RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Cresset Asset Management, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 12 | UBS Financial Services Inc. wirehouse | Cresset Asset Management, LLC independent RIA | Boca Raton, Fl +5 | Wirehouse to independent RIA | Sep 3, 2026 over 12 d |
| 2 | Alliancebernstein L.P. asset manager | Cresset Asset Management, LLC independent RIA | Houston, Tx | Other | Nov 7, 2025 |
| 2 | J.P. Morgan Securities LLC wirehouse | Cresset Asset Management, LLC independent RIA | San Francisco, Ca | Wirehouse to independent RIA | May 7, 2024 |
| 8 | J.P. Morgan Securities LLC wirehouse | Cresset Asset Management, LLC independent RIA | San Francisco, Ca | Wirehouse to independent RIA | Apr 20, 2024 |
| 3 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cresset Asset Management, LLC independent RIA | New York, Ny | Affiliated broker-dealer or bank to independent RIA | May 17, 2023 |
| 6 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cresset Asset Management, LLC independent RIA | Greenwich, Ct | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 over 1 d |
| 11 | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cresset Asset Management, LLC independent RIA | Menlo Park, Ca | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 over 7 d |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cresset Asset Management, LLC independent RIA | Atlanta, Ga | Wirehouse to independent RIA | Jun 27, 2022 over 2 d |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cresset Asset Management, LLC independent RIA | Denver, Co | Wirehouse to independent RIA | Mar 9, 2020 |
| 2 | Crow Holdings Capital asset manager | Cresset Asset Management, LLC independent RIA | Dallas, Tx | Other | Nov 11, 2019 |
| 2 | Cypress Wealth Advisors independent RIA | Cresset Asset Management, LLC independent RIA | San Francisco, Ca | RIA to RIA | May 17, 2019 |
| 3 | Hightower Advisors, LLC other | Cresset Asset Management, LLC no RAUM | Reston, Va | Other | Mar 10, 2016 |