DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from Z•••••• C•••••• M••••••••• L•• to Z••
Not a lift-out: both firms report 1251 Capital Group, Inc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
mixed wealthtomixed wealthRIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Raymond Skubiz | St Louis, Mo | Jun 1, 2020 | Jun 12, 2020 |
| Gary Alan Hurlbut | St Louis, Mo | Jun 1, 2020 | Jun 12, 2020 |
| Keith Philip Weldon | St Louis, Mo | Jun 1, 2020 | Jun 12, 2020 |
The rule
- Registrations ended
- Jun 1, 2020
- Registered next
- Jun 12, 2020
- Branch state
- MO
- Cities
- 1, most in St Louis, Mo
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 30%
- One enterprise because
- both firms report 1251 Capital Group, Inc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- a succession within a year (Apr 28, 2020), not necessarily this firm