DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Ilene B. GohmertCuero, TxSep 28, 2018Sep 5, 2018
James Rupert HenryVictoria, TxSep 28, 2018Aug 31, 2018
Jason Scott HenryVictoria, TxSep 28, 2018Aug 31, 2018
John Tyler WoffordVictoria, TxSep 28, 2018Aug 31, 2018
The rule
Registrations ended
Sep 28, 2018
Registered next
Aug 31, 2018 to Sep 5, 2018
Branch state
TX
Cities
2, most in Victoria, Tx
Registered there that day
2,286 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape
Other teams out of C•••••••• I••••••••• R••••••• A•••••••• I•••Other teams into L•• F•••••••• L••