DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• I••••••••• A•••••••• L••
Latest filing Sep 16, 2026
First filing on the tape Aug 13, 2022 · 84 filings
SEC status approved since Sep 8, 2022
RAUM
$16B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
100%
$16B individuals and HNW
Advisors
280
registered through the firm on IAPD
RAUM per advisor
$56.2M
derived; firm RAUM over IAPD count
Employees
187
160 advisory (5.B.1)
Offices
72
beyond the principal office
Private funds
0
reported on Schedule D
History
84 filings and snapshots on the tape
RAUM$16B as of Aug 20, 2026
Feb 3, 2023$140M then
HNW client RAUM$12B as of Aug 20, 2026
Feb 3, 2023$1.4M then
State-registered IARs (5.B.3)157 as of Aug 20, 2026
Feb 3, 202310 then
Employees (5.A)187 as of Aug 20, 2026
Feb 3, 202314 then
Private funds: no history
RAUM +59% over the last fiscal year+383% a year over threeIARs 133 to 157offices 50 to 72
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $56.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $382,630derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.8derived73 offices incl. principal (1.F.5)
- RAUM growth, one year
- +59%derivedbetween the last two annual amendments
- Advisor growth, one year
- +19%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $14BreportedItem 5.I
- Custody
- $3.4B, 6,360 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$12B74%
- Individuals$4.0B26%
- Corporations and businesses$20.8M0.1%
- Charitable organizations$280,2560.0%
- Pension and profit-sharing plans$183,5040.0%
- Individual clients
- 10,259reported
- HNW clients
- 3,009reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 41,105reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $2.2B sponsored, $0 managedreported
- Custody of client assets
- $3.4B for 6,360 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=53.0derived
Advisors registered through the firm
279 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••• T••• H••••• | Tampa, Fl | Nov 21, 2022 | 27 y | 2 |
| A•••••••• L•••• R•••Certified Financial Planner | Tampa, Fl | Nov 21, 2022 | 14 y | 2 |
| G••• T••• F•••• | Murfreesboro, Tn | Dec 2, 2022 | 17 y | 3 |
| M•••••• J•• M••••••• | Tampa, Fl | Dec 19, 2022 | 29 y | 3 |
| D•••••• C• T••• | Tampa, Fl | Jan 9, 2023 | 14 y | 2 |
| R•••••• S• D•••••••• | Tampa, Fl | Jan 9, 2023 | 22 y | 2 |
| A••• S•••• C•••• | Malton, Nj | Jan 24, 2023 | 40 y | 4 |
| T•• L••• P••••• | Tampa, Fl | Jan 30, 2023 | 24 y | 4 |
| A••• F•••• P•••• | Tampa, Fl | Feb 17, 2023 | 31 y | 2 |
| N••••••• R•••••• K•••• | Tampa, Fl | Feb 27, 2023 | 11 y | 2 |
| S•••• C••••••••• B••••• | Tampa, Fl | Mar 13, 2023 | 26 y | 1 |
| K•••• D•••• H•••••••Certified Financial Planner | Tampa, Fl | Mar 23, 2023 | 28 y | 2 |
| D••••• A••••• R••••• | Tampa, Fl | Mar 24, 2023 | 30 y | 1 |
| W•••••• Y•••• R••• | Longview, Tx | Mar 31, 2023 | 37 y | 3 |
| W•••••• Y•••• R••• | Longview, Tx | Mar 31, 2023 | 18 y | 2 |
| J••••• L••• K••• | Longview, Tx | Mar 31, 2023 | 38 y | 3 |
| S••••• T••••• D••••• | Tampa, Fl | Apr 6, 2023 | 21 y | 4 |
| R•••••• A•••••• C•••••• | Fresno, Ca | Apr 10, 2023 | 19 y | 3 |
| B•••• V•••• S••••••• | Tampa, Fl | Apr 11, 2023 | 15 y | 3 |
| K••••••• L••• C••••••• | Fresno, Ca | Apr 11, 2023 | 27 y | 4 |
| C•••••• P••••••••• | Fresno, Ca | Apr 11, 2023 | 34 y | 5 |
| B•••• G••• | Chicago, Il | Apr 12, 2023 | 19 y | 3 |
| W•••••• L• R••• | Chicago, Il | Apr 12, 2023 | 19 y | 3 |
| M••• S•••••• H•••••••••Certified Financial Planner | Chicago, Il | Apr 14, 2023 | 36 y | 3 |
| M••• A••••• R•••••• | Chicago, Il | Apr 17, 2023 | 31 y | 2 |
| K•••••• N•••• W••••• | Tampa, Fl | Apr 17, 2023 | 28 y | 2 |
| M•••••• R••••• B•••• | Grosse Pointe, Mi | Apr 17, 2023 | 23 y | 3 |
| E•••••••• M•••••• | Grosse Pointe, Mi | Apr 17, 2023 | 34 y | 2 |
| M•••••• G••••• S•••••• | Tampa, Fl | Apr 17, 2023 | 12 y | 1 |
| W•••• A••• K••• | Tampa, Fl | Apr 17, 2023 | 16 y | 1 |
| J•••••• A••• M••••••• | Tampa, Fl | Apr 18, 2023 | 33 y | 2 |
| T•••••• W•••••• S•••• | Portland, Or | Apr 18, 2023 | 22 y | 3 |
| D•••••• R•••••• M••••••• | Vancouver, Wa | Apr 18, 2023 | 39 y | 3 |
| J••• R••••• | Grosse Pointe, Mi | Apr 19, 2023 | 14 y | 2 |
| B•••• J•••• C••••••• | Bend, Or | Apr 21, 2023 | 15 y | 2 |
| R••••• R•••••• M••••••Chartered Financial Consultant | Portland, Or | Apr 21, 2023 | 26 y | 5 |
| L•••••• E•••••• L••• | Albuquerque, Nm | Apr 24, 2023 | 29 y | 3 |
| R•••• A••• H•••Certified Financial Planner | Tampa, Fl | Apr 24, 2023 | 43 y | 3 |
| D•••• G••••• B••••• | Tampa, Fl | Apr 24, 2023 | 34 y | 4 |
| D•••••• A•••••• S•••••••• | San Diego, Ca | Apr 24, 2023 | 34 y | 3 |
Advisor movement
4 left, 74 joined in 12 months
net +70 in 12 months3 left in 90 days22 joined in 90 daysdeparture rate 1.4% of current headcount14 left over 36 months
Left, latest
- C•••••• A••••• S•••• to M••••••Aug 13, 2026 · RIA to affiliated broker-dealer or bank
- B••••••• M•••••• F••••• to S•••••• W••••• P•••••••• L••Jul 21, 2026 · RIA to affiliated broker-dealer or bank
- E••• R• R••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jun 30, 2026 · RIA to wirehouse
- A••••• S• D••••• to N•••••• A•••••••Dec 8, 2025 · RIA to affiliated broker-dealer or bank
- S••• D•••••••• F•••••• to T••• F••••••••Apr 29, 2025 · RIA to RIA
- K••• J••• M•••• to M•••••• I•••••••••Feb 4, 2025 · RIA to RIA
- J••••• D•••• to W•••• F•••• A•••••••Jun 4, 2024 · RIA to wirehouse
- R•••• W••••• to R•• C•••••• M••••••• L••Mar 19, 2024 · RIA to affiliated broker-dealer or bank
- T••••• L••••• B••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Mar 19, 2024 · RIA to affiliated broker-dealer or bank
- L•••• A•• C•••••• to T••••••• I••••••••• M••••••••• I•••Mar 19, 2024 · RIA to affiliated broker-dealer or bank
- A••••• M•••• to S•••••• N••••••• • C••••••• I•••••••••Mar 19, 2024 · RIA to affiliated broker-dealer or bank
- G•••• M•••••• to C•••••• S••••• • C••• I•••Feb 8, 2024 · RIA to affiliated broker-dealer or bank
- M•••••• D•••• S••••••• to V••••••• A••••••• L••Nov 28, 2023 · Other
- J••••• R•••••• G•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 27, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- C••••••••• J••••• D••••• from R•••••• J•••• • A••••••••• I•••Aug 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- E••• B••••••• H•••••• from M••••• S••••••Aug 3, 2026 · Wirehouse to independent RIA
- L••••• K••••••• S•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- D•••• C••• D•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••• M•••••• G••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- R••••• C•••••• B•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••• A••••• H•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••••• A•••• G•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••• B• H•••••• from M••••• S••••••Jul 28, 2026 · Wirehouse to independent RIA
- H••• F••••• H••••••• from M••••• S••••••Jul 10, 2026 · Wirehouse to independent RIA
- B•••• J•••• K•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- B•••••• W•••••• S••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- D•••••• M••••• K•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- G•••••• E••••• W•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- L•••• L•••••• E•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 6 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 4, 2026 · H••••••, Tx
- 2 joined from M••••• S••••••Jul 24, 2026 · Hot Springs, Ar
- 2 joined from A•••••• W••••• S••••••••Jul 8, 2026 · H••••••, Tx
- 6 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 7, 2026 · Ashton, Md
- 2 joined from A•••• C•••••• M••••••••• L••Jun 19, 2026 · Bellevue, Wa
- 4 joined from R•••••• J•••• • A••••••••• I•••May 11, 2026 · H••••••, Tx
- 3 joined from W•••• F•••• A•••••••Apr 10, 2026 · Gastonia, Nc
- 2 joined from H•••••••• A•••••••• L••Mar 11, 2026 · Baton Rouge, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• C•••••••• T••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- L•••• N•••••• M•••••• · Foundercontrolsince 10/2022 · owns less than 5%
- S•••••• S••••• A•••••••• · Foundercontrolsince 10/2022 · owns less than 5%
- L•••• N•••••• M•••••• · Chief Executive Officercontrolsince 09/2023 · owns F of C••••••••• P••••••••• H•••••••• L••
- L•••• N•••••• M•••••• · Managercontrolsince 03/2023 · owns 25% to 50% of C••••••••• F••••••• P•••••••• L••
- M••••••••• K•••• · F••••••• Partnercontrolsince 09/2023 · owns F of C••••••••• P••••••••• H•••••••• L••
- S•••••• S••••• A•••••••• · Managercontrolsince 03/2023 · owns 25% to 50% of C••••••••• F••••••• P•••••••• L••
- M••••••• J•••••• G••••• · Managing Director, Operationssince 06/2024 · owns less than 5%
Entity owners
- C••••••••• P••••••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- C••••••••• F••••••• P•••••••• L•• · Managing Memberindirect · owns 50% to 75% of C••••••••• P••••••••• H•••••••• L••
- M••••••• W••••• P••••••• · Managing Memberindirect · owns 25% to 50% of C••••••••• P••••••••• H•••••••• L••
- N••••• L•• · Managing Memberindirect · owns 75% or more of C••••••••• P••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- C••••••••• A•••• M••••••••• L••investment advisernRAUM $2.5B
- C••••••••• I•••••••• S••••••••• L••real estatey
Advisers that list C••••••••• I••••••••• A•••••••• L•• as a related person
- 330657 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 280 | 88 | 0 | ||
| H••••••, Tx | 21 | 16 | 1 | ||
| Dallas, Tx | 19 | 3 | 0 | ||
| San Diego, Ca | 14 | 1 | 0 | ||
| G••••Wood Village, Co | 11 | 3 | 0 | ||
| Alpharetta, Ga | 10 | 0 | 0 | ||
| Bradenton, Fl | 8 | 1 | 0 | ||
| Ashton, Md | 7 | 7 | 0 | ||
| S••••Sdale, Az | 7 | 1 | 1 | ||
| Kingsport, Tn | 6 | 0 | 0 | ||
| Chicago, Il | 5 | 0 | 0 | ||
| Grosse Pointe, Mi | 5 | 1 | 0 | ||
| Northfield, Nj | 5 | 2 | 0 | ||
| Lebanon, Va | 5 | 1 | 0 | ||
| The Woodlands, Tx | 5 | 0 | 0 | ||
| Westminster, Co | 4 | 2 | 0 | ||
| Bellevue, Wa | 4 | 1 | 0 | ||
| Norman, Ok | 4 | 1 | 0 | ||
| Augusta, Ga | 4 | 4 | 0 | ||
| Charlotte, Nc | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX9 employees
- G••••Wood Village, CO7 employees
- Bradenton, FL7 employees
- S••••Sdale, AZ6 employees
- Alpharetta, GA6 employees
- Portland, OR4 employees
- Fort Lauderdale, FL4 employees
- Grosse Pointe, MI4 employees
- Chicago, IL3 employees
- Longview, TX3 employees
- Fairbanks, AK3 employees
- Fresno, CA3 employees
- The Woodlands, TX3 employees
- H••••••, TX3 employees
- Chicago, IL3 employees
- Anderson, SC2 employees
- Lebanon, VA2 employees
- Mandeville, LA2 employees
- Marlton, NJ2 employees
- Norman, OK2 employees
- Albuquerque, NM2 employees
- South Miami, FL2 employees
- Vancouver, WA2 employees
- V••••••• Beach, VA2 employees
- Walnut Creek, CA2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 23, 2026accounts (Item 5.F.2.f) moved from 10,278.0 to 41,105.0 (+300.0%) between the annual amendments of 2025-04-29 and 2026-04-23; the peer median change was +8.0% (253 comparable advisers, 100.0th percentile of changes)peers: WEALTH_I•••••••••, $5B to $20B (253) · 100% percentile
- RAUM up 50 %Change between filings · filing Apr 23, 2026RAUM (Item 5.F) moved from $9,901,639,186 to $15,727,990,844 (+59.0%) between the annual amendments of 2025-04-29 and 2026-04-23; the peer median change was +18.0% (271 comparable advisers, 92.0th percentile of changes)peers: WEALTH_I•••••••••, $5B to $20B (271) · 92% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 26-50 to 26-50Aug 20, 2026 to Sep 16, 2026
- Succession · false to unsetAug 20, 2026 to Sep 16, 2026
- Advisory employees · 161 to 160Jun 1, 2026 to Jul 31, 2026
- BD registered reps · 54 to 53Jun 1, 2026 to Jul 31, 2026
- Employees · 188 to 187Jun 1, 2026 to Jul 31, 2026
- State-registered IARs · 158 to 157Jun 1, 2026 to Jul 31, 2026
- Advisory employees · 163 to 161Mar 30, 2026 to Apr 23, 2026
- Employees · 190 to 188Mar 30, 2026 to Apr 23, 2026
- State-registered IARs · 160 to 158Mar 30, 2026 to Apr 23, 2026
- Accounts · 10,278 to 41,105Feb 24, 2026 to Mar 30, 2026
- Advisory employees · 164 to 163Feb 24, 2026 to Mar 30, 2026
- Charity clients · 0 to 2Feb 24, 2026 to Mar 30, 2026
- Corporate clients · 219 to 6Feb 24, 2026 to Mar 30, 2026
- HNW clients · 1,946 to 3,009Feb 24, 2026 to Mar 30, 2026
- Individual clients · 8,113 to 10,259Feb 24, 2026 to Mar 30, 2026
- Pension plan clients · 0 to 1Feb 24, 2026 to Mar 30, 2026
- Assets in custody · $2.9B to $3.4BFeb 24, 2026 to Mar 30, 2026
- Employees · 191 to 190Feb 24, 2026 to Mar 30, 2026
- Financial planning clients · 101-250 to 26-50Feb 24, 2026 to Mar 30, 2026
- State-registered IARs · 161 to 160Feb 24, 2026 to Mar 30, 2026
- Other offices · 43 to 72Feb 24, 2026 to Mar 30, 2026
- Discretionary RAUM · $7.5B to $13BFeb 24, 2026 to Mar 30, 2026
- HNW RAUM · $6.8B to $12BFeb 24, 2026 to Mar 30, 2026
- Individual RAUM · $2.7B to $4.0BFeb 24, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $2.4B to $2.9BFeb 24, 2026 to Mar 30, 2026
- Pension RAUM · $0 to $183,504Feb 24, 2026 to Mar 30, 2026
- RAUM · $9.9B to $16BFeb 24, 2026 to Mar 30, 2026
- Wrap assets (sponsor) · $1.6B to $2.2BFeb 24, 2026 to Mar 30, 2026
- Advisory employees · 161 to 164Dec 8, 2025 to Feb 24, 2026
- BD registered reps · 53 to 54Dec 8, 2025 to Feb 24, 2026
- Employees · 188 to 191Dec 8, 2025 to Feb 24, 2026
- State-registered IARs · 158 to 161Dec 8, 2025 to Feb 24, 2026
- Other offices · 42 to 43Dec 8, 2025 to Feb 24, 2026
- Advisory employees · 163 to 161Nov 21, 2025 to Dec 8, 2025
- Employees · 190 to 188Nov 21, 2025 to Dec 8, 2025
- State-registered IARs · 160 to 158Nov 21, 2025 to Dec 8, 2025
- Advisory employees · 147 to 163Aug 14, 2025 to Nov 21, 2025
- BD registered reps · 48 to 53Aug 14, 2025 to Nov 21, 2025
- Employees · 174 to 190Aug 14, 2025 to Nov 21, 2025
- State-registered IARs · 144 to 160Aug 14, 2025 to Nov 21, 2025
Signals
60 dated events
- C•••••• A••••• S•••• left C••••••••• I••••••••• A•••••••• L•• for Mariner (registered 2026-08-13)Aug 13, 2026 · Advisor changed firm · fact
- 6 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Houston, TX) for C••••••••• I••••••••• A•••••••• L•• on the same dayAug 4, 2026 · Team lift-out · derived
- 2 advisors left M••••• S•••••• (Hot Springs, AR) for C••••••••• I••••••••• A•••••••• L•• on the same dayJul 24, 2026 · Team lift-out · derived
- B••••••• M•••••• F••••• left C••••••••• I••••••••• A•••••••• L•• for S•••••• W••••• P•••••••• L•• (registered 2026-07-24)Jul 21, 2026 · Advisor changed firm · fact
- 2 advisors left A•••••• W••••• S•••••••• (Houston, TX) for C••••••••• I••••••••• A•••••••• L•• on the same dayJul 8, 2026 · Team lift-out · derived
- 6 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Ashton, MD) for C••••••••• I••••••••• A•••••••• L•• a day apartJul 7, 2026 · Team lift-out · derived
- E••• R• R••••• left C••••••••• I••••••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-21)Jun 30, 2026 · Advisor changed firm · fact
- 2 advisors left A•••• C•••••• M••••••••• L•• (Bellevue, WA) for C••••••••• I••••••••• A•••••••• L•• on the same dayJun 19, 2026 · Team lift-out · derived
- 4 advisors left R•••••• J•••• • A••••••••• I••• (Houston, TX) for C••••••••• I••••••••• A•••••••• L•• a day apartMay 11, 2026 · Team lift-out · derived
- 3 advisors left W•••• F•••• A••••••• (Gastonia, NC) for C••••••••• I••••••••• A•••••••• L•• on the same dayApr 10, 2026 · Team lift-out · derived
- C••••••••• I••••••••• A•••••••• L•• reported RAUM $15.7B, up 59% from $9.9B (2026-02-24 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C••••••••• I••••••••• A•••••••• L•• reported 72 offices beyond its principal office, up from 43 (2026-02-24 to 2026-03-30)Mar 30, 2026 · Office count change · derived
- 2 advisors left H•••••••• A•••••••• L•• (Baton Rouge, LA) for C••••••••• I••••••••• A•••••••• L•• on the same dayMar 11, 2026 · Team lift-out · derived
- 4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Augusta, GA) for C••••••••• I••••••••• A•••••••• L•• on the same dayFeb 13, 2026 · Team lift-out · derived
- 2 advisors left B••••••••• W••••• M••••••••• (Canton, OH) for C••••••••• I••••••••• A•••••••• L•• on the same dayDec 31, 2025 · Team lift-out · derived
- 2 advisors left 1••• W••••• M••••••••• L•• (Akron, OH) for C••••••••• I••••••••• A•••••••• L•• on the same dayDec 31, 2025 · Team lift-out · derived
- A••••• S• D••••• left C••••••••• I••••••••• A•••••••• L•• for N•••••• A••••••• (registered 2026-06-09)Dec 8, 2025 · Advisor changed firm · fact
- C••••••••• I••••••••• A•••••••• L•• reported 42 offices beyond its principal office, up from 29 (2025-08-14 to 2025-11-21)Nov 21, 2025 · Office count change · derived
- 4 advisors left R•••••• J•••• • A••••••••• I••• (Savannah, GA) for C••••••••• I••••••••• A•••••••• L•• on the same dayOct 23, 2025 · Team lift-out · derived
- 2 advisors left C••••••• W••••• M••••••••• L•• (Broomfield, CO) for C••••••••• I••••••••• A•••••••• L•• on the same dayOct 22, 2025 · Team lift-out · derived
- C••••••••• I••••••••• A•••••••• L•• reported 28 offices beyond its principal office, down from 50 (2025-05-29 to 2025-06-25)Jun 25, 2025 · Office count change · derived
- S••• D•••••••• F•••••• left C••••••••• I••••••••• A•••••••• L•• for T••• F•••••••• (registered 2025-04-24)Apr 29, 2025 · Advisor changed firm · fact
- C••••••••• I••••••••• A•••••••• L•• reported RAUM $9.9B, up 58% from $6.3B (2025-02-25 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- C••••••••• I••••••••• A•••••••• L•• reported 50 offices beyond its principal office, up from 42 (2025-02-25 to 2025-04-29)Apr 29, 2025 · Office count change · derived
- 3 advisors left M••••• S•••••• (Atlanta, GA) for C••••••••• I••••••••• A•••••••• L•• a day apartApr 16, 2025 · Team lift-out · derived
- 2 advisors left U•• F•••••••• S••••••• I••• (Philadelphia, PA) for C••••••••• I••••••••• A•••••••• L•• on the same dayApr 8, 2025 · Team lift-out · derived
- 3 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• (Durham, NC) for C••••••••• I••••••••• A•••••••• L•• on the same dayMar 25, 2025 · Team lift-out · derived
- 6 advisors left W•••• F•••• A••••••• (Kingsport, TN) for C••••••••• I••••••••• A•••••••• L•• on the same dayMar 6, 2025 · Team lift-out · derived
- K••• J••• M•••• left C••••••••• I••••••••• A•••••••• L•• for M•••••• I••••••••• (registered 2026-03-24)Feb 4, 2025 · Advisor changed firm · fact
- 2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• (Westminister, CO) for C••••••••• I••••••••• A•••••••• L•• within 2 daysJan 27, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 646-825-1404reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/poweredbyconcurrentreportedpublic record, Form ADV, Sep 18, 2026
- Website
- concurrentny.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-709-8800reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- concurrentny.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- concurrentny.com/team/ramin-abramsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026