J•••• S•••• H••••

L•• F•••••••• L••BD affiliatedVictoria, Txdual registrantIAPD 2500744

Feed of 09/14/2026

At current firm

8 y

since Aug 31, 2018

In the industry

26 y

since Jul 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 31, 2018 · Victoria, Tx
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jul 1, 2011 to Sep 28, 2018 · Victoria, Tx
C•••••••• F•••••••• G•••• A••••••• former
Aug 26, 2008 to Jul 5, 2011 · Victoria, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Sep 28, 2018, registered Aug 31, 2018 (-28 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
C•••••••• F•••••••• G•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 5, 2011, registered Jul 1, 2011 (-4 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address