DFX Intelligence
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Team lift-out
2 advisors left U••••• C•••••• F•••••••• A••••••• for C••••••••• I••••••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Arthur Millwee Klugh | Seneca, Sc | Oct 13, 2023 | Sep 15, 2023 |
| Thomas Brandon Cox | Seneca, Sc | Oct 27, 2023 | Sep 29, 2023 |
The rule
- Registrations ended
- Oct 13, 2023 to Oct 27, 2023
- Registered next
- Sep 15, 2023 to Sep 29, 2023
- Branch state
- SC
- Cities
- 1, most in Seneca, Sc
- Registered there that day
- 283 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- Succession by the destination
- none on the tape