DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Fiduciary Alliance
Legal name Fiduciary Alliance LLC
Latest filing Sep 4, 2026
First filing on the tape Aug 12, 2016 · 64 filings
SEC status approved since Aug 17, 2016
RAUM
$2.5B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
93%
$2.4B individuals and HNW
Advisors
49
registered through the firm on IAPD
RAUM per advisor
$51.6M
derived; firm RAUM over IAPD count
Employees
76
45 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$2.5B as of Aug 5, 2026
Feb 8, 2017$129M then
HNW client RAUM$1.1B as of Aug 5, 2026
Mar 28, 2018$78.7M then
State-registered IARs (5.B.3)45 as of Aug 5, 2026
Feb 8, 20175 then
Employees (5.A)76 as of Aug 5, 2026
Feb 8, 20179 then
Private funds: no history
RAUM +31% over the last fiscal year+43% a year over threeIARs 38 to 45offices 20 to 25
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- $51.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 178derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $473,345derivedHNW RAUM over HNW clients
- Average account
- $275,941derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.9derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +45%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $580M, 1,806 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.2B48%
- High-net-worth individuals$1.1B45%
- Other investment advisers$83.1M3.3%
- Corporations and businesses$66.3M2.6%
- Pension and profit-sharing plans$11.4M0.5%
- Charitable organizations$9.9M0.4%
- Individual clients
- 6,356reported
- HNW clients
- 2,388reported
- Pension plan clients
- 12reported
- Charitable clients
- 9reported
- Accounts
- 9,155reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $580M for 1,806 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.93 fund_share=0.03 institutional_share=0.01 related_bd= related_bank= bd_reps=1.0derived
Advisors registered through the firm
49 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Miller TownerChartered Financial Analyst | Greenville, Sc | Sep 21, 2016 | 26 y | 2 |
| David Thomas ChudykCertified Financial Planner | Seneca, Sc | Aug 5, 2019 | 23 y | 2 |
| Peyton Chandler Hoppes | Greenville, Sc | Oct 21, 2019 | 10 y | 1 |
| Susan S Harvell | Greenville, Sc | Sep 10, 2020 | 24 y | 1 |
| Robert Stephen Moses | Charlotte, Nc | Dec 23, 2020 | 26 y | 1 |
| Christopher Warren Wilbratte | Greenville, Sc | Feb 5, 2021 | 33 y | 2 |
| Edgar Lawrence Mclean | St. Augustine, Fl | Mar 23, 2021 | 18 y | 1 |
| Randall Gray Neighbour | Houston, Tx | Jun 16, 2021 | 24 y | 2 |
| Joseph Warren NelsonCertified Financial Planner | Naples, Fl | Jun 18, 2021 | 23 y | 1 |
| Brian Howard Dick | Tewksbury, Ma | Jul 7, 2021 | 21 y | 2 |
| Barry Raymond Dick | Tewksbury, Ma | Jul 7, 2021 | 32 y | 2 |
| Gina Marie Rose SalaminChartered Financial Analyst | Greenville, Sc | Jun 22, 2022 | 28 y | 0 |
| Matthew James MyrickCertified Financial Planner | Bagley, Mn | Sep 23, 2022 | 12 y | 1 |
| Jonathan Taylor Dick | Greenville, Sc | Jan 11, 2023 | 13 y | 0 |
| Theodore James ErhartCertified Financial Planner | Greenville, Sc | Feb 7, 2023 | 18 y | 2 |
| Tabitha Wee Chih Lundstrom | Greenville, Sc | Apr 27, 2023 | 11 y | 0 |
| Christopher Lawrence BalcerowiakCertified Financial Planner | Sterling Heights, Mi | May 19, 2023 | 39 y | 2 |
| Justin Randall ChastainCertified Financial Planner | Greenville, Sc | Feb 8, 2024 | 11 y | 0 |
| Matthew Arthur Keefe | Tewksbury, Ma | Mar 14, 2024 | 10 y | 0 |
| David Jon Morrow | Greenville, Sc | Mar 25, 2024 | 34 y | 4 |
| James Lee Royals | Greenville, Sc | Apr 1, 2024 | 27 y | 2 |
| Dylan Wade MartinCertified Financial Planner | Greensboro, Nc | Jun 17, 2024 | 11 y | 2 |
| Joe Barrow Tracy | St. Simons, Ga | Jul 26, 2024 | 33 y | 2 |
| William Townson Grasty | Charlotte, Nc | Aug 28, 2024 | 27 y | 4 |
| Sam A Parail | Seahurst, Wa | Nov 6, 2024 | 24 y | 9 |
| Daniel Lee Phillips | Lagrange, Ga | Nov 8, 2024 | 29 y | 2 |
| Kyle William CrawfordCertified Financial Planner | Lagrange, Ga | Nov 13, 2024 | 23 y | 4 |
| Richard Alan SampleyCertified Financial Planner | Greenville, Sc | Nov 13, 2024 | 46 y | 4 |
| Dean Roger St. MarieCertified Financial Planner | Brevard, Nc | Jan 8, 2025 | 29 y | 6 |
| Timothy DickCertified Financial Planner | Tewksbury, Ma | Mar 27, 2025 | 10 y | 2 |
| Christopher Thomas Klein | Greenville, Sc | Apr 3, 2025 | 23 y | 1 |
| John Coble | Greenville, Sc | Apr 9, 2025 | 25 y | 4 |
| David Lahmer DunnCertified Financial Planner, Personal Financial Specialist | Greenville, Sc | May 23, 2025 | 38 y | 3 |
| Damian Orlando Lombardi | Greenville, Nc | Jun 6, 2025 | 10 y | 1 |
| Kevin Edward Dick | Tewksbury, Ma | Jul 10, 2025 | 12 y | 0 |
| Stephen Michael Harvey | Waco, Tx | Oct 10, 2025 | 10 y | 1 |
| Brianna MadrenCertified Financial Planner | Greenville, Sc | Jan 15, 2026 | 12 y | 2 |
| Calvin Tracy Leonard | Mountain Home, Ar | Jan 29, 2026 | 10 y | 2 |
| Brian James BoughnerChartered Financial Analyst | Greenville, Sc | Mar 6, 2026 | 26 y | 3 |
| Daniel Craig Stephen | Greenville, Sc | Apr 29, 2026 | 31 y | 0 |
Advisor movement
9 left, 11 joined in 12 months
net +2 in 12 months3 left in 90 days4 joined in 90 daysdeparture rate 18% of current headcount11 left over 36 months
Left, latest
- Katrina Domela Whitlinger to Stella Maris WealthJul 17, 2026 · RIA to a state-registered adviser
- Anthony Richard Mahfood to Wealth Intelligently Navigated, LLCJul 1, 2026 · RIA to a newly registered adviser
- Robert Francis to Wealth Intelligently Navigated, LLCJul 1, 2026 · RIA to a newly registered adviser
- Steven Wayne Tolleson to Wealth Intelligently Navigated, LLCMay 1, 2026 · RIA to a newly registered adviser
- Anna Flasch Wolford to Wealth Intelligently Navigated, LLCMay 1, 2026 · RIA to a newly registered adviser
- Thomas Anthony Russo to LPL Enterprise, LLCJan 21, 2026 · RIA to affiliated broker-dealer or bank
- Ted Miller to Harvest Investment Services, LLCNov 12, 2025 · RIA to RIA
- Calvin Tracy Leonard to Forthright CapitalOct 6, 2025 · RIA to RIA
- Jay Lynn Jackson to Primerica AdvisorsSep 30, 2025 · RIA to affiliated broker-dealer or bank
- Mary Katherine Sheahan to Raymond James Financial Services Advisors, IncApr 21, 2025 · RIA to affiliated broker-dealer or bank
- Muhammad Naadir Jalill to Fisher InvestmentsOct 5, 2023 · RIA to RIA
- Veronica Parker Mackey to Tilly, Inc.Jun 30, 2021 · RIA to a state-registered adviser
- Stuart Sommerville Canzeri to Resurgent AdvisorsOct 8, 2019 · RIA to RIA
- David Parker Hughes to Resurgent AdvisorsOct 8, 2019 · RIA to RIA
- William Robert Hines to Oneascent Financial Services LLCAug 16, 2017 · Other
Joined, latest
- Wesley Wayne Whitten from Encompass More Asset Management LLCJul 6, 2026 · RIA to RIA
- Sheree Dorothy Reeling from LPL Financial LLCJul 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gabriel Jenson Lopez from Cambridge Investment Research Advisors, Inc.Jun 25, 2026 · Affiliated broker-dealer or bank to independent RIA
- Noel Bateman Swain from Cambridge Investment Research Advisors, Inc.Jun 25, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lori C. Avant from Impact Partnership Wealth, LLCJun 16, 2026 · RIA to RIA
- Brian James Boughner from Bison Wealth, LLCMar 6, 2026 · Other
- Calvin Tracy Leonard from Forthright CapitalJan 29, 2026 · RIA to RIA
- Brianna Madren from Invst, LLCJan 15, 2026 · RIA to RIA
- Ted Miller from Simplicity WealthOct 30, 2025 · RIA to RIA
- Thomas Anthony Russo from LPL Enterprise, LLCOct 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Stephen Michael Harvey from Cx Institutional, LLCOct 10, 2025 · RIA to RIA
- Damian Orlando Lombardi from Porter InvestmentsJun 6, 2025 · Other
- David Lahmer Dunn from Capital Planning, LLCMay 23, 2025 · RIA to RIA
- John Coble from Ameriprise Financial Services, LLCApr 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Christopher Thomas Klein from Lifeplan Financial, LLCApr 3, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Wealth Intelligently Navigated, LLCJul 1, 2026 · Greenville, Sc
- 2 left for Wealth Intelligently Navigated, LLCMay 1, 2026 · Greenville, Sc
- 2 left for Resurgent AdvisorsOct 8, 2019 · Greenville, Sc
- 2 joined from Cambridge Investment Research Advisors, Inc.Jul 1, 2026 · Spartanburg, Sc
- 2 joined from Ameriprise Financial Services, LLCMay 24, 2023 · Sterling Heights, Mi
- 2 joined from SpcJun 15, 2021 · Bemidji, Mn
- 2 joined from Cg Advisory ServicesMar 28, 2017 · Peachtree City, Ga
- 4 joined from Bison Wealth, LLCOct 6, 2016 · Greenville, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Brian Boughner · Managing Membercontrolsince 08/2016 · owns 75% or more
- S Susan Harvell · Chief Compliance Officercontrolsince 02/2026 · owns less than 5%
- Regina Victoria Latham · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- Richard Anthony Mahfood · Managing Membercontrolsince 08/2016 · owns 50% to 75%
- Miller Gregory Towner · Chief Investment Officercontrolsince 08/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenville, Sc · principal | 43 | 14 | 7 | 2 | |
| Tewksbury, Ma | 6 | 0 | 0 | ||
| Spartanburg, Sc | 3 | 2 | 1 | ||
| Houston, Tx | 3 | 1 | 0 | ||
| Lagrange, Ga | 3 | 1 | 0 | ||
| Bagley, Mn | 2 | 0 | 0 | ||
| Charlotte, Nc | 2 | 0 | 0 | ||
| Lafayette, In | 2 | 2 | 0 | ||
| Nashville, Tn | 2 | 2 | 0 | ||
| Hartsville, Sc | 2 | 1 | 0 | ||
| Sterling Heights, Mi | 1 | 0 | 0 | ||
| Greer, Sc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Tewksbury, MA3 employees
- Lagrange, GA3 employees
- Sterling Heights, MI2 employees
- St. Augustine, FL2 employees
- Bagley, MN1 employees
- Beaumont, TX1 employees
- Greer, SC1 employees
- High Point, NC1 employees
- Houston, TX1 employees
- Anoka, MN1 employees
- Little Rock, AR1 employees
- Naples, FL1 employees
- Seahurst, WA1 employees
- Seneca, SC1 employees
- Spartanburg, SC1 employees
- Atlanta, GA1 employees
- Atlanta, GA1 employees
- Austin, TX1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 4, 2026MAHFOOD, ANTHONY, RICHARD (MANAGING MEMBER) left Schedule A between the filings of 2023-03-23 and 2026-09-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Sep 4, 2026HARVELL, SUSAN, S (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-03-23 and 2026-09-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Sep 4, 2026LATHAM, VICTORIA, REGINA (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-23 and 2026-09-04peers: independent wealth managers, $1B to $5B (1,360)
- institutional to wealth shiftCombination · filing Apr 16, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,921,956,974 to $2,526,238,956, advisors 38 to 45, private clients 6011 to 8744, offices 20 to 24 (2025-04-07 to 2026-04-16)peers: independent wealth managers, $1B to $5B (1,360)
- institutional asset share shiftChange between filings · filing Apr 16, 2026institutional share of RAUM moved from 29.0% to 7.0% between the annual amendments of 2025-04-07 and 2026-04-16peers: independent wealth managers, $1B to $5B (1,360)
- client mix shiftChange between filings · filing Apr 16, 2026private-client share of RAUM moved from 71.0% to 93.0% between the annual amendments of 2025-04-07 and 2026-04-16peers: independent wealth managers, $1B to $5B (1,360)
- discretionary share shiftChange between filings · filing Apr 16, 2026discretionary share of RAUM moved from 77.0% to 98.0% between the annual amendments of 2025-04-07 and 2026-04-16peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Aug 5, 2026 to Sep 4, 2026
- Other offices · 26 to 25Aug 5, 2026 to Sep 4, 2026
- Related adviser · false to unsetAug 5, 2026 to Sep 4, 2026
- Related bank · false to unsetAug 5, 2026 to Sep 4, 2026
- Related broker-dealer · false to unsetAug 5, 2026 to Sep 4, 2026
- Related insurance company · false to unsetAug 5, 2026 to Sep 4, 2026
- Succession · false to unsetAug 5, 2026 to Sep 4, 2026
- Other offices · 23 to 26Jul 1, 2026 to Aug 5, 2026
- Other offices · 24 to 23Jun 12, 2026 to Jul 1, 2026
- Other offices · 23 to 24Mar 31, 2026 to Apr 16, 2026
- Other offices · 22 to 23Feb 9, 2026 to Mar 31, 2026
- Accounts · 6,842 to 9,155Jan 15, 2026 to Feb 9, 2026
- Advisory employees · 38 to 45Jan 15, 2026 to Feb 9, 2026
- Charity clients · unset to 9.0Jan 15, 2026 to Feb 9, 2026
- Corporate clients · 631 to 168Jan 15, 2026 to Feb 9, 2026
- HNW clients · 1,738 to 2,388Jan 15, 2026 to Feb 9, 2026
- Individual clients · 4,273 to 6,356Jan 15, 2026 to Feb 9, 2026
- Pension plan clients · 8 to 12Jan 15, 2026 to Feb 9, 2026
- Assets in custody · $34.0M to $580MJan 15, 2026 to Feb 9, 2026
- Employees · 63 to 76Jan 15, 2026 to Feb 9, 2026
- Financial planning clients · 1-10 to 0Jan 15, 2026 to Feb 9, 2026
- State-registered IARs · 38 to 45Jan 15, 2026 to Feb 9, 2026
- Discretionary RAUM · $1.5B to $2.5BJan 15, 2026 to Feb 9, 2026
- HNW RAUM · $653M to $1.1BJan 15, 2026 to Feb 9, 2026
- Individual RAUM · $711M to $1.2BJan 15, 2026 to Feb 9, 2026
- Non-discretionary RAUM · $450M to $45.4MJan 15, 2026 to Feb 9, 2026
- Pension RAUM · $9.5M to $11.4MJan 15, 2026 to Feb 9, 2026
- RAUM · $1.9B to $2.5BJan 15, 2026 to Feb 9, 2026
- Other offices · 21 to 22Jun 6, 2025 to Oct 24, 2025
- Financial planning clients · 1-10 to 1-10May 23, 2025 to Jun 6, 2025
- Other offices · 20 to 21May 23, 2025 to Jun 6, 2025
- Accounts · 16,591 to 6,842Nov 6, 2024 to Apr 7, 2025
- Advisory employees · 34 to 38Nov 6, 2024 to Apr 7, 2025
- BD registered reps · 3 to 1Nov 6, 2024 to Apr 7, 2025
- Corporate clients · 496 to 631Nov 6, 2024 to Apr 7, 2025
- HNW clients · 443 to 1,738Nov 6, 2024 to Apr 7, 2025
- Individual clients · 1,352 to 4,273Nov 6, 2024 to Apr 7, 2025
- Pension plan clients · unset to 8.0Nov 6, 2024 to Apr 7, 2025
- Employees · 48 to 63Nov 6, 2024 to Apr 7, 2025
- State-registered IARs · 34 to 38Nov 6, 2024 to Apr 7, 2025
Signals
28 dated events
- Katrina Domela Whitlinger left The Fiduciary Alliance for Stella Maris Wealth (registered 2026-06-30)Jul 17, 2026 · Advisor changed firm · fact
- Robert Francis left The Fiduciary Alliance for Wealth Intelligently Navigated, Llc (registered 2026-07-02)Jul 1, 2026 · Advisor changed firm · fact
- Anthony Richard Mahfood left The Fiduciary Alliance for Wealth Intelligently Navigated, Llc (registered 2026-07-02)Jul 1, 2026 · Advisor changed firm · fact
- 2 advisors left The Fiduciary Alliance (Greenville, SC) for Wealth Intelligently Navigated, LLC on the same dayJul 1, 2026 · Team lift-out · derived
- 2 advisors left Cambridge Investment Research Advisors, Inc. (Spartanburg, SC) for The Fiduciary Alliance within 6 daysJul 1, 2026 · Team lift-out · derived
- Anna Flasch Wolford left The Fiduciary Alliance for Wealth Intelligently Navigated, Llc (registered 2026-03-31)May 1, 2026 · Advisor changed firm · fact
- Steven Wayne Tolleson left The Fiduciary Alliance for Wealth Intelligently Navigated, Llc (registered 2026-03-31)May 1, 2026 · Advisor changed firm · fact
- 2 advisors left The Fiduciary Alliance (Spartanburg, SC) for Wealth Intelligently Navigated, LLC on the same dayMay 1, 2026 · Team lift-out · derived
- The Fiduciary Alliance reported RAUM $2.5B, up 31% from $1.9B (2026-01-15 to 2026-02-09)Feb 9, 2026 · RAUM change · derived
- Thomas Anthony Russo left The Fiduciary Alliance for Lpl Enterprise, Llc (registered 2026-01-26)Jan 21, 2026 · Advisor changed firm · fact
- Ted Miller left The Fiduciary Alliance for Harvest Investment Services, Llc (registered 2025-11-19)Nov 12, 2025 · Advisor changed firm · fact
- Calvin Tracy Leonard left The Fiduciary Alliance for Forthright Capital (registered 2025-10-15)Oct 6, 2025 · Advisor changed firm · fact
- Jay Lynn Jackson left The Fiduciary Alliance for Primerica Advisors (registered 2026-04-24)Sep 30, 2025 · Advisor changed firm · fact
- Mary Katherine Sheahan left The Fiduciary Alliance for Raymond James Financial Services Advisors, Inc (registered 2025-04-16)Apr 21, 2025 · Advisor changed firm · fact
- The Fiduciary Alliance reported RAUM $1.9B, up 57% from $1.2B (2024-11-06 to 2025-04-07)Apr 7, 2025 · RAUM change · derived
- The Fiduciary Alliance reported RAUM $1.2B, up 42% from $864.8M (2023-11-17 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Muhammad Naadir Jalill left The Fiduciary Alliance for Fisher Investments (registered 2023-10-26)Oct 5, 2023 · Advisor changed firm · fact
- 2 advisors left Ameriprise Financial Services, LLC (Sterling Heights, MI) for The Fiduciary Alliance within 13 daysMay 24, 2023 · Team lift-out · derived
- The Fiduciary Alliance reported RAUM $864.8M, up 38% from $626.3M (2022-12-22 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- The Fiduciary Alliance reported 11 offices beyond its principal office, up from 4 (2022-12-22 to 2023-03-23)Mar 23, 2023 · Office count change · derived
- Regina Victoria Latham (Chief Compliance Officer) appeared on Schedule A of The Fiduciary AllianceMar 23, 2023 · Control person joined · fact
- Miller Gregory Towner (Chief Investment Officer) appeared on Schedule A of The Fiduciary AllianceMar 23, 2023 · Control person joined · fact
- The Fiduciary Alliance reported RAUM $626.3M, up 107% from $301.9M (2022-02-15 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- The Fiduciary Alliance reported RAUM $301.9M, up 54% from $196.0M (2021-02-10 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Sommerville Stuart Canzeri (Managing Member) no longer on Schedule A of The Fiduciary Alliance (listed 2019-03-14, absent 2019-09-09)Sep 9, 2019 · Control person left · inference
- Parker David Hughes (Managing Member) no longer on Schedule A of The Fiduciary Alliance (listed 2019-03-14, absent 2019-09-09)Sep 9, 2019 · Control person left · inference
- Michael James Cullen (Chief Compliance Officer) no longer on Schedule A of The Fiduciary Alliance (listed 2019-03-14, absent 2019-09-09)Sep 9, 2019 · Control person left · inference
- The Fiduciary Alliance filed its initial SEC registration (Form ADV)Aug 12, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 864-385-7999reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/altum-wealth-alliancereportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/parallel-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fiduciaryalliance.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 864-385-7999reportedpublic record, Form ADV, Sep 4, 2026
- Team page
- fiduciaryalliance.org/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026