DFX Intelligence
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Firm absorbed
3 advisors left M••••• • H••••• I••• for O•••• W•••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alan Richard Mollot | Amherst, Ny | Dec 31, 2023 | Nov 3, 2023 |
| Bryan Salas Castro | Amherst, Ny | Dec 31, 2023 | Nov 3, 2023 |
| Sanford Garry Seide | Amherst, Ny | Dec 31, 2023 | Nov 3, 2023 |
The rule
- Registrations ended
- Dec 31, 2023
- Registered next
- Nov 3, 2023
- Branch state
- NY
- Cities
- 1, most in Amherst, Ny
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape