DFX Intelligence
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Firm absorbed
4 advisors left C•••••• C•••••• P••••••• for S••••• F••••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Blake Andrew Kent Bauer | Newport Beach, Ca | Sep 30, 2025 | Jul 15, 2025 |
| Connor Jason Schamblin | Newport Beach, Ca | Sep 30, 2025 | Jul 2, 2025 |
| Peter James Anderson | Newport Beach, Ca | Sep 30, 2025 | Jul 14, 2025 |
| Ron M. Amir | Newport Beach, Ca | Sep 30, 2025 | Jul 11, 2025 |
The rule
- Registrations ended
- Sep 30, 2025
- Registered next
- Jul 2, 2025 to Jul 15, 2025
- Branch state
- CA
- Cities
- 1, most in Newport Beach, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape