarrisHouston, TxJun 15, 2023Jun 12, 2023
Sarahbeth PipkinHouston, TxJun 15, 2023Jun 12, 2023
Scott A BishopHouston, TxJun 15, 2023Jun 18, 2023
Nicholas LowHouston, TxJun 28, 2023Jul 19, 2023
The rule
Registrations ended
Jun 15, 2023 to Jun 28, 2023
Registered next
Jun 12, 2023 to Jul 19, 2023
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
41 (people still on IAPD; an estimate)
Share of that headcount
22%
Succession by the destination
none on the tape
Other teams out of A•••••• W••••• S••••••••Other teams into H•••••••• A•••••••• L••