DFX Intelligence
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Team lift-out
2 advisors left S•••••••• F••••••••• I••• for T•• A•••••••• G••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Arnold Samuel | Santa Barbara, Ca | Dec 17, 2020 | Mar 16, 2020 |
| Mark Markland | Manhattan Beach, Ca | Dec 17, 2020 | Aug 21, 2020 |
| Michele Ann Fortney-Leach | Santa Barbara, Ca | Dec 17, 2020 | May 21, 2020 |
The rule
- Registrations ended
- Dec 17, 2020
- Registered next
- Mar 16, 2020 to May 21, 2020
- Branch state
- CA
- Cities
- 1, most in Santa Barbara, Ca
- Registered there that day
- 870 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape