DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cantella & Co., Inc.

Former SEC-registered adviserMalden, MassachusettsCRD 13905SEC 801-60841IAPD
Latest filing Jun 1, 2023
First filing on the tape Mar 30, 2012 · 44 filings
RAUM
$1.9B
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
91%
$1.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
197
128 advisory (5.B.1)
Offices
113
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.9B as of Jun 30, 2022
Mar 30, 2012$616M then
HNW client RAUM$653M as of Jun 30, 2022
Jun 29, 2018$93.1M then
State-registered IARs (5.B.3)128 as of Jun 30, 2022
Mar 30, 20120 then
Employees (5.A)197 as of Jun 30, 2022
Jun 28, 2013212 then
Private funds: no history
RAUM -13% over the last fiscal year+4.4% a year over threeIARs 142 to 128
Practice profile
derived from the filing of Jun 1, 2023; every figure names its basis
RAUM per advisor
$15.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
43derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$340,583derivedRAUM over accounts (5.F.2.f)
Discretionary
56%derivedof RAUM
Institutional
7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.1derived114 offices incl. principal (1.F.5)
RAUM growth, one year
-13%derivedbetween the last two annual amendments
Advisor growth, one year
-9.9%derivedItem 5.B.3 between annual amendments
Client growth, one year
-17%derived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$1.4BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1.1B57%
  • High-net-worth individuals$653M34%
  • State and municipal entities$80.5M4.2%
  • Pension and profit-sharing plans$46.2M2.4%
  • Corporations and businesses$43.1M2.2%
  • Charitable organizations$11.4M0.6%
Individual clients
5,198reported
HNW clients
314reported
Pension plan clients
77reported
Charitable clients
14reported
Accounts
5,665reported
Financial planning clients
51-100reported
Wrap fee programs
$352M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jennie L Devlin · Director, President, Chief Revenue Officercontrol
    since 01/2012 · owns less than 5%
  • David Alan Doshier · Directorcontrol
    since 01/2014 · owns less than 5%
  • Sheelagh Howett · Director, Chief Risk Officer, Chief Compliance Officercontrol
    since 01/2012 · owns less than 5%
  • Jonathan Lanstein · Director, Chief Executive Officer, Chief Operating Officercontrol
    since 06/2009 · owns less than 5%
  • William Hadley Mcevoy · Director, Chief Financial Officercontrol
    since 04/2013 · owns less than 5%
  • David Alan Doshier · Managing Membercontrol
    since 01/2014 · owns 75% or more of Cantella Aquisition LLC
  • Jonathan Lanstein · Managing Membercontrol
    since 01/2014 · owns 75% or more of Lanstein & Co., LLC
Entity owners
  • Cantella Management Corporation · Shareholder
    direct · owns 75% or more
  • Cantella Aquisition LLC · Shareholder
    indirect · owns 25% to 50% of Ctla Holdings Inc
  • Ctla Holdings Inc · Shareholder
    indirect · owns 75% or more of Cantella Management Corporation
  • Lanstein & Co. LLC · Shareholder
    indirect · owns 25% to 50% of Ctla Holdings Inc
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Malden, MA5 employees
  • Malden, MA3 employees
  • Ripley, TN2 employees
  • , 2 employees
  • Vineland, NJ2 employees
  • Voorhees, NJ2 employees
  • S. Portland, ME2 employees
  • Evergreen, CO2 employees
  • , 1 employees
  • Summerville, SC1 employees
  • Hyannis, MA1 employees
  • , 1 employees
  • Santa Maria, CA1 employees
  • , 1 employees
  • Mahopac, NY1 employees
  • , 1 employees
  • Gorham, ME1 employees
  • , 1 employees
  • , 1 employees
  • East Greenwich, RI1 employees
  • , 1 employees
  • Holland, MI1 employees
  • , 1 employees
  • , 1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Assets in custody · 142788801.0 to unset
    Apr 14, 2023 to Jun 1, 2023
  • Custody of client assets · true to false
    Apr 14, 2023 to Jun 1, 2023
  • Accounts · 6,860 to 5,665
    Mar 31, 2022 to Jun 30, 2022
  • Advisory employees · 142 to 128
    Mar 31, 2022 to Jun 30, 2022
  • BD registered reps · 223 to 194
    Mar 31, 2022 to Jun 30, 2022
  • Charity clients · 22 to 14
    Mar 31, 2022 to Jun 30, 2022
  • Corporate clients · 73 to 55
    Mar 31, 2022 to Jun 30, 2022
  • HNW clients · 311 to 314
    Mar 31, 2022 to Jun 30, 2022
  • Individual clients · 6,348 to 5,198
    Mar 31, 2022 to Jun 30, 2022
  • Pension plan clients · 79 to 77
    Mar 31, 2022 to Jun 30, 2022
  • Assets in custody · $29.7M to $143M
    Mar 31, 2022 to Jun 30, 2022
  • Employees · 223 to 197
    Mar 31, 2022 to Jun 30, 2022
  • Insurance-licensed employees · 18 to 20
    Mar 31, 2022 to Jun 30, 2022
  • State-registered IARs · 142 to 128
    Mar 31, 2022 to Jun 30, 2022
  • Discretionary RAUM · $1.2B to $1.1B
    Mar 31, 2022 to Jun 30, 2022
  • HNW RAUM · $456M to $653M
    Mar 31, 2022 to Jun 30, 2022
  • Individual RAUM · $1.5B to $1.1B
    Mar 31, 2022 to Jun 30, 2022
  • Non-discretionary RAUM · $1.0B to $842M
    Mar 31, 2022 to Jun 30, 2022
  • Pension RAUM · $149M to $46.2M
    Mar 31, 2022 to Jun 30, 2022
  • RAUM · $2.2B to $1.9B
    Mar 31, 2022 to Jun 30, 2022
  • Wrap assets (sponsor) · $333M to $352M
    Mar 31, 2022 to Jun 30, 2022
  • Accounts · 5,615 to 6,860
    Mar 1, 2021 to Jun 30, 2021
  • Advisory employees · 144 to 142
    Mar 1, 2021 to Jun 30, 2021
  • BD registered reps · 224 to 223
    Mar 1, 2021 to Jun 30, 2021
  • Charity clients · 13 to 22
    Mar 1, 2021 to Jun 30, 2021
  • Corporate clients · 79 to 73
    Mar 1, 2021 to Jun 30, 2021
  • HNW clients · 195 to 311
    Mar 1, 2021 to Jun 30, 2021
  • Individual clients · 5,294 to 6,348
    Mar 1, 2021 to Jun 30, 2021
  • Pension plan clients · 27 to 79
    Mar 1, 2021 to Jun 30, 2021
  • Assets in custody · $28.2M to $29.7M
    Mar 1, 2021 to Jun 30, 2021
  • Employees · 224 to 223
    Mar 1, 2021 to Jun 30, 2021
  • Insurance-licensed employees · 20 to 18
    Mar 1, 2021 to Jun 30, 2021
  • State-registered IARs · 160 to 142
    Mar 1, 2021 to Jun 30, 2021
  • Discretionary RAUM · $691M to $1.2B
    Mar 1, 2021 to Jun 30, 2021
  • HNW RAUM · $416M to $456M
    Mar 1, 2021 to Jun 30, 2021
  • Individual RAUM · $844M to $1.5B
    Mar 1, 2021 to Jun 30, 2021
  • Non-discretionary RAUM · $727M to $1.0B
    Mar 1, 2021 to Jun 30, 2021
  • Pension RAUM · $28.5M to $149M
    Mar 1, 2021 to Jun 30, 2021
  • RAUM · $1.4B to $2.2B
    Mar 1, 2021 to Jun 30, 2021
  • Wrap assets (sponsor) · $275M to $333M
    Mar 1, 2021 to Jun 30, 2021
Signals
60 dated events
  • Paul Christopher Skomial left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    May 12, 2023 · Advisor changed firm · fact
  • Steven Michael Dias left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-13)
    May 5, 2023 · Advisor changed firm · fact
  • Brian David Colubiale left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2023-01-03)
    May 5, 2023 · Advisor changed firm · fact
  • Gary Daniel Devicci left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    May 5, 2023 · Advisor changed firm · fact
  • David Joel Madee left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    May 5, 2023 · Advisor changed firm · fact
  • Sean Patrick Flaherty left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-13)
    May 5, 2023 · Advisor changed firm · fact
  • William A Fochi left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-13)
    May 5, 2023 · Advisor changed firm · fact
  • Bruce Stanley Jakiel left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    May 5, 2023 · Advisor changed firm · fact
  • John Waldron Sullivan left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-22)
    Apr 27, 2023 · Advisor changed firm · fact
  • Janelle L Aldridge left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-13)
    Apr 27, 2023 · Advisor changed firm · fact
  • 9 advisors left Cantella & CO., Inc. (Malden, MA) for Cambridge Investment Research Advisors, Inc. within 15 days
    Apr 27, 2023 · Team lift-out · derived
  • Troy Charles Jordan left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-21)
    Apr 11, 2023 · Advisor changed firm · fact
  • William Dyer Fendley left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 11, 2023 · Advisor changed firm · fact
  • Raymond Joseph Mastroleo left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • Taylor Caggiula left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • Sinan M Sammour left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • Robert Balagan Rao left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-09)
    Apr 3, 2023 · Advisor changed firm · fact
  • Mark William Menard left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-09)
    Apr 3, 2023 · Advisor changed firm · fact
  • Cristina Marie Destefanis left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-13)
    Apr 3, 2023 · Advisor changed firm · fact
  • Carol Ann Sumoski left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-12)
    Apr 3, 2023 · Advisor changed firm · fact
  • James Robert Barcomb left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • David Alan Farbman left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2023-01-05)
    Apr 3, 2023 · Advisor changed firm · fact
  • Thomas Arcuik left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-20)
    Apr 3, 2023 · Advisor changed firm · fact
  • Bryan Gene Kuskie left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • Jonathan Eric Kuniholm left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-13)
    Apr 3, 2023 · Advisor changed firm · fact
  • Stephen Rustom Mazda left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • Alan Lee Supp left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-12)
    Apr 3, 2023 · Advisor changed firm · fact
  • John Joseph Foltz left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-15)
    Apr 3, 2023 · Advisor changed firm · fact
  • Mark Jared Edelman left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-08)
    Apr 3, 2023 · Advisor changed firm · fact
  • Kevin Bradley Martin left Cantella & Co., Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-12-09)
    Apr 3, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026