DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T••••••• I••••••••• M•••••••••

Institutional managerMadison, WisconsinCRD 105960SEC 801-18140website IAPD

Legal name M•••••• C•••••• A•••••••• I•••

Latest filing Sep 9, 2026

First filing on the tape Mar 30, 2012 · 33 filings

SEC status approved since Jan 4, 1983

RAUM

$39B

reported, Item 5.F

Discretionary

93%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$1.9B

derived; firm RAUM over IAPD count

Employees

41 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$39B as of Mar 27, 2026

Mar 30, 2012$11B then

HNW client RAUM: no history

State-registered IARs (5.B.3)1 as of Mar 27, 2026

Mar 30, 20120 then

Employees (5.A)62 as of Mar 27, 2026

Mar 28, 201335 then

Private funds6 as of Mar 27, 2026

Mar 30, 20184 then

RAUM +5.9% over the last fiscal year+7.2% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Sep 9, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
retirement p••• adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $1.9BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $113MderivedRAUM over accounts (5.F.2.f)
Discretionary: 93%derivedof RAUM
Institutional: 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 10.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +5.9%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Insurance companies$30B76%
Pension and profit-sharing plans$6.5B16%
Corporations and businesses$3.1B7.8%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 331reported
Charitable clients: 0reported
Accounts: 349reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=0.92 related_bd=true related_bank=false bd_reps=1.0derived

Advisors registered through the firm

21 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C••• S• L••	M••••••, Wi	Oct 12, 2012	27 y	1
D••••• E••••• C••	Broomfield, Co	Oct 12, 2012	26 y	0
J•••• J•• K•••••••••Certified Financial Planner	M••••••, Wi	Oct 12, 2012	32 y	0
T••••• M•••••• P•••••••	M••••••, Wi	Nov 25, 2015	23 y	0
J••• Y••• S••••••••	M••••••, Wi	Feb 25, 2016	11 y	0
B•••• R• B•••••	M••••••, Wi	Oct 16, 2019	22 y	0
A•••••• E•••• P•••••••	M••••••, Wi	Oct 17, 2019	27 y	3
G••••• J••••• M••••••	Hull, Ma	Jan 15, 2020	35 y	4
D•••• R•••••• B••••••	Lansing, Mi	Dec 22, 2020	10 y	0
D•••• N••••• A••••Chartered Financial Analyst	M••••••, Wi	Nov 18, 2021	22 y	2
T•••• A•••••• N••	Chesterfield, Va	Nov 18, 2022	10 y	4
M•••••• S•• M•••••	Parkersburg, Ia	Apr 21, 2023	26 y	0
S•••• A•••• R••••••••	Denver, Ia	Apr 21, 2023	26 y	0
W•••••• T••••• R•••••••	M••••••, Wi	Apr 21, 2023	27 y	0
J•••• A• W•••••••••	M••••••, Wi	Apr 21, 2023	29 y	0
Y••••• R•••• F•••••	M••••••, Wi	Apr 25, 2023	18 y	5
M•••••• M• H•••••••••	Waterloo, Ia	Apr 28, 2023	23 y	0
E•••••• J•••• S••••	Waverly, Ia	Jun 5, 2023	18 y	2
D•••••• I•• P••••••	Charlottesville, Va	Jan 3, 2024	14 y	1
K•••• M•••••• Z•••••	Yardley, Pa	May 2, 2024	28 y	3
D••••••• G••••• D••••Chartered Financial Consultant	M••••••, Wi	May 7, 2026	27 y	4

Advisor movement

1 left, 1 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 4.8% of current headcount3 left over 36 months

Left, latest

M•••••• R•• S•••• to T• A•••• I••••••••• H••••• I•••
Feb 5, 2026 · Other
K•••••• S•••• K••••• to L•• F•••••••• L••
Oct 20, 2023 · Other
D••• M••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
Oct 17, 2023 · Other
G••••• P•••••• P••••• to O•••••••••
Jul 29, 2022 · Other
J•••••• C••••• K••••• to S•••• T••••••• A•••••••• L••
Jun 15, 2022 · Other
C••••••• C••••••• to E•••••• A••••••• G••••• L••
Jul 20, 2020 · Other
L••••••• L•••••••• to E•••••• A••••••• G••••• L••
Dec 6, 2019 · Other
S••••• M•••••• B•••••• to J••• H•••••• P••••••• F•••••••• S•••••••• L••
Dec 20, 2018 · Other
W•••••• D••••• G••••• to K••••• R••••••••• P••• A•••••••• L••
Jan 30, 2017 · Other
B•••••• A••• H•••• to W••••••••• R••••••••• A•••••••
Dec 9, 2015 · Other
P•••••• F• R••• to M•••••• A•••• M•••••••••
Mar 4, 2010 · Other

Joined, latest

D••••••• G••••• D•••• from N••••••••• I••••••••• A•••••••• L••
May 7, 2026 · Other
K•••• M•••••• Z••••• from N••• F•••••• I••••••••• S•••••••• L••
May 2, 2024 · Other
D•••••• I•• P•••••• from V••••••• A•••••••• I•••
Jan 3, 2024 · Other
E•••••• J•••• S•••• from T• A••••••••• I••••••••• M••••••••• L••
Jun 5, 2023 · Other
Y••••• R•••• F••••• from L•• F•••••••• L••
Apr 25, 2023 · Other
T•••• A•••••• N•• from S••••••• F•••••••• S•••••••• I•••
Nov 18, 2022 · Other
D•••• N••••• A•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Nov 18, 2021 · Other
G••••• J••••• M•••••• from N•••••• A•••••••• L••
Jan 15, 2020 · Other
A•••••• E•••• P••••••• from C•••• I••••••••• S••••••• C••••
Oct 17, 2019 · Other

Every departure Every arrival

Private funds

6 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•• F••• I• L•	Private Equity Fund	$1.0B	1	Mar 30, 2018
M•• F••• I•• L•	Private Equity Fund	$577M	1	Mar 30, 2018
M•• F••• V• L•	Private Equity Fund	$566M	1	Mar 25, 2020
M•• F••• I• L•	Private Equity Fund	$178M	2	Mar 30, 2018
M•• F••• I• L•	Private Equity Fund	$73.7M	1	Mar 30, 2018
M•• F••• V• L•	Private Equity Fund	$135,718	4	Mar 23, 2023

Owners and control persons

Schedule A and B, latest filing

B•••••••• B••••• J• · Treasurer
since 12/2012 · owns less than 5%
C••••••• A••• M• · President, Executive Vice President And Chief Investment Officer
since 09/2021 · owns less than 5%
C•••••••• A••••• R••••••• · Vice President - Managing Director - Investments
since 02/2012 · owns less than 5%
C•••••• K••••• C•••••• · Vice President - Managing Director - Investments
since 08/2021 · owns less than 5%
F•••••••• A•••• M•••• · Senior Vice President And Managing Director, Deputy Chief Investment Officer- - Investments
since 09/2021 · owns less than 5%
H••••••••• M••••••• M• · Chief Compliance Officer
since 01/2023 · owns less than 5%
J•••••• T•••••• C• · Vice President - Managing Director - Investments
since 07/2019 · owns less than 5%
L••••• S••••• J• · Vice President - Managing Director - Investments
since 08/2021 · owns less than 5%
M••••• J••••• T••••••• · Vice President - Managing Director - Investment Research
since 07/2019 · owns less than 5%
T•••••• B••••• T••••• · Secretary, Vice President And Director
since 12/2023 · owns less than 5%
V•• A••••••• S••• J• · Vice President - Managing Director - Investments
since 08/2021 · owns less than 5%
W•••••• T•••••• J•••• · Vice President, Managing Director - Investments
since 02/2012 · owns less than 5%
W•••••• B•••••••• T• · Senior Vice President - Chief Risk Officer
since 09/2021 · owns less than 5%

Entity owners

C••• M••••• I••••••••• C••••••••• · 100% Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

C••• B•••••••• S•••••••• I•••
broker-dealerreal estatenRAUM $5.8B
M•• F••• I• G• L••
pooled vehicle sponsory
M•• F••• I• G• L••
pooled vehicle sponsory
M•• F••• I•• G• L••
pooled vehicle sponsory
M•• F••• I• G• L••
pooled vehicle sponsory
M•• F••• V• G• L••
pooled vehicle sponsory
M•• F••• V• G• L••
pooled vehicle sponsory

Advisers that list T••••••• I••••••••• M••••••••• as a related person

13941 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
M••••••, Wi · principal	21	1	1
Verona, Wi	2	0	0
Chantilly, Va	0	0	0
League City, Tx	0	0	0

Offices

Schedule D 1.F, the 25 largest

M••••••, WI43 employees

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Mar 27, 2026 to Sep 9, 2026
Private funds · 6 to unset
Mar 27, 2026 to Sep 9, 2026
Succession · false to unset
Mar 27, 2026 to Sep 9, 2026
Accounts · 363 to 349
Mar 28, 2025 to Mar 27, 2026
Advisory employees · 42 to 41
Mar 28, 2025 to Mar 27, 2026
Pension plan clients · 345 to 331
Mar 28, 2025 to Mar 27, 2026
Employees · 63 to 62
Mar 28, 2025 to Mar 27, 2026
Discretionary RAUM · $34B to $37B
Mar 28, 2025 to Mar 27, 2026
Non-discretionary RAUM · $2.8B to $2.9B
Mar 28, 2025 to Mar 27, 2026
Pension RAUM · $6.2B to $6.5B
Mar 28, 2025 to Mar 27, 2026
RAUM · $37B to $39B
Mar 28, 2025 to Mar 27, 2026
Financial planning clients · 0 to 0
Mar 26, 2024 to Mar 28, 2025
State-registered IARs · 4 to 1
Mar 26, 2024 to Mar 28, 2025
Accounts · 350 to 363
Mar 26, 2024 to Mar 28, 2025
Advisory employees · 43 to 42
Mar 26, 2024 to Mar 28, 2025
BD registered reps · 3 to 1
Mar 26, 2024 to Mar 28, 2025
Corporate clients · 9 to 10
Mar 26, 2024 to Mar 28, 2025
Pension plan clients · 333 to 345
Mar 26, 2024 to Mar 28, 2025
Employees · 64 to 63
Mar 26, 2024 to Mar 28, 2025
Insurance-licensed employees · 4 to 1
Mar 26, 2024 to Mar 28, 2025
Discretionary RAUM · $33B to $34B
Mar 26, 2024 to Mar 28, 2025
Non-discretionary RAUM · $2.7B to $2.8B
Mar 26, 2024 to Mar 28, 2025
Pension RAUM · $5.9B to $6.2B
Mar 26, 2024 to Mar 28, 2025
RAUM · $35B to $37B
Mar 26, 2024 to Mar 28, 2025
Accounts · 361 to 350
Jan 4, 2024 to Mar 26, 2024
Advisory employees · 42 to 43
Jan 4, 2024 to Mar 26, 2024
BD registered reps · 5 to 3
Jan 4, 2024 to Mar 26, 2024
Pension plan clients · 344 to 333
Jan 4, 2024 to Mar 26, 2024
Employees · 62 to 64
Jan 4, 2024 to Mar 26, 2024
Insurance-licensed employees · 5 to 4
Jan 4, 2024 to Mar 26, 2024
State-registered IARs · 5 to 4
Jan 4, 2024 to Mar 26, 2024
Discretionary RAUM · $29B to $33B
Jan 4, 2024 to Mar 26, 2024
Non-discretionary RAUM · $2.6B to $2.7B
Jan 4, 2024 to Mar 26, 2024
Pension RAUM · $5.3B to $5.9B
Jan 4, 2024 to Mar 26, 2024
RAUM · $32B to $35B
Jan 4, 2024 to Mar 26, 2024
Business name · M•••••• C•••••• A•••••••• I••• to T••••••• I••••••••• M•••••••••
Jun 13, 2023 to Jan 4, 2024
Related adviser · true to false
Mar 23, 2023 to Apr 6, 2023
Accounts · 350 to 361
Mar 18, 2022 to Mar 23, 2023
Advisory employees · 39 to 42
Mar 18, 2022 to Mar 23, 2023
BD registered reps · 4 to 5
Mar 18, 2022 to Mar 23, 2023

Signals

6 dated events

M•••••• R•• S•••• left T••••••• I••••••••• M••••••••• for T• A•••• I••••••••• H••••• I••• (registered 2026-01-29)
Feb 5, 2026 · Advisor changed firm · fact
K•••••• S•••• K••••• left T••••••• I••••••••• M••••••••• for L•• F•••••••• L•• (registered 2023-11-06)
Oct 20, 2023 · Advisor changed firm · fact
D••• M••••••• left T••••••• I••••••••• M••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-11-21)
Oct 17, 2023 · Advisor changed firm · fact
G••••• P•••••• P••••• left T••••••• I••••••••• M••••••••• for Onedigital (registered 2026-01-01)
Jul 29, 2022 · Advisor changed firm · fact
J•••••• C••••• K••••• left T••••••• I••••••••• M••••••••• for S•••• T••••••• A•••••••• L•• (registered 2022-06-09)
Jun 15, 2022 · Advisor changed firm · fact
T••••••• I••••••••• M••••••••• reported RAUM $36.7B, up 33% from $27.7B (2021-10-06 to 2022-03-18)
Mar 18, 2022 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

T••••••• I••••••••• M••••••••• · Independent Sponsors
shared crd · capital_provider
T••••••• I••••••••• M••••••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 6082385851reportedpublic record, Form ADV, Sep 9, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $1.9Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026