DFX Intelligence
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Firm absorbed
6 advisors left C•••••• S••••••• W••••• M••••••••• L•• for M••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Elise Catherine Schulok | Cincinnati, Oh | Feb 18, 2025 | Feb 10, 2025 |
| Ethan Thomas Jackson | Cincinnati, Oh | Feb 18, 2025 | Feb 10, 2025 |
| Garrett L Cobb | Cincinnati, Oh | Feb 18, 2025 | Jan 31, 2025 |
| James Barry Mcgrath | Cincinnati, Oh | Feb 18, 2025 | Feb 12, 2025 |
| Luke Hardy Kremzar | Cincinnati, Oh | Feb 18, 2025 | Feb 10, 2025 |
| Michael William Clark | Cincinnati, Oh | Feb 18, 2025 | Mar 6, 2025 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 18, 2025
- Registered next
- Jan 31, 2025 to Mar 6, 2025
- Branch state
- OH
- Cities
- 1, most in Cincinnati, Oh
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape