DFX Intelligence
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Firm absorbed
3 advisors left S•••••••• W••••• A•••••••• I••• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Scott Allen Sheffield | Bellevue, Wa | Dec 20, 2022 | Dec 9, 2022 |
| Sharon Lailey | Bellevue, Wa | Dec 20, 2022 | Dec 9, 2022 |
| Tara Johnson | Bellevue, Wa | Dec 20, 2022 | Dec 9, 2022 |
The rule
- Registrations ended
- Dec 20, 2022
- Registered next
- Dec 9, 2022
- Branch state
- WA
- Cities
- 1, most in Bellevue, Wa
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape