DFX Intelligence
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Firm absorbed
4 advisors left A••••• F•••••••• S•••••••• for A••••• F•••••••• S••••••••
independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Frank Bert Bruno | Novato, Ca | Dec 8, 2020 | Jul 1, 2020 |
| George Anderson Craig | Novato, Ca | Dec 8, 2020 | Jul 1, 2020 |
| Lauren Ann Patterson | Novato, Ca | Dec 8, 2020 | Jul 1, 2020 |
| Louis Francois Batmale | Novato, Ca | Dec 8, 2020 | Jul 2, 2020 |
The rule
- Registrations ended
- Dec 8, 2020
- Registered next
- Jul 1, 2020 to Jul 2, 2020
- Branch state
- CA
- Cities
- 1, most in Novato, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape