DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C••• B•••••••• S•••••••• I••• to T••••••• I••••••••• M•••••••••
Not a lift-out: both firms report C••• Mutual Investment Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lavander Landowski | Madison, Wi | Oct 30, 2019 | Oct 17, 2019 |
| Michael Ray Smith | Waunakee, Wi | Oct 30, 2019 | Oct 16, 2019 |
The rule
- Registrations ended
- Oct 30, 2019
- Registered next
- Oct 16, 2019 to Oct 17, 2019
- Branch state
- WI
- Cities
- 2, most in Madison, Wi
- Registered there that day
- 502 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report C••• Mutual Investment Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape