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Team lift-out

3 advisors left S•••••••• F••••••••• I••• for B••• R•••••• F•••••••• S•••••••• I•••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Joseph Matthew TucciniMarquette, MiDec 31, 2017Jan 8, 2018
Jon Charles MommaertsMarquette, MiJan 5, 2018Jan 8, 2018
Bruce Allan RobertsMarquette, MiJan 8, 2018Jan 8, 2018
The rule
Registrations ended
Dec 31, 2017 to Jan 8, 2018
Registered next
Jan 8, 2018
Branch state
MI
Cities
1, most in Marquette, Mi
Registered there that day
813 (people still on IAPD; an estimate)
Share of that headcount
0.4%
Succession by the destination
none on the tape