DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Markland
Certified Financial Planner
Feed of 09/14/2026
Also filed as Francis Swaby Markland
At current firm
6 y
since Aug 21, 2020
In the industry
32 y
since Feb 18, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Ameriflex Group BD affiliated currentsince Aug 21, 2020 · Las Vegas, Nv
- Sagepoint Financial, Inc. formerMay 1, 2019 to Dec 17, 2020 · Las Vegas, Nv
- First Allied Advisory Services, Inc. formerMay 21, 2012 to May 2, 2019 · Manhattan Beach, Ca
- First Allied Securities, Inc. formerFeb 10, 2011 to Jul 2, 2012 · San Diego, Ca
- Qa3 Financial LLC unclassifiedJun 26, 2007 to Feb 11, 2011 · Manhattan Beach, Ca
- 1717 Capital Management Company unclassifiedJan 3, 1996 to Jul 13, 2007 · Manhattan Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to The Ameriflex Groupleft Dec 17, 2020, registered Aug 21, 2020 (-118 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- First Allied Advisory Services, Inc. to Sagepoint Financial, Inc.left May 2, 2019, registered May 1, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered May 21, 2012 (-42 days) · corporate re-registration, not a move
- Qa3 Financial LLC to First Allied Securities, Inc.left Feb 11, 2011, registered Feb 10, 2011 (-1 days) · Other
- 1717 Capital Management Company to Qa3 Financial LLCleft Jul 13, 2007, registered Jun 26, 2007 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address