DFX Intelligence

RIA Intelligence

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Firm absorbed

6 advisors left O••• A•••••••• I••• for O••• W••••• M••••••••• L••

othertono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Erin Michael WhalenCupertino, CaJun 8, 2017Jan 9, 2019
Justin A ArnoldCupertino, CaJun 8, 2017Feb 20, 2019
Kristie Dawn CahillCupertino, CaJun 8, 2017Dec 21, 2018
Mark Townsend DuvallCupertino, CaJun 8, 2017Jan 10, 2019
Tracie Lynne SoutherlandCupertino, CaJun 8, 2017Dec 21, 2018
Kenji BleickerCupertino, CaJun 16, 2017Feb 1, 2023
The rule
Registrations ended
Jun 8, 2017 to Jun 16, 2017
Registered next
Dec 21, 2018 to Feb 1, 2023
Branch state
CA
Cities
1, most in Cupertino, Ca
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
67%
Succession by the destination
none on the tape
Other teams out of O••• A•••••••• I•••Other teams into O••• W••••• M••••••••• L••