DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Trb Wealth Management, LLC

Other adviserHouston, TexasCRD 309370SEC 801-119035websiteIAPD
Latest filing Aug 24, 2026
First filing on the tape Jun 10, 2020 · 17 filings
SEC status approved since Jul 23, 2020
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
18%
$689M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$312M
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$3.7B as of Aug 24, 2026
Mar 4, 2021$181M then
HNW client RAUM$538M as of Aug 24, 2026
Mar 4, 2021$57.4M then
State-registered IARs (5.B.3)15 as of Aug 24, 2026
Mar 4, 20215 then
Employees (5.A)15 as of Aug 24, 2026
Mar 4, 20217 then
Private funds1 as of Aug 24, 2026
Apr 3, 20251 then
RAUM +220% over the last fiscal year+97% a year over threeIARs 9 to 15
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
$312MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
70derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.8MderivedHNW RAUM over HNW clients
Average account
$4.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
63%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+220%derivedbetween the last two annual amendments
Advisor growth, one year
+67%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.9%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$211M, 176 clientsreportedItem 9.A
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$2.3B62%
  • Corporations and businesses$660M18%
  • High-net-worth individuals$538M14%
  • Individuals$150M4.0%
  • Pension and profit-sharing plans$38.1M1.0%
  • Pooled investment vehicles$20.3M0.5%
  • Charitable organizations$1.2M0.0%
Individual clients
644reported
HNW clients
194reported
Pension plan clients
22reported
Charitable clients
2reported
Accounts
934reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$211M for 176 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.18 fund_share=0.01 institutional_share=0.63 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ricardo Garcia FuentesMcallen, Tx Jul 23, 202016 y1
John Lee TippitMcallen, Tx Jul 23, 202014 y2
Robert Raimond FarrisCertified Financial PlannerHouston, TxJul 23, 202011 y1
Linda Lorraine RobertsHouston, TxJul 27, 202014 y3
Alma Leticia VillarrealHouston, TxDec 3, 202121 y4
Eduardo Enrique CasoHouston, TxDec 6, 202119 y4
Anthony Peyton StamperCertified Financial PlannerHouston, TxOct 8, 202410 y0
William Darrell WillersonChartered Financial AnalystHouston, TxOct 8, 202423 y3
Michael Ray CostaHarlingen, Tx Dec 10, 202532 y2
Hunter Blake LayneCertified Financial PlannerHouston, TxMar 3, 202610 y1
Tanya Teresa CastroCertified Financial PlannerHouston, TxMar 3, 202621 y2
Cody Drake PerezBrownsville, TxApr 17, 202614 y1
Advisor movement
4 left, 5 joined in 12 months
net +1 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount6 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Brian Cafferky · Chief Compliance Officercontrol
      since 08/2024 · owns less than 5%
    • Raimond Robert Farris · Chairmancontrol
      since 08/2024 · owns less than 5%
    • Adam Benjamin Fedorko · Presidentcontrol
      since 08/2024 · owns less than 5%
    Entity owners
    • Texas Regional Bank · Owner
      direct · owns 75% or more
    • Texas State Bankshares, Inc. · Owner
      indirect · owns 75% or more of Texas Regional Bank
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Houston, Tx · principal1133
    Mcallen, Tx200
    Harlingen, Tx111
    Offices
    Schedule D 1.F, the 25 largest
    • Harlingen, TX5 employees
    • Mcallen, TX2 employees
    ADV anomalies
    6 against comparable advisers; where to look, not conclusions
    • RAUM up clients flatCombination · filing Mar 30, 2026
      RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $1,169,148,483 to $3,738,768,435, advisors 9 to 15, private clients 854 to 838, offices 3 to 3 (2025-04-03 to 2026-03-30)
      peers: other advisers, $1B to $5B (247)
    • wealth to institutional shiftCombination · filing Mar 30, 2026
      private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $1,169,148,483 to $3,738,768,435, advisors 9 to 15, private clients 854 to 838, offices 3 to 3 (2025-04-03 to 2026-03-30)
      peers: other advisers, $1B to $5B (247)
    • advisor count surgeChange between filings · filing Mar 30, 2026
      advisory representatives (Item 5.B.3) moved from 9.0 to 15.0 (+67.0%) between the annual amendments of 2025-04-03 and 2026-03-30; the peer median change was 0.0% (44 comparable advisers, 95.0th percentile of changes)
      peers: other advisers, $1B to $5B (44) · 95% percentile
    • client mix shiftChange between filings · filing Mar 30, 2026
      private-client share of RAUM moved from 35.0% to 18.0% between the annual amendments of 2025-04-03 and 2026-03-30
      peers: other advisers, $1B to $5B (247)
    • institutional asset share shiftChange between filings · filing Mar 30, 2026
      institutional share of RAUM moved from 9.0% to 81.0% between the annual amendments of 2025-04-03 and 2026-03-30
      peers: other advisers, $1B to $5B (247)
    • RAUM up 50 %Change between filings · filing Mar 30, 2026
      RAUM (Item 5.F) moved from $1,169,148,483 to $3,738,768,435 (+220.0%) between the annual amendments of 2025-04-03 and 2026-03-30; the peer median change was +11.0% (231 comparable advisers, 96.0th percentile of changes)
      peers: other advisers, $1B to $5B (231) · 96% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,355 to 934
      Apr 3, 2025 to Mar 30, 2026
    • Advisory employees · 9 to 13
      Apr 3, 2025 to Mar 30, 2026
    • Advisory activities · 4 to 5
      Apr 3, 2025 to Mar 30, 2026
    • Corporate clients · unset to 60.0
      Apr 3, 2025 to Mar 30, 2026
    • HNW clients · 145 to 194
      Apr 3, 2025 to Mar 30, 2026
    • Individual clients · 709 to 644
      Apr 3, 2025 to Mar 30, 2026
    • Pension plan clients · 17 to 22
      Apr 3, 2025 to Mar 30, 2026
    • Pooled vehicle clients · unset to 1.0
      Apr 3, 2025 to Mar 30, 2026
    • Assets in custody · $0 to $211M
      Apr 3, 2025 to Mar 30, 2026
    • Custody of client assets · false to true
      Apr 3, 2025 to Mar 30, 2026
    • State-registered IARs · 9 to 15
      Apr 3, 2025 to Mar 30, 2026
    • Discretionary RAUM · $1.1B to $3.7B
      Apr 3, 2025 to Mar 30, 2026
    • HNW RAUM · $264M to $538M
      Apr 3, 2025 to Mar 30, 2026
    • Individual RAUM · $148M to $150M
      Apr 3, 2025 to Mar 30, 2026
    • Non-discretionary RAUM · $50.5M to $9.4M
      Apr 3, 2025 to Mar 30, 2026
    • Pension RAUM · $41.0M to $38.1M
      Apr 3, 2025 to Mar 30, 2026
    • Pooled vehicle RAUM · unset to 20288000.0
      Apr 3, 2025 to Mar 30, 2026
    • RAUM · $1.2B to $3.7B
      Apr 3, 2025 to Mar 30, 2026
    • Wrap assets (sponsor) · $1.1B to $0
      Apr 3, 2025 to Mar 30, 2026
    • Accounts · 1,460 to 1,355
      Aug 27, 2024 to Apr 3, 2025
    • Advisory employees · 14 to 9
      Aug 27, 2024 to Apr 3, 2025
    • Charity clients · unset to 2.0
      Aug 27, 2024 to Apr 3, 2025
    • HNW clients · 95 to 145
      Aug 27, 2024 to Apr 3, 2025
    • Individual clients · 333 to 709
      Aug 27, 2024 to Apr 3, 2025
    • Pension plan clients · 15 to 17
      Aug 27, 2024 to Apr 3, 2025
    • Financial planning clients · 0 to 1-10
      Aug 27, 2024 to Apr 3, 2025
    • Other offices · 2 to 3
      Aug 27, 2024 to Apr 3, 2025
    • Private funds · unset to 1
      Aug 27, 2024 to Apr 3, 2025
    • Discretionary RAUM · $1.2B to $1.1B
      Aug 27, 2024 to Apr 3, 2025
    • HNW RAUM · $225M to $264M
      Aug 27, 2024 to Apr 3, 2025
    • Individual RAUM · $133M to $148M
      Aug 27, 2024 to Apr 3, 2025
    • Non-discretionary RAUM · $41.0M to $50.5M
      Aug 27, 2024 to Apr 3, 2025
    • Pension RAUM · $33.9M to $41.0M
      Aug 27, 2024 to Apr 3, 2025
    • RAUM · $1.2B to $1.2B
      Aug 27, 2024 to Apr 3, 2025
    • Wrap assets (sponsor) · $1.1B to $1.1B
      Aug 27, 2024 to Apr 3, 2025
    • Advisory employees · 8 to 14
      Apr 23, 2024 to Aug 27, 2024
    • Advisory activities · 3 to 4
      Apr 23, 2024 to Aug 27, 2024
    • Employees · 8 to 15
      Apr 23, 2024 to Aug 27, 2024
    • Financial planning clients · unset to 0
      Apr 23, 2024 to Aug 27, 2024
    • HQ city · HARLINGEN to HOUSTON
      Apr 23, 2024 to Aug 27, 2024
    Signals
    15 dated events
    • Benjamin Adam Fedorko left Trb Wealth Management, Llc for Endeavor Advisors, Llc (registered 2026-09-11)
      Aug 24, 2026 · Advisor changed firm · fact
    • John Robin Stewart left Trb Wealth Management, Llc for Mariner (registered 2026-08-11)
      Aug 11, 2026 · Advisor changed firm · fact
    • Darren Hem left Trb Wealth Management, Llc for Beacon Pointe Advisors, Llc (registered 2026-06-16)
      May 26, 2026 · Advisor changed firm · fact
    • Trb Wealth Management, Llc reported RAUM $3.7B, up 220% from $1.2B (2025-04-03 to 2026-03-30)
      Mar 30, 2026 · RAUM change · derived
    • Joseph C Klein left Trb Wealth Management, Llc for Edward Jones (registered 2025-10-10)
      Sep 22, 2025 · Advisor changed firm · fact
    • Kevin Whitworth left Trb Wealth Management, Llc for Arkadios Wealth Advisors (registered 2025-01-30)
      Feb 5, 2025 · Advisor changed firm · fact
    • Lorraine Linda Roberts (Chief Compliance Officer) no longer on Schedule A of Trb Wealth Management, Llc (listed 2024-04-23, absent 2024-08-27)
      Aug 27, 2024 · Control person left · inference
    • Lee John Tippit (Vice President - Secretary) no longer on Schedule A of Trb Wealth Management, Llc (listed 2024-04-23, absent 2024-08-27)
      Aug 27, 2024 · Control person left · inference
    • Brian Cafferky (Chief Compliance Officer) appeared on Schedule A of Trb Wealth Management, Llc
      Aug 27, 2024 · Control person joined · fact
    • Adam Benjamin Fedorko (President) appeared on Schedule A of Trb Wealth Management, Llc
      Aug 27, 2024 · Control person joined · fact
    • Trb Wealth Management, Llc reported RAUM $1.2B, up 144% from $489.0M (2023-03-17 to 2024-03-29)
      Mar 29, 2024 · RAUM change · derived
    • Stacy Ann Wells left Trb Wealth Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-07-21)
      Oct 18, 2023 · Advisor changed firm · fact
    • Lorena Soledad Garza left Trb Wealth Management, Llc for Ubs Financial Services Inc. (registered 2022-09-23)
      Aug 3, 2022 · Advisor changed firm · fact
    • Trb Wealth Management, Llc reported RAUM $480.1M, up 166% from $180.6M (2021-03-04 to 2022-03-31)
      Mar 31, 2022 · RAUM change · derived
    • Trb Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Jun 10, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    214-658-1670reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    800-554-8969reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    844-221-8595reportedpublished by the firm, firm site, Sep 17, 2026
    Website
    trb.bank/wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    832-810-3565reportedpublic record, Form ADV, Aug 24, 2026
    Contact form
    trb.bank/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Other adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $312Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026