DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

E• W••••• A•••••••

Independent wealth managerTorrance, CaliforniaCRD 111147SEC 801-29358website IAPD

Legal name E• W••••• A•••••••• L•••

Latest filing Sep 17, 2026

First filing on the tape Mar 29, 2012 · 66 filings

SEC status approved since Apr 16, 1987

RAUM

$45B

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

93%

$42B individuals and HNW

Advisors

336

registered through the firm on IAPD

RAUM per advisor

$134M

derived; firm RAUM over IAPD count

Employees

618

320 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

66 filings and snapshots on the tape

RAUM$45B as of Apr 1, 2026

Mar 29, 2012$1.2B then

HNW client RAUM$17B as of Apr 1, 2026

Mar 30, 2018$2.4B then

State-registered IARs (5.B.3)298 as of Apr 1, 2026

Mar 27, 201315 then

Employees (5.A)618 as of Apr 1, 2026

Mar 27, 201332 then

Private funds1 as of Apr 1, 2026

Mar 29, 20241 then

RAUM +27% over the last fiscal year+38% a year over threeIARs 214 to 298

Practice profile

derived from the filing of Sep 17, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $134MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 58derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $10.7MderivedHNW RAUM over HNW clients
Average account: $2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 9.3derived36 offices incl. principal (1.F.5)
RAUM growth, one year: +27%derivedbetween the last two annual amendments
Advisor growth, one year: +39%derivedItem 5.B.3 between annual amendments
Client growth, one year: +39%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients: 12,000reportedItem 5.H
Wrap fee program: $2.7BreportedItem 5.I
Custody: $35B, 15,000 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 11derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$25B55%
High-net-worth individuals$17B38%
Corporations and businesses$2.0B4.5%
Pension and profit-sharing plans$950M2.1%
Charitable organizations$300M0.7%

Individual clients: 18,029reported
HNW clients: 1,589reported
Pension plan clients: 300reported
Charitable clients: 354reported
Accounts: 20,738reported
Financial planning clients: 12,000reported
Wrap fee programs: $1.4B sponsored, $1.4B managedreported
Custody of client assets: $35B for 15,000 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

336 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
D•••• H•••••• H•••••	Torrance, Ca	Apr 22, 2010	30 y	1
B•••• E••••• P•••••Certified Financial Planner	Torrance, Ca	Apr 22, 2010	30 y	1
R••• S••••• S•••••••••Certified Financial Planner	Torrance, Ca	Oct 10, 2012	27 y	4
G•••••• R•••••• W••••Certified Financial Planner	Torrance, Ca	Apr 25, 2014	16 y	0
J••• M•••••• M••••••Certified Financial Planner	Torrance, Ca	Apr 26, 2014	28 y	2
J•• D•••• M••••Certified Financial Planner	Torrance, Ca	Aug 27, 2015	31 y	1
A••• N••• P•••••••Certified Financial Planner, Chartered Financial Analyst	Torrance, Ca	Aug 27, 2015	13 y	1
L•••• R•• K•••••Certified Financial Planner	Torrance, Ca	Jan 20, 2016	24 y	5
E••• D••••• V•••••Certified Financial Planner, Chartered Financial Consultant	Torrance, Ca	Feb 4, 2016	14 y	2
J••••••• L•Certified Financial Planner	Los A••••Es, Ca	Feb 17, 2016	11 y	0
S••• R•••••• G••••••Certified Financial Planner	Littleton, Co	Dec 2, 2016	28 y	4
S••• C••••••••• C•••••Certified Financial Planner	Torrance, Ca	Dec 13, 2016	16 y	1
E•••••••• N••••• C•••Certified Financial Planner, Chartered Financial Analyst	Littleton, Co	Jan 19, 2017	19 y	1
B•••• M•••••• P•••••••Certified Financial Planner	Torrance, Ca	Feb 13, 2017	13 y	1
M••••• V•• E••Certified Financial Planner	Lafayette, Ca	Mar 1, 2018	16 y	1
G• B•••••• D•••••• O•••Certified Financial Planner	San Diego, Ca	Jun 6, 2018	26 y	1
L•••• G•••••Certified Financial Planner	Torrance, Ca	Jul 17, 2018	13 y	0
E•••••• M•••••• S••••••Certified Financial Planner	Torrance, Ca	Oct 23, 2018	12 y	1
R••• M••••• B••••Certified Financial Planner	Seattle, Wa	May 6, 2019	20 y	1
J••••••• B• S••••••Certified Financial Planner	Walnut Creek, Ca	Aug 30, 2019	18 y	5
A••••• J••••••• L•••••	Torrance, Ca	Oct 2, 2019	27 y	2
M••••• J••• N•••••	Torrance, Ca	Oct 11, 2019	26 y	2
F•••• T••••• P•••••Certified Financial Planner	Torrance, Ca	Jan 15, 2020	47 y	2
K•••••• K•••••••• D•••••••Certified Financial Planner	Torrance, Ca	Jan 17, 2020	11 y	1
B•••• D•••• A•••••••	Torrance, Ca	Feb 25, 2020	34 y	4
M•••••• T•••• S•••••••	Dallas, Tx	Feb 25, 2020	39 y	2
N••••• R•••• S••••••Certified Financial Planner	Irvine, Ca	Jun 17, 2020	18 y	7
M•••••• D••••• M•••••••Certified Financial Planner	Torrance, Ca	Aug 19, 2020	29 y	2
D•••• W••••• T•••Chartered Financial Consultant	Torrance, Ca	Oct 18, 2020	30 y	6
N•••••• A••••	Torrance, Ca	Oct 18, 2020	14 y	2
J•••• D••••• D••••Certified Financial Planner	Chandler, Az	Oct 18, 2020	26 y	3
S•••• N••••• S••••Certified Financial Planner	Salt Lake City, Ut	Oct 19, 2020	37 y	4
B•••• C• J••••••Certified Financial Planner	Salt Lake City, Ut	Oct 22, 2020	13 y	2
H•••• W•••• D•••••••Certified Financial Planner	Torrance, Ca	Oct 22, 2020	10 y	1
M••• R•••••••• M•••••Chartered Financial Consultant	Torrance, Ca	Oct 22, 2020	36 y	3
L•••••• X•Certified Financial Planner	Torrance, Ca	Oct 22, 2020	17 y	1
B•••• H•••• W••••Certified Financial Planner	Torrance, Ca	Oct 22, 2020	16 y	2
R••• M•••••• K•••••	Salt Lake City, Ut	Oct 22, 2020	15 y	3
T•••• M••• P•••••••Certified Financial Planner	Salt Lake, Ut	Oct 22, 2020	16 y	2
D••••• C•••••• C•••••Certified Financial Planner	Torrance, Ca	Oct 22, 2020	12 y	1

All 336 advisors at E• W••••• A•••••••

Advisor movement

8 left, 81 joined in 12 months

net +73 in 12 months2 left in 90 days16 joined in 90 daysdeparture rate 2.4% of current headcount20 left over 36 months

Left, latest

J•••••• L•••• E•••••• to M••••••
Jul 31, 2026 · RIA to affiliated broker-dealer or bank
R••••• D••••• F••••••• to J••••• P••• G•••• L••
Jul 28, 2026 · RIA to RIA
O••••• G••••• to J••• M••••• S••••••••• L••
Jun 1, 2026 · RIA to wirehouse
L••• H• A••••••• to R••• F•••••••• P•••••••
May 11, 2026 · RIA to RIA
K••• A••• H••• to F•••••• F•••••••• L••
Apr 9, 2026 · RIA to RIA
J•••• L•• J•••••• to S••••• W••••• A•••••••• I•••
Mar 3, 2026 · Other
E•••• G• M••••• to M••••• G••••• A••••••• I•••
Jan 23, 2026 · RIA to RIA
B••••• C•••••• S•••••• to C••••• W••••• A••••••• L••
Oct 28, 2025 · RIA to RIA
J••••• M•••••• P••• to H••••• W•••••
Aug 27, 2025 · RIA to RIA
M•••••• B•••••• C••• to M••••• G••••• A••••••• I•••
Aug 27, 2025 · RIA to RIA
A•••• E• D•••• to I••••••••• W••••• C••••••• L••
Jul 28, 2025 · RIA to RIA
E••• E••••• S•••••• to O•• C•••••• M••••••••• L••
Jul 23, 2025 · RIA to RIA
A•••• T••••••• D••• to M•• I•••••••• S•••••••• L••
May 23, 2025 · RIA to affiliated broker-dealer or bank
T••••• M•••••• S•••• to S•••• F•••••••• R•••••••• L••
Apr 22, 2025 · RIA TO ST••• RIA
E•••• S•••• G•••••• to F•••••• F••••••••
Apr 22, 2025 · RIA to RIA

Joined, latest

M•••••• W••••• H•••• from C••••• P••••••• L••
Sep 16, 2026 · RIA to RIA
N•••••• W••••• from M••••• S••••••
Sep 10, 2026 · Wirehouse to independent RIA
M•••••• C•••• S•••••• from E•••••••• W••••• M••••••••• L••
Aug 31, 2026 · RIA to RIA
S•••••• G•••••• K••••• from S•••••• A••••••• G••••• L••
Aug 13, 2026 · Other
B•••••• C•••••••• H•••• from R•••••••• R•••••• C•••••• M•••••••••
Aug 11, 2026 · RIA to RIA
A•••••• B••••••• H•••••• from H••••• F•••••••• A•••••••• I•••
Aug 3, 2026 · RIA to RIA
B••••••• C••• S••••••• from L••••• W••••• M••••••••• L••
Jul 27, 2026 · RIA to RIA
N••••••• C••••• from O•• C•••••• M••••••••• L••
Jul 14, 2026 · RIA to RIA
L•••• R• N••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 9, 2026 · Wirehouse to independent RIA
E••• M•••••• W••••• from O••• W••••• M••••••••• L••
Jun 29, 2026 · RIA to RIA
T••••• L•••• S••••••••• from O••• W••••• M••••••••• L••
Jun 29, 2026 · RIA to RIA
L•••• L••••••• O••••• from O••• W••••• M••••••••• L••
Jun 29, 2026 · RIA to RIA
K•••• B••••••• from O••• W••••• M••••••••• L••
Jun 26, 2026 · RIA to RIA
L••• K••••••• A••••• B•••••• from O••• W••••• M••••••••• L••
Jun 26, 2026 · RIA to RIA
M••• T••••••• D••••• from O••• W••••• M••••••••• L••
Jun 26, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 joined from O••• W••••• M••••••••• L••
Aug 7, 2026 · Menlo P•••, Ca · Firm absorbed
2 joined from D•••••••• P•••••••
Apr 23, 2026 · Bethesda, Md
2 joined from D•••••••• P•••••••
Apr 23, 2026 · Suffolk, Va
3 joined from L••••••• A•••• M••••••••• L••
Mar 23, 2026 · Santa Fe, Nm · Firm absorbed
2 joined from H•••••• I••••••••• I•••
Feb 20, 2026 · S••••Sdale, Az
6 joined from C•••••• I•••••• P•••••••• L••
Jan 2, 2026 · S••••Sdale, Az · Firm absorbed
3 joined from B••••• M•••• D••••••••
Nov 13, 2025 · Santa Fe, Nm · Firm absorbed
11 joined from R•••••••• R•••••• C•••••• M•••••••••
Jul 22, 2025 · Skokie, Il · Firm absorbed

Teams out Teams in

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E• I••••• A••••• F•••	Other Private Fund	$70.7M	75	Mar 29, 2024

Owners and control persons

Schedule A and B, latest filing

B••••••••• A•••• G•••• · Chief Administrative Officer & General Counselcontrol
since 02/2024 · owns less than 5%
B•••••• J••••• A• · Chief Operating Officercontrol
since 11/2024 · owns less than 5%
C•••••• M•••• · Chief Compliance Officercontrol
since 03/2016 · owns less than 5%
G•••••• M••••• L•••••• · Chief People Officercontrol
since 08/2024 · owns less than 5%
G••••••••• P••••••• G•••••• · E•••••••• Chairmancontrol
since 06/2011 · owns less than 5%
H•••••• D••••• H•••••• · Managing Directorcontrol
since 02/2005 · owns less than 5%
P•••••• B••••• E••••• · Managing Directorcontrol
since 02/2005 · owns less than 5%
P•••••• R•••• C••••••••• · Chief E•••••••• Officercontrol
since 07/2021 · owns less than 5%
P•••••••• A•••• N••• · Managing Director Investmentscontrol
since 04/2014 · owns less than 5%
T••••••••• C••••••••• · Chief Financial Officercontrol
since 07/2019 · owns less than 5%
H•••••• D••••• H•••••• · Shareholdercontrol
since 07/2017 · owns 25% to 50% of E••• I•••
P•••••• B••••• E••••• · Shareholdercontrol
since 07/2017 · owns 25% to 50% of E••• I•••

Entity owners

E• W••••• A••••••• H•••••••• L•• · Member
direct · owns 75% or more
E••• I••• · Member
indirect · owns 25% to 50% of E• W••••• A••••••• H•••••••• L••
E••• F••• I••• A••••••••• P••••••• · Member
indirect · owns 75% or more of P•••••• E••• A••••••••• L••
P•••••• E••• A••••••••• L•• · Members
indirect · owns 25% to 50% of E• W••••• A••••••• H•••••••• L••

Related persons

Schedule D 7.A

No related person reported.

Advisers that list E• W••••• A••••••• as a related person

150946 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Torrance, Ca · principal	336	102	7
Brighton, Mi	21	3	0
Salt Lake City, Ut	20	2	0
Denver, Co	16	5	0
San Diego, Ca	14	5	0
Skokie, Il	12	2	0
San Luis Obispo, Ca	11	4	0
Irvine, Ca	11	5	0
Atlanta, Ga	10	2	0
S••••Sdale, Az	9	9	0
Boise, Id	9	1	0
Walnut Creek, Ca	8	2	0
Seattle, Wa	7	0	0
Phoenix, Az	7	2	0
Dallas, Tx	6	0	0
Los Angeles, Ca	6	3	0
Vancouver, Wa	6	0	0
Littleton, Co	5	0	0
Santa Fe, Nm	5	4	0
Fort Wright, Ky	5	3	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 21 since 2015, 11 in 24 monthsderived
Advisors acquired: 114derived
Still registered after 90 days: 83% of 110derived
After 180 days: 82% of 107derived
After 365 days: 83% of 101derived
After 730 days: 73% of 48derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Walnut Creek, CA15 employees
Berkeley, CA15 employees
San Luis Obispo, CA12 employees
Seattle, WA12 employees
Los Angeles, CA10 employees
San Diego, CA10 employees
Salt Lake City, UT10 employees
Denver, CO8 employees
Littleton, CO8 employees
Providence, UT7 employees
Vancouver, WA6 employees
L•••Field, MA6 employees
Irvine, CA5 employees
Media, PA5 employees
Phoenix, AZ5 employees
Portsmouth, NH5 employees
Exton, PA5 employees
Phoenix, AZ4 employees
Norwood, MA4 employees
St. George, UT4 employees
Kirkl•••, WA4 employees
Dallas, TX4 employees
Dallas, TX4 employees
Newburyport, MA4 employees
Torrance, CA4 employees

ADV anomalies

6 against comparable advisers; where to look, not conclusions

account count collapseChange between filings · filing Apr 1, 2026
accounts (Item 5.F.2.f) moved from 49,167.0 to 20,738.0 (-58.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +7.0% (76 comparable advisers, 3.0th percentile of changes)
peers: independent wealth managers, $20B and over (76) · 2.7% percentile
control person changedChange between filings · filing Apr 1, 2026
G•••••• M••••• L•••••• (CHIEF PEOPLE OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-04-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Apr 1, 2026
B•••••• J••••• A• (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-04-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Apr 1, 2026
P•••••• R•••• C••••••••• (CHIEF E•••••••• OFFICER) left Schedule A between the filings of 2024-03-29 and 2026-04-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Apr 1, 2026
G••••••••• P••••••• G•••••• (E•••••••• CHAIRMAN) left Schedule A between the filings of 2024-03-29 and 2026-04-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Apr 1, 2026
T••••••••• C••••••••• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-03-29 and 2026-04-01
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Apr 1, 2026 to Sep 17, 2026
Private funds · 1 to unset
Apr 1, 2026 to Sep 17, 2026
Related adviser · false to unset
Apr 1, 2026 to Sep 17, 2026
Related bank · false to unset
Apr 1, 2026 to Sep 17, 2026
Related broker-dealer · false to unset
Apr 1, 2026 to Sep 17, 2026
Related insurance company · false to unset
Apr 1, 2026 to Sep 17, 2026
Succession · false to unset
Apr 1, 2026 to Sep 17, 2026
Accounts · 49,167 to 20,738
May 28, 2025 to Mar 31, 2026
Advisory employees · 214 to 320
May 28, 2025 to Mar 31, 2026
Charity clients · 240 to 354
May 28, 2025 to Mar 31, 2026
Corporate clients · 268 to 466
May 28, 2025 to Mar 31, 2026
HNW clients · 1,044 to 1,589
May 28, 2025 to Mar 31, 2026
Individual clients · 13,050 to 18,029
May 28, 2025 to Mar 31, 2026
Pension plan clients · 232 to 300
May 28, 2025 to Mar 31, 2026
Assets in custody · $25B to $35B
May 28, 2025 to Mar 31, 2026
Employees · 557 to 618
May 28, 2025 to Mar 31, 2026
State-registered IARs · 214 to 298
May 28, 2025 to Mar 31, 2026
Discretionary RAUM · $35B to $44B
May 28, 2025 to Mar 31, 2026
HNW RAUM · $13B to $17B
May 28, 2025 to Mar 31, 2026
Individual RAUM · $21B to $25B
May 28, 2025 to Mar 31, 2026
Non-discretionary RAUM · $390M to $670M
May 28, 2025 to Mar 31, 2026
Pension RAUM · $404M to $950M
May 28, 2025 to Mar 31, 2026
RAUM · $36B to $45B
May 28, 2025 to Mar 31, 2026
Financial planning clients · More than 500 to More than 500
Mar 31, 2025 to May 28, 2025
Accounts · 13,185 to 49,167
Aug 30, 2024 to Mar 31, 2025
Advisory employees · 195 to 214
Aug 30, 2024 to Mar 31, 2025
Charity clients · 148 to 240
Aug 30, 2024 to Mar 31, 2025
Corporate clients · 248 to 268
Aug 30, 2024 to Mar 31, 2025
HNW clients · 883 to 1,044
Aug 30, 2024 to Mar 31, 2025
Individual clients · 11,709 to 13,050
Aug 30, 2024 to Mar 31, 2025
Pension plan clients · 197 to 232
Aug 30, 2024 to Mar 31, 2025
Assets in custody · $19B to $25B
Aug 30, 2024 to Mar 31, 2025
Employees · 392 to 557
Aug 30, 2024 to Mar 31, 2025
State-registered IARs · 195 to 214
Aug 30, 2024 to Mar 31, 2025
Discretionary RAUM · $22B to $35B
Aug 30, 2024 to Mar 31, 2025
HNW RAUM · $6.9B to $13B
Aug 30, 2024 to Mar 31, 2025
Individual RAUM · $14B to $21B
Aug 30, 2024 to Mar 31, 2025
Non-discretionary RAUM · $312M to $390M
Aug 30, 2024 to Mar 31, 2025
Pension RAUM · $294M to $404M
Aug 30, 2024 to Mar 31, 2025
RAUM · $22B to $36B
Aug 30, 2024 to Mar 31, 2025

Signals

60 dated events

M•••••• W••••• H•••• registered as an investment adviser representative at E• W••••• A•••••••
Sep 16, 2026 · Advisor registered · fact
O••• W••••• M••••••••• L••'s advisors moved to E• W••••• A••••••• (Menlo Park, CA): 4 of 6 registered, on the same day
Aug 7, 2026 · Firm absorbed (people side) · derived
J•••••• L•••• E•••••• left E• W••••• A••••••• for Mariner (registered 2026-08-31)
Jul 31, 2026 · Advisor changed firm · fact
R••••• D••••• F••••••• left E• W••••• A••••••• for J••••• P••• G•••• L•• (registered 2026-08-24)
Jul 28, 2026 · Advisor changed firm · fact
O••••• G••••• left E• W••••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-17)
Jun 1, 2026 · Advisor changed firm · fact
L••• H• A••••••• left E• W••••• A••••••• for R••• F•••••••• P••••••• (registered 2026-06-03)
May 11, 2026 · Advisor changed firm · fact
2 advisors left D•••••••• P••••••• (Bethesda, MD) for E• W••••• A••••••• on the same day
Apr 23, 2026 · Team lift-out · derived
2 advisors left D•••••••• P••••••• (Suffolk, VA) for E• W••••• A••••••• on the same day
Apr 23, 2026 · Team lift-out · derived
K••• A••• H••• left E• W••••• A••••••• for F•••••• F•••••••• L•• (registered 2026-04-22)
Apr 9, 2026 · Advisor changed firm · fact
E• W••••• A••••••• reported RAUM $45.1B, up 27% from $35.6B (2025-05-28 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
E• W••••• A••••••• reported 298 state-registered advisory representatives, up from 214 (2025-05-28 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
L••••••• A•••• M••••••••• L••'s advisors moved to E• W••••• A••••••• (Santa FE, NM): 3 of 4 registered, on the same day
Mar 23, 2026 · Firm absorbed (people side) · derived
J•••• L•• J•••••• left E• W••••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2026-03-11)
Mar 3, 2026 · Advisor changed firm · fact
2 advisors left H•••••• I••••••••• I••• (S••••sdale, AZ) for E• W••••• A••••••• on the same day
Feb 20, 2026 · Team lift-out · derived
E•••• G• M••••• left E• W••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2026-01-14)
Jan 23, 2026 · Advisor changed firm · fact
C•••••• I•••••• P•••••••• L••'s advisors moved to E• W••••• A••••••• (S••••sdale, AZ): 6 of 8 registered, on the same day
Jan 2, 2026 · Firm absorbed (people side) · derived
2 advisors left B••••• M•••• D•••••••• (Santa FE, NM) for E• W••••• A••••••• on the same day
Nov 13, 2025 · Team lift-out · derived
B••••• C•••••• S•••••• left E• W••••• A••••••• for C••••• W••••• A••••••• L•• (registered 2025-10-23)
Oct 28, 2025 · Advisor changed firm · fact
M•••••• B•••••• C••• left E• W••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2025-12-19)
Aug 27, 2025 · Advisor changed firm · fact
J••••• M•••••• P••• left E• W••••• A••••••• for H••••• W••••• (registered 2025-09-05)
Aug 27, 2025 · Advisor changed firm · fact
A•••• E• D•••• left E• W••••• A••••••• for I••••••••• W••••• C••••••• L•• (registered 2025-07-25)
Jul 28, 2025 · Advisor changed firm · fact
E••• E••••• S•••••• left E• W••••• A••••••• for O•• C•••••• M••••••••• L•• (registered 2025-06-05)
Jul 23, 2025 · Advisor changed firm · fact
R•••••••• R•••••• C•••••• M•••••••••'s advisors moved to E• W••••• A••••••• (Skokie, IL): 11 of 11 registered, a day apart
Jul 22, 2025 · Firm absorbed (people side) · derived
P•••••••• W•••••• L••'s advisors moved to E• W••••• A••••••• (San Francisco, CA): 6 of 6 registered, on the same day
Jul 15, 2025 · Firm absorbed (people side) · derived
B••••••••• M••• M•••••'s advisors moved to E• W••••• A••••••• (Boise, ID): 8 of 8 registered, on the same day
Jun 27, 2025 · Firm absorbed (people side) · derived
A•••• T••••••• D••• left E• W••••• A••••••• for M•• I•••••••• S•••••••• L•• (registered 2025-05-20)
May 23, 2025 · Advisor changed firm · fact
2 advisors left N•• F•••••••• S•••••••• I••• (Westlake Village, CA) for E• W••••• A••••••• on the same day
May 13, 2025 · Team lift-out · derived
A•••••••• A•••••••• L••'s advisors moved to E• W••••• A••••••• (FT Wright, KY): 3 of 3 registered, on the same day
Apr 25, 2025 · Firm absorbed (people side) · derived
T••••• M•••••• S•••• left E• W••••• A••••••• for S•••• F•••••••• R•••••••• L•• (registered 2024-04-03)
Apr 22, 2025 · Advisor changed firm · fact
E•••• S•••• G•••••• left E• W••••• A••••••• for F•••••• F•••••••• (registered 2025-03-21)
Apr 22, 2025 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

E• W••••• A••••••• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/1947980reportedpublic record, Form ADV, Sep 18, 2026
Website: EPWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 310-543-4559reportedpublic record, Form ADV, Sep 17, 2026
Contact form: epwealth.com/contact-an-advisorreportedpublished by the firm, firm site, Sep 15, 2026
Team page: epwealth.com/people-we-help/wealth-management-for-athletesreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $134Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026