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Registered advisor
F•••• B••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
13 y
since Aug 6, 2013
In the industry
31 y
since Nov 21, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• F•••••••• S•••••••• state registered currentsince Jul 1, 2020 · Novato, Ca
- L•• F•••••••• L•• BD affiliated currentsince Aug 6, 2013 · Novato, Ca
- A••••• F•••••••• S•••••••• formerDec 3, 2019 to Dec 8, 2020 · Novato, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••• F•••••••• S•••••••• to A••••• F•••••••• S••••••••left Dec 8, 2020, registered Jul 1, 2020 (-160 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address