DFX Intelligence

RIA Intelligence

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Firm absorbed

8 advisors left T••• C•••••• M••••••••• for C•••••• A•••• M••••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Craig SchlatterSan Francisco, CaMay 8, 2023May 18, 2023
Christopher Dwight StoutSan Francisco, CaMay 8, 2023May 2, 2023
Gary Bret FincherSan Francisco, CaMay 8, 2023May 2, 2023
George Humberto LujanSan Francisco, CaMay 8, 2023May 1, 2023
Jacob Daniel BondSan Francisco, CaMay 8, 2023May 1, 2023
John Wilson CrowtherSan Francisco, CaMay 8, 2023May 1, 2023
Kenneth Joseph SoroskySan Francisco, CaMay 8, 2023May 2, 2023
Travis Anthony HenrySan Francisco, CaMay 8, 2023Jun 16, 2023
James Thomas CheapSan Francisco, CaMay 11, 2023May 9, 2023
The rule
Registrations ended
May 8, 2023 to May 11, 2023
Registered next
May 1, 2023 to Jun 16, 2023
Branch state
CA
Cities
1, most in San Francisco, Ca
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
89%
Succession by the destination
none on the tape
Other teams out of T••• C•••••• M•••••••••Other teams into C•••••• A•••• M••••••••• L••