DFX Intelligence
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Firm absorbed
5 advisors left O•• F•••••••• for T•• W••••• M••••••••• L••
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Lee Tippit | Concord, Ca | Mar 31, 2021 | Jul 23, 2020 |
| Linda Lorraine Roberts | Concord, Ca | Mar 31, 2021 | Jul 27, 2020 |
| Ricardo Garcia Fuentes | Concord, Ca | Mar 31, 2021 | Jul 23, 2020 |
| Robert Raimond Farris | Concord, Ca | Mar 31, 2021 | Jul 23, 2020 |
The rule
- Registrations ended
- Mar 31, 2021
- Registered next
- Jul 23, 2020 to Jul 27, 2020
- Branch state
- CA
- Cities
- 1, most in Concord, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape