DFX Intelligence

RIA Intelligence

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Team lift-out

10 advisors left U••••• C•••••• F•••••••• A••••••• for Q••••••• W••••• P•••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Colin Sam FaulkHouston, TxOct 13, 2023May 22, 2024
Jonathan Adam BlumenthalThe Woodlands, TxOct 13, 2023Sep 5, 2023
Lucas BakerIrving, TxOct 13, 2023Jan 25, 2024
Timothy Russell HarderIrving, TxOct 13, 2023Sep 1, 2023
Brian R WeatherlyIrving, TxOct 19, 2023Sep 14, 2023
James Edward WarburtonHouston, TxOct 19, 2023Sep 1, 2023
Kevin John WilsonIrving, TxOct 19, 2023Sep 1, 2023
Larry Dale JacksonIrving, TxOct 19, 2023Sep 5, 2023
Matthew Aaron BennettSan Antonio, TxOct 19, 2023Sep 1, 2023
Matthew Taylor DavisHouston, TxOct 19, 2023Sep 1, 2023
The rule
Registrations ended
Oct 13, 2023 to Oct 19, 2023
Registered next
Sep 1, 2023 to May 22, 2024
Branch state
TX
Cities
4, most in Irving, Tx
Registered there that day
283 (people still on IAPD; an estimate)
Share of that headcount
3.5%
Succession by the destination
a succession within a year (Sep 1, 2023), not necessarily this firm
Other teams out of U••••• C•••••• F•••••••• A•••••••Other teams into Q••••••• W••••• P•••••••• L••