DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left I••••••••• S••••••• G••••• I••• for H•••••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Barbara J KrauseDenver, CoNov 9, 2021Sep 30, 2021
Michael Wayne DibalaDenver, CoNov 9, 2021Jan 1, 2025
Mitchell R PowersDenver, CoNov 9, 2021Jan 1, 2025
Richard Cameron AcresDenver, CoNov 9, 2021Jan 1, 2025
The rule
Registrations ended
Nov 9, 2021
Registered next
Sep 30, 2021 to Jan 1, 2025
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
80%
Succession by the destination
none on the tape
Other teams out of I••••••••• S••••••• G••••• I•••Other teams into H•••••••• A•••••••• L••