RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• D••• J••••••
- Q••••••• W••••• P•••••••• L•• independent RIA currentsince Sep 5, 2023 · Dallas, Tx
- U••••• C•••••• F•••••••• A••••••• independent RIAOct 21, 2011 to Oct 19, 2023 · Irving, Tx
- L•• F•••••••• L•• BD affiliatedJan 4, 2011 to Nov 7, 2011 · Irving, Tx
- R•••••••• A••••••• S•••••••• L••• formerMar 9, 2009 to Sep 4, 2009 · Fort Worth, Tx
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 12, 2008 to Aug 24, 2009 · Forth Worth, Tx
- B•• F•••••••• G••••• L•• formerJun 25, 2007 to Dec 31, 2007 · Southlake, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 22, 2004 to Jun 29, 2007 · Arlington, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 17, 2003 to Oct 1, 2004 · Dallas, Tx
- U••••• C•••••• F•••••••• A••••••• to Q••••••• W••••• P•••••••• L••left Oct 19, 2023, registered Sep 5, 2023 (-44 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to U••••• C•••••• F•••••••• A•••••••left Nov 7, 2011, registered Oct 21, 2011 (-17 days) · Other
- R•••••••• A••••••• S•••••••• L••• to L•• F•••••••• L••left Sep 4, 2009, registered Jan 4, 2011 (487 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to R•••••••• A••••••• S•••••••• L•••left Aug 24, 2009, registered Mar 9, 2009 (-168 days) · Other
- B•• F•••••••• G••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Dec 31, 2007, registered Jun 12, 2008 (164 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•• F•••••••• G••••• L••left Jun 29, 2007, registered Jun 25, 2007 (-4 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 1, 2004, registered Sep 22, 2004 (-9 days) · Wirehouse to wirehouse
- Larry Dale Jackson left United Capital Financial Advisors for Quotient Wealth Partners, Llc (registered 2023-09-05)Oct 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address