DFX Intelligence
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Team lift-out
2 advisors left C••••••• • C••• I••• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Sep 23, 2022
- Registered next
- Sep 21, 2022 to Nov 21, 2022
- Branch state
- CA
- Cities
- 1, most in Costa Mesa, Ca
- Registered there that day
- 116 (people still on IAPD; an estimate)
- Share of that headcount
- 1.7%
- Succession by the destination
- none on the tape