RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R•••••• S•••••
- F•• I••••••••• L•• asset manager currentsince Apr 2, 2024 · Washington, Dc
- Z•• formerJun 12, 2020 to May 15, 2024 · St. Louis, Mo
- Z•••••• C•••••• M••••••••• L•• formerDec 5, 2014 to Jun 1, 2020 · St Louis, Mo
- M••••••• V••••• P•••••••• I••• formerAug 20, 2012 to Nov 25, 2014 · St. Louis, Mo
- M••••••• V••••• P•••••••• I••• formerJul 18, 2005 to Mar 17, 2008 · St. Louis, Mo
- Z•• to F•• I••••••••• L••left May 15, 2024, registered Apr 2, 2024 (-43 days) · channel change inside one enterprise, not a move · moved with a team
- Z•••••• C•••••• M••••••••• L•• to Z••left Jun 1, 2020, registered Jun 12, 2020 (11 days) · channel change inside one enterprise, not a move · moved with a team
- M••••••• V••••• P•••••••• I••• to Z•••••• C•••••• M••••••••• L••left Nov 25, 2014, registered Dec 5, 2014 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address