DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Clarity Capital Partners
Legal name Clarity Capital Partners LLC
Latest filing Jul 17, 2025
First filing on the tape Mar 29, 2012 · 72 filings
SEC status approved since Mar 24, 2004
RAUM
$438M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
84%
$367M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
72 filings and snapshots on the tape
RAUM$438M as of Jul 17, 2025
Mar 29, 2012$155M then
HNW client RAUM$287M as of Jul 17, 2025
Mar 5, 2018$100M then
State-registered IARs (5.B.3)6 as of Jul 17, 2025
Apr 1, 20130 then
Employees (5.A)7 as of Jul 17, 2025
Apr 1, 20132 then
Private funds1 as of Jul 17, 2025
Feb 28, 20231 then
RAUM +18% over the last fiscal year+1.3% a year over threeIARs 11 to 6
Practice profile
derived from the filing of Jul 17, 2025; every figure names its basis
- RAUM per advisor
- $73.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $393,262derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $329M, 421 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$287M65%
- Individuals$80.5M18%
- Corporations and businesses$40.8M9.3%
- Pension and profit-sharing plans$21.6M4.9%
- Pooled investment vehicles$8.1M1.8%
- Individual clients
- 299reported
- HNW clients
- 79reported
- Pension plan clients
- 18reported
- Charitable clients
- 0reported
- Accounts
- 1,113reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $329M for 421 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days9 left over 36 months
Left, latest
- Ron M. Amir to Summit Financial, LLCSep 30, 2025 · RIA to affiliated broker-dealer or bank
- Todd Allen Rustman to Whjr AssociatesSep 30, 2025 · Other
- Connor Jason Schamblin to Summit Financial, LLCSep 30, 2025 · RIA to affiliated broker-dealer or bank
- Blake Andrew Kent Bauer to Summit Financial, LLCSep 30, 2025 · RIA to affiliated broker-dealer or bank
- Peter James Anderson to Summit Financial, LLCSep 30, 2025 · RIA to affiliated broker-dealer or bank
- Terry L Thomason to Elite Wealth Management, Inc.Jul 17, 2025 · RIA to RIA
- Misty Dawn Stoddart to Creativeone Wealth, LLCJun 23, 2025 · RIA to RIA
- Brittany Danielle Slater-Gautreau to Alpha Cubed Investments, LLCMay 21, 2025 · Other
- William Dean Katzelis to Divergent Capital Asset Management LLCJan 9, 2025 · RIA to a state-registered adviser
- Kyle William Chapman to Foundations Investment Advisors LLCJul 14, 2022 · RIA to RIA
- Hussein Elgohary to Cwm, LLCMay 1, 2020 · RIA to affiliated broker-dealer or bank
- Chris Alan Walters to Savant Wealth ManagementDec 6, 2019 · RIA to RIA
- Rajer I. Choobak to Whjr AssociatesDec 31, 2014 · Other
Joined, latest
- Blake Andrew Kent Bauer from J.P. Morgan Private Wealth Advisors LLCSep 29, 2023 · Affiliated broker-dealer or bank to independent RIA
- Ron M. Amir from Western International SecuritiesJun 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Terry L Thomason from Fidelity Personal And Workplace AdvisorsFeb 5, 2021 · Affiliated broker-dealer or bank to independent RIA
- Chris Alan Walters from Gfo Advisory Services, LLCJul 3, 2019 · Other
- Kyle William Chapman from Erman Retirement AdvisoryNov 27, 2018 · RIA to RIA
- Hussein Elgohary from Westpark Capital, Inc.Nov 27, 2018 · RIA to RIA
- Rajer I. Choobak from Osaic Wealth, Inc.Nov 10, 2010 · Other
- Todd Allen Rustman from Osaic Wealth, Inc.Sep 3, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Summit Financial, LLCSep 30, 2025 · Newport Beach, Ca · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Clarity Capital Partners Next Gen Model, LLC | Private Equity Fund | $4.6M | 41 | Jun 16, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Allen Todd Rustman · Managing Partner And Chief Compliance Officercontrolsince 09/2000 · owns 75% or more
Related persons
Schedule D 7.A
- Todd Rustmanpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 0 | 0 | 5 |
Offices
Schedule D 1.F, the 25 largest
- Bellevue, WA2 employees
What changed
consecutive filings, newest first
- Advisory employees · 7 to 6Jun 23, 2025 to Jul 17, 2025
- Employees · 8 to 7Jun 23, 2025 to Jul 17, 2025
- Financial planning clients · 51-100 to 51-100Jun 23, 2025 to Jul 17, 2025
- State-registered IARs · 7 to 6Jun 23, 2025 to Jul 17, 2025
- Advisory employees · 8 to 7May 22, 2025 to Jun 23, 2025
- Employees · 9 to 8May 22, 2025 to Jun 23, 2025
- State-registered IARs · 8 to 7May 22, 2025 to Jun 23, 2025
- Advisory employees · 9 to 8Mar 20, 2025 to May 22, 2025
- BD registered reps · 5 to 3Mar 20, 2025 to May 22, 2025
- Employees · 10 to 9Mar 20, 2025 to May 22, 2025
- State-registered IARs · 9 to 8Mar 20, 2025 to May 22, 2025
- Accounts · 974 to 1,113Feb 5, 2025 to Mar 20, 2025
- BD registered reps · 3 to 5Feb 5, 2025 to Mar 20, 2025
- Corporate clients · 19 to 24Feb 5, 2025 to Mar 20, 2025
- HNW clients · 65 to 79Feb 5, 2025 to Mar 20, 2025
- Individual clients · 271 to 299Feb 5, 2025 to Mar 20, 2025
- Pension plan clients · 16 to 18Feb 5, 2025 to Mar 20, 2025
- Assets in custody · $250M to $329MFeb 5, 2025 to Mar 20, 2025
- Financial planning clients · 0 to 51-100Feb 5, 2025 to Mar 20, 2025
- Discretionary RAUM · $371M to $389MFeb 5, 2025 to Mar 20, 2025
- HNW RAUM · $252M to $287MFeb 5, 2025 to Mar 20, 2025
- Individual RAUM · $81.3M to $80.5MFeb 5, 2025 to Mar 20, 2025
- Non-discretionary RAUM · $0 to $48.3MFeb 5, 2025 to Mar 20, 2025
- Pension RAUM · $15.4M to $21.6MFeb 5, 2025 to Mar 20, 2025
- Pooled vehicle RAUM · $4.6M to $8.1MFeb 5, 2025 to Mar 20, 2025
- RAUM · $371M to $438MFeb 5, 2025 to Mar 20, 2025
- Advisory employees · 10 to 9Jan 9, 2025 to Feb 5, 2025
- Employees · 11 to 10Jan 9, 2025 to Feb 5, 2025
- State-registered IARs · 10 to 9Jan 9, 2025 to Feb 5, 2025
- Advisory employees · 11 to 10May 22, 2024 to Jan 9, 2025
- Employees · 12 to 11May 22, 2024 to Jan 9, 2025
- State-registered IARs · 11 to 10May 22, 2024 to Jan 9, 2025
- Assets in custody · unset to 250000000.0Mar 27, 2024 to May 22, 2024
- Custody of client assets · false to trueMar 27, 2024 to May 22, 2024
- Accounts · 769 to 974Dec 7, 2023 to Mar 27, 2024
- HNW clients · 57 to 65Dec 7, 2023 to Mar 27, 2024
- Individual clients · 184 to 271Dec 7, 2023 to Mar 27, 2024
- Pension plan clients · 11 to 16Dec 7, 2023 to Mar 27, 2024
- Financial planning clients · 51-100 to 0Dec 7, 2023 to Mar 27, 2024
- Discretionary RAUM · $301M to $371MDec 7, 2023 to Mar 27, 2024
Signals
17 dated events
- Clarity Capital Partners no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $437.7M)Dec 20, 2025 · Left the SEC roster · derived
- Peter James Anderson left Clarity Capital Partners for Summit Financial, Llc (registered 2025-07-14)Sep 30, 2025 · Advisor changed firm · fact
- Ron M. Amir left Clarity Capital Partners for Summit Financial, Llc (registered 2025-07-11)Sep 30, 2025 · Advisor changed firm · fact
- Connor Jason Schamblin left Clarity Capital Partners for Summit Financial, Llc (registered 2025-07-02)Sep 30, 2025 · Advisor changed firm · fact
- Blake Andrew Kent Bauer left Clarity Capital Partners for Summit Financial, Llc (registered 2025-07-15)Sep 30, 2025 · Advisor changed firm · fact
- Todd Allen Rustman left Clarity Capital Partners for Whjr Associates (registered 2011-06-06)Sep 30, 2025 · Advisor changed firm · fact
- Clarity Capital Partners's advisors moved to Summit Financial, LLC (Newport Beach, CA): 4 of 5 registered, on the same daySep 30, 2025 · Firm absorbed (people side) · derived
- Terry L Thomason left Clarity Capital Partners for Elite Wealth Management, Inc. (registered 2025-07-10)Jul 17, 2025 · Advisor changed firm · fact
- Misty Dawn Stoddart left Clarity Capital Partners for Creativeone Wealth, Llc (registered 2025-06-16)Jun 23, 2025 · Advisor changed firm · fact
- Brittany Danielle Slater-Gautreau left Clarity Capital Partners for Alpha Cubed Investments, Llc (registered 2016-07-08)May 21, 2025 · Advisor changed firm · fact
- William Dean Katzelis left Clarity Capital Partners for Divergent Capital Asset Management Llc (registered 2024-12-20)Jan 9, 2025 · Advisor changed firm · fact
- Clarity Capital Partners reported RAUM $301.3M, down 29% from $421.6M (2023-01-31 to 2023-02-28)Feb 28, 2023 · RAUM change · derived
- Kyle William Chapman left Clarity Capital Partners for Foundations Investment Advisors Llc (registered 2023-03-20)Jul 14, 2022 · Advisor changed firm · fact
- Danielle Brittany Slater-Gautreau (Chief Compliance Officer& Managing Director) no longer on Schedule A of Clarity Capital Partners (listed 2022-06-16, absent 2022-06-23)Jun 23, 2022 · Control person left · inference
- Clarity Capital Partners reported RAUM $370.0M, up 42% from $260.0M (2021-01-28 to 2021-03-09)Mar 9, 2021 · RAUM change · derived
- Danielle Brittany Slater-Gautreau (Chief Compliance Officer& Managing Director) appeared on Schedule A of Clarity Capital PartnersMay 22, 2020 · Control person joined · fact
- Clarity Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)May 21, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Clarity Capital Partners · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026