DFX Intelligence
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Team lift-out
2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for T•• F•••••••• A•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Noel Bateman Swain | Spartanburg, Sc | Jul 1, 2026 | Jun 25, 2026 |
| Gabriel Jenson Lopez | Spartanburg, Sc | Jul 7, 2026 | Jun 25, 2026 |
The rule
- Registrations ended
- Jul 1, 2026 to Jul 7, 2026
- Registered next
- Jun 25, 2026
- Branch state
- SC
- Cities
- 1, most in Spartanburg, Sc
- Registered there that day
- 3,923 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape