DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Summit Financial, LLC

Broker-dealer affiliated wealth managerParsippany, New JerseyCRD 299322SEC 801-114377website IAPD

Latest filing Sep 3, 2026

First filing on the tape Nov 2, 2018 · 41 filings

SEC status approved since Dec 3, 2018

RAUM

$26B

reported, Item 5.F

Discretionary

58%

of RAUM

Private clients

89%

$23B individuals and HNW

Advisors

232

registered through the firm on IAPD

RAUM per advisor

$114M

derived; firm RAUM over IAPD count

Employees

490

216 advisory (5.B.1)

Offices

107

beyond the principal office

Private funds

reported on Schedule D

History

41 filings and snapshots on the tape

RAUM$22B as of Jul 30, 2026

Mar 29, 2019$2.8B then

HNW client RAUM$14B as of Jul 30, 2026

Mar 29, 2019$1.7B then

State-registered IARs (5.B.3)210 as of Jul 30, 2026

Mar 29, 201981 then

Employees (5.A)490 as of Jul 30, 2026

Mar 29, 2019195 then

Private funds: no history

RAUM +76% over the last fiscal year+62% a year over threeIARs 161 to 210offices 47 to 107

Practice profile

derived from the filing of Sep 3, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $114MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 77derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.6MderivedHNW RAUM over HNW clients
Average account: $648,527derivedRAUM over accounts (5.F.2.f)
Discretionary: 58%derivedof RAUM
Institutional: 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.1derivedItem 5.A over advisors
Advisors per office: 2.1derived108 offices incl. principal (1.F.5)
RAUM growth, one year: +50%derivedbetween the last two annual amendments
Advisor growth, one year: +30%derivedItem 5.B.3 between annual amendments
Client growth, one year: +60%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program: $17BreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 7derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$15B57%
Individuals$8.6B32%
Pension and profit-sharing plans$2.8B11%
Corporations and businesses$38.7M0.1%
Charitable organizations$16.4M0.1%

Individual clients: 15,561reported
HNW clients: 2,248reported
Pension plan clients: 561reported
Charitable clients: 4reported
Accounts: 40,628reported
Financial planning clients: 251-500reported
Wrap fee programs: $3.6B sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=true related_bank=false bd_reps=131.0derived

Advisors registered through the firm

217 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Steven Weinman	Parsippany, Nj	Dec 21, 2018	43 y	3
John R Duffy	Parsippany, Nj	Dec 21, 2018	20 y	4
Michael Collin Bremer	Parsippany, Nj	Dec 21, 2018	33 y	2
Andrew MossCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	31 y	2
Michael Caputo	White Plains, Ny	Jan 3, 2019	40 y	3
Michael Nicholas Megill	Red Bank, Nj	Jan 3, 2019	27 y	3
Nicholas John HoumisCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	40 y	2
Salvadore Robert Salvo	Parsippany, Nj	Jan 3, 2019	43 y	3
Randi LoretiCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	24 y	2
Cynthia Anne Rottini	Parsippany, Nj	Jan 3, 2019	15 y	2
Neil J Cashes	Red Bank, Nj	Jan 3, 2019	10 y	2
David Mark Baranek	Madison, Nj	Jan 3, 2019	48 y	2
Todd Scott Weiss	Parsippany, Nj	Jan 3, 2019	16 y	3
Nicholas E Simini	White Plains, Ny	Jan 3, 2019	13 y	2
Keith E Fahrman	Parsippany, Nj	Jan 3, 2019	30 y	2
Mark John Oleary	Parsippany, Nj	Jan 3, 2019	29 y	2
Kevin Kreuzer	Parsippany, Nj	Jan 3, 2019	21 y	3
Frank Lawrence Vanore	Parsippany, Nj	Jan 3, 2019	44 y	2
Ryan Adam Hanisak	Parsippany, Nj	Jan 3, 2019	24 y	2
Michael Macdougal	Parsippany, Nj	Jan 3, 2019	31 y	3
Kenneth Dennis DurfeeCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	35 y	2
Brian Albert Nolan	Princeton, Nj	Jan 3, 2019	26 y	3
Gregory JandoliCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	37 y	2
Joseph William SpadaCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	43 y	3
David Ira FischbachCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	38 y	2
Peter J Oneill	Parsippany, Nj	Jan 3, 2019	32 y	2
Kenan Bassam KashlanChartered Financial Analyst	Jersey City, Nj	Jan 3, 2019	25 y	2
Zachary Adam Conway	Parsippany, Nj	Jan 3, 2019	10 y	2
Michael Emil CearChartered Financial Consultant	Parsippany, Nj	Jan 3, 2019	28 y	2
Michael William ConwayChartered Financial Consultant	Parsippany, Nj	Jan 3, 2019	42 y	2
Christopher George StappasCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	35 y	2
Lawrence Malcom BellCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	35 y	2
David Richard ChepauskasCertified Financial Planner	Red Bank, Nj	Jan 3, 2019	36 y	3
Timothy Patrick Farley	Landing, Nj	Jan 3, 2019	12 y	2
Nicholas George VillanoCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	11 y	3
John Jay LeroyCertified Financial Planner	Parsippany, Nj	Jan 3, 2019	35 y	2
Robert Britton Armstrong	Parsippany, Nj	Jan 3, 2019	34 y	2
Brian Edward BartholdChartered Financial Consultant	Parsippany, Nj	Jan 3, 2019	27 y	2
James Peter Maimone	Red Bank, Nj	Jan 3, 2019	10 y	2
David Alexander PorroChartered Financial Consultant	Parsippany, Nj	Jan 3, 2019	25 y	1

All 217 advisors at Summit Financial, LLC

Advisor movement

9 left, 22 joined in 12 months

net +13 in 12 months2 left in 90 days2 joined in 90 daysdeparture rate 3.9% of current headcount21 left over 36 months

Left, latest

Ryan Matthew Flurie to Beam Wealth Advisors, Inc.
Jul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Richard Hakim Drew to Vanguard Advisers, Inc.
Jun 22, 2026 · Affiliated broker-dealer or bank to another
Kelley Jo Belmonte to Modern Wealth Management, LLC
Jun 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Steven Wayne Lieberman to Merit Financial Advisors
May 8, 2026 · Affiliated broker-dealer or bank to another
Diane Kathrine Taylor to Merit Financial Advisors
May 8, 2026 · Affiliated broker-dealer or bank to another
Aashka Desai Singh to Facet
May 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Mitchel Pagano to Moneta Group Investment Advisors, LLC
Jan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
William F Wagner to Independent Financial Group, LLC
Jan 8, 2026 · Affiliated broker-dealer or bank to another
Ava Arjmand to Advocacy Wealth Management, LLC
Oct 27, 2025 · Affiliated broker-dealer or bank to independent RIA
Todd Jay Rollins to World Equity Group, Inc.
Dec 18, 2024 · Affiliated broker-dealer or bank to another
Erik Charles Dellith to Dellith Wealth Advisory
Dec 6, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
Kirk A Matenaer to Farther
Nov 13, 2024 · Affiliated broker-dealer or bank to independent RIA
Andrew Keith Hendricks to Farther
Nov 13, 2024 · Affiliated broker-dealer or bank to independent RIA
Daniel Patrick Callahan to Ironview Capital Management, LLC
Nov 13, 2024 · Affiliated broker-dealer or bank to independent RIA
William Stark Mcneer to Farther
Nov 13, 2024 · Affiliated broker-dealer or bank to independent RIA

Joined, latest

Zoe Bender from Entrewealth
Aug 21, 2026 · RIA to affiliated broker-dealer or bank
Noah Philip Alweiss from Morgan Stanley
Jul 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Ryan Klemm from Range Advisory, LLC
Apr 2, 2026 · RIA to affiliated broker-dealer or bank
Danny Zuhair Kamal from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mar 30, 2026 · Wirehouse to affiliated broker-dealer or bank
Steven F Thoms from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mar 27, 2026 · Wirehouse to affiliated broker-dealer or bank
John Robert Kamal from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mar 27, 2026 · Wirehouse to affiliated broker-dealer or bank
Robert Stephen Castellini from Wells Fargo Advisors
Mar 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Charles F Fellows from Wells Fargo Advisors
Mar 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Katherine Nancy Owens from Wells Fargo Advisors
Mar 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Carl Andrew Adkins from Wells Fargo Advisors
Mar 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Jay C Weislogel from Wells Fargo Advisors
Mar 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Noah Adam Koterba from Wells Fargo Advisors
Mar 9, 2026 · Wirehouse to affiliated broker-dealer or bank
Aashka Desai Singh from Fruitful
Feb 12, 2026 · RIA to affiliated broker-dealer or bank
Elizabeth Haley Rockwell from UBS Financial Services Inc.
Feb 2, 2026 · Wirehouse to affiliated broker-dealer or bank
Ralph Duane Burnett from Bfg Wealth
Jan 12, 2026 · RIA to affiliated broker-dealer or bank

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Merit Financial Advisors
May 8, 2026 · Livingston, Nj
3 left for Farther
Nov 13, 2024 · Charleston, Sc

2 joined from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mar 31, 2026 · Ann Arbor, Mi
6 joined from Wells Fargo Advisors
Mar 10, 2026 · Cincinnati, Oh
4 joined from Clarity Capital Partners
Sep 30, 2025 · Newport Beach, Ca · Firm absorbed
2 joined from Heritage Wealth Partners, LLC
Jul 10, 2025 · Dublin, Oh
3 joined from The Patriot Financial Group, LLC
Jul 3, 2025 · Walpole, Ma
7 joined from The Patriot Financial Group, LLC
Jul 3, 2025 · West Warwick, Ri
2 joined from Cambridge Investment Research Advisors, Inc.
Jun 24, 2025 · Lansdowne, Va
4 joined from Lpf Advisors, LLC
Jun 11, 2025 · Sarasota, Fl · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Collin Michael Bremer · Chief Operations Officercontrol
since 11/2018 · owns less than 5%
Stanley Gregor · Chief Executive Officer And Directorcontrol
since 10/2018 · owns less than 5%
Bahar Esmat Hawkesworth · Chief Legal Officer,, Directorcontrol
since 04/2019 · owns less than 5%
Lawrence Anthony Mcelynn · Chief Compliance Officercontrol
since 05/2024 · owns less than 5%
Deborah Mara Stempler · Chief Financial Officercontrol
since 11/2018 · owns less than 5%
Steven Weinman · President, Directorcontrol
since 10/2018 · owns less than 5%
Stanley Gregor · Membercontrol
since 11/2024 · owns 25% to 50% of Summit Financial Holdings, LLC

Entity owners

Summit Financial Holdings, LLC · Owner
direct · owns 75% or more
Merchant Investment Management Holdings, LLC · Owner
indirect · owns 75% or more of Merchant Investment Management, LLC
Merchant Investment Management, LLC · Member
indirect · owns 75% or more of Mwp Advisory, LLC
Merchant Wealth Partners, LLC · Member
indirect · owns 75% or more of Merchant Wealth Management Holdings 3, LLC
Merchant Wealth Management Holdings 3, LLC · Member
indirect · owns 50% to 75% of Summit Financial Holdings, LLC
Mwp Advisory, LLC · Manager
indirect · owns F of Merchant Wealth Partners, LLC

Related persons

Schedule D 7.A

Ls Securities, LLC
broker-dealern
Summit Risk Management, LLC
real estaten

Advisers that list Summit Financial, LLC as a related person

11039 y
300863 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Parsippany, Nj · principal	60	9	0
Kirkwood, Mo	13	0	1
Dublin, Oh	10	2	0
West Warwick, Ri	10	0	0
Farmington Hills, Mi	8	2	0
Naples, Fl	7	2	0
Birmingham, Al	7	0	0
Sarasota, Fl	6	1	0
Cincinnati, Oh	6	6	0
Harleysville, Pa	6	1	0
Newport Beach, Ca	5	1	0
Morristown, Nj	5	0	0
Ashburn, Va	4	0	0
Edina, Mn	4	0	0
Red Bank, Nj	4	0	0
Durham, Nc	3	0	0
Raleigh, Nc	3	0	0
Toms River, Nj	3	0	0
Syracuse, Ny	3	0	0
White Plains, Ny	3	0	0

All 44 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 9 since 2015, 7 in 24 monthsderived
Advisors acquired: 43derived
Still registered after 90 days: 91% of 43derived
After 180 days: 91% of 43derived
After 365 days: 87% of 39derived
After 730 days: 100% of 9derived
Team lift-outs after: 10derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Kirkwood, MO13 employees
Birmingham, AL9 employees
Harleysville, PA5 employees
Dublin, OH4 employees
Morristown, NJ3 employees
Columbus, OH3 employees
Red Bank, NJ3 employees
Durham, NC3 employees
Edmond, OK3 employees
Farmington Hills, MI3 employees
White Plains, NY3 employees
Raleigh, NC3 employees
Livingston, NJ2 employees
Libertyville, IL2 employees
Stevens Point, WI2 employees
Turnersville, NJ2 employees
Doylestown, PA2 employees
Arlington Heights, IL2 employees
Lutherville, MD2 employees
Lancaster, PA1 employees
Leesburg, VA1 employees
Long Beach Twp., NJ1 employees
Madison, NJ1 employees
Michigan City, IN1 employees
Naples, FL1 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

growth on all axesCombination · filing Mar 17, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $14,959,048,272 to $22,470,472,144, advisors 161 to 210, private clients 9766 to 15660, offices 47 to 107 (2025-03-31 to 2026-03-17)
peers: affiliated wealth managers, $20B and over (50)
account count surgeChange between filings · filing Mar 17, 2026
accounts (Item 5.F.2.f) moved from 22,079.0 to 36,236.0 (+64.0%) between the annual amendments of 2025-03-31 and 2026-03-17; the peer median change was +13.0% (50 comparable advisers, 96.0th percentile of changes)
peers: affiliated wealth managers, $20B and over (50) · 96% percentile
client count surgeChange between filings · filing Mar 17, 2026
individual and HNW clients (Item 5.D) moved from 9,766.0 to 15,660.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-17; the peer median change was +11.0% (50 comparable advisers, 96.0th percentile of changes)
peers: affiliated wealth managers, $20B and over (50) · 96% percentile
office count surgeChange between filings · filing Mar 17, 2026
offices other than the principal office (Item 1.F.5) moved from 47.0 to 107.0 (+128.0%) between the annual amendments of 2025-03-31 and 2026-03-17; the peer median change was +3.0% (45 comparable advisers, 95.0th percentile of changes)
peers: affiliated wealth managers, $20B and over (45) · 95% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 36,236 to 40,628
Jul 30, 2026 to Sep 3, 2026
Corporate clients · 21 to 19
Jul 30, 2026 to Sep 3, 2026
HNW clients · 2,417 to 2,248
Jul 30, 2026 to Sep 3, 2026
Individual clients · 13,243 to 15,561
Jul 30, 2026 to Sep 3, 2026
Pension plan clients · 452 to 561
Jul 30, 2026 to Sep 3, 2026
Financial planning clients · 251-500 to 251-500
Jul 30, 2026 to Sep 3, 2026
Discretionary RAUM · $12B to $15B
Jul 30, 2026 to Sep 3, 2026
HNW RAUM · $14B to $15B
Jul 30, 2026 to Sep 3, 2026
Individual RAUM · $5.9B to $8.6B
Jul 30, 2026 to Sep 3, 2026
Non-discretionary RAUM · $10B to $11B
Jul 30, 2026 to Sep 3, 2026
Pension RAUM · $2.5B to $2.8B
Jul 30, 2026 to Sep 3, 2026
RAUM · $22B to $26B
Jul 30, 2026 to Sep 3, 2026
Succession · false to unset
Jul 30, 2026 to Sep 3, 2026
Related adviser · false to true
Mar 17, 2026 to Jul 30, 2026
Accounts · 22,079 to 36,236
Oct 29, 2025 to Mar 17, 2026
Advisory employees · 139 to 216
Oct 29, 2025 to Mar 17, 2026
BD registered reps · 100 to 131
Oct 29, 2025 to Mar 17, 2026
Corporate clients · 23 to 21
Oct 29, 2025 to Mar 17, 2026
HNW clients · 1,730 to 2,417
Oct 29, 2025 to Mar 17, 2026
Individual clients · 8,036 to 13,243
Oct 29, 2025 to Mar 17, 2026
Pension plan clients · 72 to 452
Oct 29, 2025 to Mar 17, 2026
Assets in custody · $15B to $22B
Oct 29, 2025 to Mar 17, 2026
Employees · 353 to 490
Oct 29, 2025 to Mar 17, 2026
Insurance-licensed employees · 17 to 5
Oct 29, 2025 to Mar 17, 2026
Financial planning clients · 101-250 to 251-500
Oct 29, 2025 to Mar 17, 2026
State-registered IARs · 161 to 210
Oct 29, 2025 to Mar 17, 2026
Other offices · 47 to 107
Oct 29, 2025 to Mar 17, 2026
Discretionary RAUM · $7.4B to $12B
Oct 29, 2025 to Mar 17, 2026
HNW RAUM · $11B to $14B
Oct 29, 2025 to Mar 17, 2026
Individual RAUM · $3.5B to $5.9B
Oct 29, 2025 to Mar 17, 2026
Non-discretionary RAUM · $7.6B to $10B
Oct 29, 2025 to Mar 17, 2026
Pension RAUM · $96.5M to $2.5B
Oct 29, 2025 to Mar 17, 2026
RAUM · $15B to $22B
Oct 29, 2025 to Mar 17, 2026
Wrap assets (sponsor) · $1.9B to $3.6B
Oct 29, 2025 to Mar 17, 2026
Financial planning clients · 101-250 to 101-250
May 8, 2025 to Jul 23, 2025
Accounts · 19,276 to 22,079
Dec 24, 2024 to Mar 31, 2025
Advisory employees · 119 to 139
Dec 24, 2024 to Mar 31, 2025
BD registered reps · 98 to 100
Dec 24, 2024 to Mar 31, 2025
Charity clients · 10 to 4
Dec 24, 2024 to Mar 31, 2025
Corporate clients · 41 to 23
Dec 24, 2024 to Mar 31, 2025

Signals

60 dated events

Michael Emil Cear no longer holds an investment adviser registration (last listed at Summit Financial, Llc on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Ryan Matthew Flurie left Summit Financial, Llc for Beam Wealth Advisors, Inc. (registered 2026-08-06)
Jul 17, 2026 · Advisor changed firm · fact
Kelley Jo Belmonte left Summit Financial, Llc for Modern Wealth Management, Llc (registered 2026-08-03)
Jun 4, 2026 · Advisor changed firm · fact
Steven Wayne Lieberman left Summit Financial, Llc for Merit Financial Advisors (registered 2026-05-11)
May 8, 2026 · Advisor changed firm · fact
Diane Kathrine Taylor left Summit Financial, Llc for Merit Financial Advisors (registered 2026-05-11)
May 8, 2026 · Advisor changed firm · fact
2 advisors left Summit Financial, LLC (Livingston, NJ) for Merit Financial Advisors on the same day
May 8, 2026 · Team lift-out · derived
Aashka Desai Singh left Summit Financial, Llc for Facet (registered 2026-06-22)
May 1, 2026 · Advisor changed firm · fact
2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Ann Arbor, MI) for Summit Financial, LLC on the same day
Mar 31, 2026 · Team lift-out · derived
Summit Financial, Llc reported RAUM $22.5B, up 50% from $15.0B (2025-10-29 to 2026-03-17)
Mar 17, 2026 · RAUM change · derived
Summit Financial, Llc reported 107 offices beyond its principal office, up from 47 (2025-10-29 to 2026-03-17)
Mar 17, 2026 · Office count change · derived
Summit Financial, Llc reported 210 state-registered advisory representatives, up from 161 (2025-10-29 to 2026-03-17)
Mar 17, 2026 · Advisor headcount change · derived
6 advisors left Wells Fargo Advisors (Cincinnati, OH) for Summit Financial, LLC on the same day
Mar 10, 2026 · Team lift-out · derived
Mitchel Pagano left Summit Financial, Llc for Moneta Group Investment Advisors, Llc (registered 2026-01-13)
Jan 9, 2026 · Advisor changed firm · fact
William F Wagner left Summit Financial, Llc for Independent Financial Group, Llc (registered 2026-01-08)
Jan 8, 2026 · Advisor changed firm · fact
Ava Arjmand left Summit Financial, Llc for Advocacy Wealth Management, Llc (registered 2025-10-27)
Oct 27, 2025 · Advisor changed firm · fact
Clarity Capital Partners's advisors moved to Summit Financial, LLC (Newport Beach, CA): 4 of 5 registered, on the same day
Sep 30, 2025 · Firm absorbed (people side) · derived
2 advisors left Heritage Wealth Partners, LLC (Dublin, OH) for Summit Financial, LLC on the same day
Jul 10, 2025 · Team lift-out · derived
9 advisors left The Patriot Financial Group, LLC (West Warwick, RI) for Summit Financial, LLC within 5 days
Jul 3, 2025 · Team lift-out · derived
3 advisors left The Patriot Financial Group, LLC (Walpole, MA) for Summit Financial, LLC within 5 days
Jul 3, 2025 · Team lift-out · derived
2 advisors left Cambridge Investment Research Advisors, Inc. (Lansdowne, VA) for Summit Financial, LLC a day apart
Jun 24, 2025 · Team lift-out · derived
Lpf Advisors, LLC's advisors moved to Summit Financial, LLC (Sarasota, FL): 4 of 4 registered, on the same day
Jun 11, 2025 · Firm absorbed (people side) · derived
2 advisors left Crow Financial Advisors (Albuquerque, NM) for Summit Financial, LLC on the same day
May 9, 2025 · Team lift-out · derived
Capasso Planning Partners LLC's advisors moved to Summit Financial, LLC (Charleston, SC): 3 of 6 registered, within 7 days
May 8, 2025 · Firm absorbed (people side) · derived
Everest Consultants, LLC's advisors moved to Summit Financial, LLC (Syracuse, NY): 3 of 3 registered, on the same day
May 7, 2025 · Firm absorbed (people side) · derived
Midway Wealth Partners, LLC's advisors moved to Summit Financial, LLC (Arlington Heights, IL): 4 of 4 registered, on the same day
Apr 24, 2025 · Firm absorbed (people side) · derived
Summit Financial, Llc reported RAUM $15.0B, up 30% from $11.5B (2024-12-24 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
Summit Financial, Llc reported 161 state-registered advisory representatives, up from 132 (2024-12-24 to 2025-03-31)
Mar 31, 2025 · Advisor headcount change · derived
Genex Consulting's advisors moved to Summit Financial, LLC (Kirkwood, MO): 13 of 13 registered, a day apart
Mar 28, 2025 · Firm absorbed (people side) · derived
2 advisors left Raymond James Financial Services Advisors, Inc (Montgomery, AL) for Summit Financial, LLC a day apart
Jan 14, 2025 · Team lift-out · derived
Southeast Financial Group's advisors moved to Summit Financial, LLC (Raleigh, NC): 3 of 3 registered, on the same day
Dec 31, 2024 · Firm absorbed (people side) · derived

Across DFX

shared identifiers only, never a name match

Summit Financial, LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/wealthqbreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/glpwreportedpublic record, Form ADV, Sep 17, 2026
Website: summitfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 973-285-3600reportedpublic record, Form ADV, Sep 3, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $114Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026