DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left S•••• I••••••••• M••••••••• L••••• for E• W••••• A•••••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Casey Ward ConwayDallas, TxJul 31, 2024Jul 9, 2024
Frank Oliver SloanDallas, TxJul 31, 2024Jul 17, 2024
James Patrick HenryDallas, TxJul 31, 2024Jul 9, 2024
Shannen Scott SmithDallas, TxJul 31, 2024Jul 8, 2024
The rule
Registrations ended
Jul 31, 2024
Registered next
Jul 8, 2024 to Jul 17, 2024
Branch state
TX
Cities
1, most in Dallas, Tx
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of S•••• I••••••••• M••••••••• L•••••Other teams into E• W••••• A•••••••