DFX Intelligence
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Firm absorbed
3 advisors left W••••• C••••••• I••• for O• I••••••••• M••••••••• C•
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Virginia Renee Vanderwaal | Wausau, Wi | May 18, 2026 | Oct 2, 2025 |
| Jake Whalen | Wausau, Wi | Jun 1, 2026 | Apr 24, 2024 |
| Jared William Elijah Kiepke | Wausau, Wi | Jun 1, 2026 | Oct 2, 2025 |
The rule
- Registrations ended
- May 18, 2026 to Jun 1, 2026
- Registered next
- Apr 24, 2024 to Oct 2, 2025
- Branch state
- WI
- Cities
- 1, most in Wausau, Wi
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape