DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cresset Asset Management, LLC

Independent wealth managerChicago, IllinoisCRD 288566SEC 801-110753website IAPD

Latest filing Aug 13, 2026

First filing on the tape Jun 4, 2017 · 55 filings

SEC status approved since Jul 10, 2017

RAUM

$79B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

89%

$70B individuals and HNW

Advisors

211

registered through the firm on IAPD

RAUM per advisor

$374M

derived; firm RAUM over IAPD count

Employees

496

187 advisory (5.B.1)

Offices

beyond the principal office

Private funds

145

reported on Schedule D

History

55 filings and snapshots on the tape

RAUM$79B as of Aug 13, 2026

Feb 14, 2018$102M then

HNW client RAUM$70B as of Aug 13, 2026

Feb 14, 2018$102M then

State-registered IARs (5.B.3)183 as of Aug 13, 2026

Feb 14, 20186 then

Employees (5.A)496 as of Aug 13, 2026

Feb 14, 201823 then

Private funds145 as of Aug 13, 2026

Mar 25, 202022 then

RAUM +27% over the last fiscal year+47% a year over threeIARs 204 to 183offices 31 to 24

Practice profile

derived from the filing of Aug 13, 2026; every figure names its basis

Archetypes, each a printed rule

Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $374MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 22derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $19.0MderivedHNW RAUM over HNW clients
Average account: $2.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.4derivedItem 5.A over advisors
Advisors per office: 8.4derived25 offices incl. principal (1.F.5)
RAUM growth, one year: +27%derivedbetween the last two annual amendments
Advisor growth, one year: -10%derivedItem 5.B.3 between annual amendments
Client growth, one year: +13%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program: $2.2BreportedItem 5.I
Custody: $31B, 3,277 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$70B88%
Pooled investment vehicles$8.0B10%
Corporations and businesses$596M0.8%
Charitable organizations$441M0.6%
Individuals$156M0.2%

Individual clients: 1,079reported
HNW clients: 3,667reported
Pension plan clients: n/areported
Charitable clients: 17reported
Accounts: 32,894reported
Financial planning clients: 11-25reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $31B for 3,277 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.89 fund_share=0.1 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

211 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
William Mark BuchbandChartered Financial Analyst	Chicago, Il	Jan 12, 2018	28 y	2
Christopher John DemonteChartered Financial Analyst	Chicago, Il	Jan 12, 2018	20 y	4
Matthew Jon TeichCertified Financial Planner, Chartered Financial Analyst	Chicago, Il	Feb 1, 2018	24 y	2
Wonee Janet DoughertyChartered Financial Analyst	Chicago, Il	Feb 23, 2018	22 y	3
Kimberly Nigel Dubord	Chicago, Il	Mar 9, 2018	13 y	0
Jack Alan AblinChartered Financial Analyst	West Palm Beach, Fl	Mar 14, 2018	25 y	0
Zachary Harrison Bindler	Chicago, Il	Jun 11, 2018	14 y	2
Patrick C Biladeau	Chicago, Il	Jul 3, 2018	13 y	0
Robert B Dunkin	West Palm Beach, Fl	Aug 22, 2018	16 y	1
John Thomas SchriverChartered Financial Analyst	Chicago, Il	Nov 21, 2018	24 y	1
David D Jackson	Chicago, Il	Mar 15, 2019	25 y	1
Nathan SnodgrassCertified Financial Planner, Chartered Financial Analyst	Chicago, Il	Mar 15, 2019	33 y	2
Sophie Angela LeeCertified Financial Planner	San Francisco, Ca	May 1, 2019	14 y	1
Richard Thomas Hall	Chicago, Il	Jun 19, 2019	16 y	0
Jason Patrickobrien Heckler	Minnetonka, Mn	Jun 20, 2019	26 y	0
Blake Taylor Green	Chicago, Il	Jun 28, 2019	14 y	1
Lillian Vassilatos	Chicago, Il	Oct 1, 2019	18 y	0
Brooks Lee Hays SlateChartered Financial Analyst	San Francisco, Ca	Oct 29, 2019	12 y	0
Michael David Pinckney	Chicago, Il	Nov 15, 2019	15 y	0
Patrick Duffy DuntonCertified Financial Planner	Chicago, Il	Dec 16, 2019	16 y	0
Shane William Harjes	Minnetonka, Mn	Jan 17, 2020	11 y	0
Michael Andrew MohrChartered Financial Analyst	Chicago, Il	Mar 23, 2020	23 y	1
Sarah Simon	San Francisc, Ca	Mar 30, 2020	12 y	1
Elizabeth Barrett LawtherChartered Financial Analyst	Atlanta, Ga	Mar 31, 2020	15 y	0
Lars Gunnar Okeson	Reston, Va	Jun 16, 2020	14 y	4
Stephen Herman BerardiChartered Financial Analyst	Chicago, Il	Jun 16, 2020	27 y	2
Andrew James Woolridge	Reston, Va	Jun 16, 2020	26 y	3
Amanda Rae PlonskiCertified Financial Planner	Reston, Va	Jun 16, 2020	17 y	5
David William Karp	Chicago, Il	Jun 16, 2020	31 y	3
Stephen Peter Wathen	Chicago, Il	Jun 25, 2020	25 y	8
Isabel Katarzyna Chudzik	Chicago, Il	Jun 25, 2020	17 y	2
Maggie Shriver	Reston, Va	Jun 30, 2020	21 y	2
Eric Henes SchoenerCertified Financial Planner	Reston, Va	Jul 9, 2020	32 y	7
Melissa Ann Long	Reston, Va	Sep 16, 2020	29 y	5
Todd Alan Tautfest	Atlanta, Ga	Oct 29, 2020	34 y	0
Zachary Ambrose Kanicka	Chicago, Il	Jan 7, 2021	14 y	0
Joseph Hanley Sayers	Houston, Tx	Feb 10, 2021	15 y	0
Catherine Marie Ward	Chicago, Il	Feb 19, 2021	21 y	2
Joseph Stanley FalchekCertified Financial Planner	Chicago, Il	May 13, 2021	14 y	3
James Eugene LonginottiCertified Financial Planner, Chartered Financial Analyst	San Francisco, Ca	May 14, 2021	15 y	1

All 211 advisors at Cresset Asset Management, LLC

Advisor movement

3 left, 36 joined in 12 months

net +33 in 12 months0 left in 90 days19 joined in 90 daysdeparture rate 1.4% of current headcount26 left over 36 months

Left, latest

Travis Anthony Henry to Factory Capital LLC
Jun 5, 2026 · RIA to a newly registered adviser
Zachary Shaw Cleveland to Parcion Private Wealth LLC
Dec 5, 2025 · RIA to RIA
Adam Strauss to Ieq Capital, LLC
Nov 6, 2025 · RIA to RIA
Lenet Rivas to Blue Otter Financial Planning
Sep 5, 2025 · RIA to a state-registered adviser
Julia Sheriann Jerome to Dorval & Chorne Financial Advisors
Sep 5, 2025 · RIA to RIA
Ryan Christopher Ortiz to Ieq Capital, LLC
Aug 21, 2025 · RIA to RIA
Aleksandra Kurzydlowski to Apogem Capital LLC
Jul 10, 2025 · Other
Michael Paul Juettner to Ieq Capital, LLC
Jul 8, 2025 · RIA to RIA
Aashka Desai Singh to Fruitful
May 20, 2025 · RIA to RIA
Kaitlin Marie Hyland to Horizon Wealth Management
Apr 29, 2025 · RIA to RIA
James Thomas Cheap to Peakline Partners, LLC
Apr 14, 2025 · Other
Augustus Bowdoin Spaulding to UBS Financial Services Inc.
Feb 18, 2025 · RIA to wirehouse
Peter C Sherlock to UBS Financial Services Inc.
Feb 18, 2025 · RIA to wirehouse
Chase Andrew Rodawig to UBS Financial Services Inc.
Feb 18, 2025 · RIA to wirehouse
Megan Ashley Kellerman to Peakline Partners, LLC
Feb 5, 2025 · Other

Joined, latest

Matthew Austin Williams from Awm Financial Services Inc.
Sep 11, 2026 · RIA to RIA
Alexandria Nguyen-Kuwamoto from J.P. Morgan Securities LLC
Sep 11, 2026 · Wirehouse to independent RIA
Amanda Rose Gordon from UBS Financial Services Inc.
Sep 8, 2026 · Wirehouse to independent RIA
Veronica Martinez from UBS Financial Services Inc.
Sep 4, 2026 · Wirehouse to independent RIA
Zachary Joseph Ventrice from UBS Financial Services Inc.
Sep 3, 2026 · Wirehouse to independent RIA
Evan Lee Blake from UBS Financial Services Inc.
Aug 27, 2026 · Wirehouse to independent RIA
Alexandre Martins Santos from UBS Financial Services Inc.
Aug 26, 2026 · Wirehouse to independent RIA
Ettore D Ventrice from UBS Financial Services Inc.
Aug 26, 2026 · Wirehouse to independent RIA
Andrea Giulio Item from UBS Financial Services Inc.
Aug 26, 2026 · Wirehouse to independent RIA
Christine S Sloboth from UBS Financial Services Inc.
Aug 26, 2026 · Wirehouse to independent RIA
Michael Allen Bober from UBS Financial Services Inc.
Aug 25, 2026 · Wirehouse to independent RIA
Sarah Danielle Ponczek from UBS Financial Services Inc.
Aug 25, 2026 · Wirehouse to independent RIA
Michael Sean Macdonald from UBS Financial Services Inc.
Aug 25, 2026 · Wirehouse to independent RIA
William Stuart Marino from UBS Financial Services Inc.
Aug 25, 2026 · Wirehouse to independent RIA
Kevin Scott Benesh from J.P. Morgan Securities LLC
Aug 19, 2026 · Wirehouse to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 left for UBS Financial Services Inc.
Feb 18, 2025 · Denver, Co
3 left for Integrated Advisors Network LLC
Jun 8, 2020 · Chicago, Il

12 joined from UBS Financial Services Inc.
Sep 3, 2026 · Boca Raton, Fl
2 joined from Alliancebernstein L.P.
Nov 7, 2025 · Houston, Tx
2 joined from J.P. Morgan Securities LLC
May 7, 2024 · San Francisco, Ca
8 joined from J.P. Morgan Securities LLC
Apr 20, 2024 · San Francisco, Ca
3 joined from J.P. Morgan Private Wealth Advisors LLC
May 17, 2023 · New York, Ny
6 joined from J.P. Morgan Private Wealth Advisors LLC
May 16, 2023 · Greenwich, Ct
11 joined from J.P. Morgan Private Wealth Advisors LLC
May 10, 2023 · Menlo Park, Ca
8 joined from True Capital Management
May 8, 2023 · San Francisco, Ca · Firm absorbed

Teams out Teams in

Private funds

23 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Cypress Domestic Equity Low Vol II, L.P.	Hedge Fund	$16.3M	25	Apr 1, 2013
Cypress Real Estate Funds II, LP	Real Estate Fund	$13.0M	55	Mar 30, 2012
Cypress Domestic Equity Low Vol, LP	Hedge Fund	$10.8M	15	Mar 30, 2012
Cypress Real Estate Income Fund 2015, L.P.	Real Estate Fund	$8.3M	38	Mar 30, 2016
Cypress Core Real Estate Fund, LP	Real Estate Fund	$8.0M	35	Mar 31, 2017
Cypress Int'L Equity Fund, L.P.no longer reported	Hedge Fund	$6.8M	19	Mar 30, 2012
Cypress Real Estate Opportunity Fund 2012, L.P.	Real Estate Fund	$6.7M	59	Apr 1, 2013
Cypress Global Hedged Equity, LP	Hedge Fund	$6.5M	15	Mar 29, 2019
Cypress Natural Resources Investment Funds, LPno longer reported	Other Private Fund	$6.4M	10	Mar 30, 2012
Cypress Venture Capital Fund, L.P.	Venture Capital Fund	$6.2M	19	Mar 30, 2016
Cypress Real Estate Funds, L.P.	Real Estate Fund	$6.2M	59	Mar 30, 2012
Cypress Investment Funds II, L.P.	Hedge Fund	$2.5M	25	Mar 31, 2014
Cypress Investment Funds, L.P.no longer reported	Hedge Fund	$2.1M	17	Mar 30, 2012
Cypress Real Estate Partners II, L.P.	Real Estate Fund	$2.0M	21	Mar 30, 2012
Cypress Real Estate Income Fund 2012, L.P.	Real Estate Fund	$1.8M	56	Apr 1, 2013
Cypress Natural Resources Investment Funds V, L.P.no longer reported	Other Private Fund	$1.8M	8	Apr 28, 2016
Cypress Technology Partners, L.P.	Hedge Fund	$1.1M	11	Mar 31, 2015
Cypress Structured Credit, L.P.no longer reported	Hedge Fund	$1.0M	16	Mar 31, 2014
Cypress Alternative Funds, L.P.	Private Equity Fund	$985,645	16	Mar 30, 2012
Cypress Debt Investment Funds, LP	Hedge Fund	$459,435	44	Mar 30, 2012
Cypress Debt Fund-King Street, LP	Private Equity Fund	$350,941	13	Mar 31, 2014
Cypress Alternative Partners II, L.P.no longer reported	Private Equity Fund	$114,641	15	Mar 30, 2012
Cypress Hedge Funds, L.P.no longer reported	Hedge Fund	$108,524	66	Mar 30, 2012

Owners and control persons

Schedule A and B, latest filing

Alan Jack Ablin · Chief Investment Officer & Founding Partnercontrol
since 03/2018 · owns less than 5%
David Eric Becker · Board Of Directorscontrol
since 12/2023 · owns less than 5%
Michael Costabile · Executive Managing Director, Chief Financial Officercontrol
since 10/2019 · owns less than 5%
Cranston Susan Hamilton · President & Chief Operating Officercontrol
since 04/2024 · owns less than 5%
Amy Hong · Executive Managing Director, Chief Compliance Officercontrol
since 08/2024 · owns less than 5%
Gale Jessica Malkin · Executive Managing Director, Chief Growth Officercontrol
since 01/2020 · owns less than 5%
Patrick Douglas Regan · Founding Partner & Co-Chairmancontrol
since 01/2019 · owns less than 5%
Alan William Rudnick · Executive Managing Director, Chief Legal Officercontrol
since 05/2018 · owns less than 5%
Howard Avy Stein · Board Of Directorscontrol
since 12/2023 · owns less than 5%
Peter John Amboian · Board Of Directors
since 12/2023 · owns less than 5%
A Mayo Shattuck · Board Of Directors
since 12/2023 · owns less than 5%
Eric Paul Tramontano · Board Of Directors
since 12/2023 · owns less than 5%

Entity owners

Ccm Midco, LLC · Holding Company
direct · owns 75% or more
Cresset Capital Management, LLC · Holding Company
indirect · owns 75% or more of Ccm Midco, LLC

Related persons

Schedule D 7.A

Caretta Partners, LLC
pooled vehicle sponsorn
Peakline Partners, LLC
investment adviserpooled vehicle sponsornRAUM $2.8B
Cresset Trust Company, LLC
y
Cypress Advisors, LLC
pooled vehicle sponsory
Flowstone Partners, LLC
investment advisernRAUM $767M
The Connable Office, A Cresset Company
n
True Capital Insurance Services, LLC
real estaten
Vennpoint Real Estate, LLC
n
Willis Stein & Partners Management III, L.P.
n

Advisers that list Cresset Asset Management, LLC as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Chicago, Il · principal	204	46	2
Minnetonka, Mn	25	3	0
Atlanta, Ga	24	5	0
San Francisco, Ca	23	5	0
West Palm Beach, Fl	21	12	0
Reston, Va	18	2	0
Dallas, Tx	13	2	0
New York, Ny	13	4	0
Menlo Park, Ca	12	0	0
Denver, Co	9	2	1
Greenwich, Ct	8	0	0
Houston, Tx	8	5	0
Scottsdale, Az	3	1	0
Los Angeles, Ca	3	1	0
Santa Barbara, Ca	3	2	0
Nashville, Tn	2	0	0
Austin, Tx	1	0	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 5 since 2015, 0 in 24 monthsderived
Advisors acquired: 49derived
Still registered after 90 days: 98% of 49derived
After 180 days: 98% of 49derived
After 365 days: 94% of 49derived
After 730 days: 82% of 49derived
Team lift-outs after: 2derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Minnetonka, MN23 employees
Atlanta, GA19 employees
Tulsa, OK15 employees
Dallas, TX15 employees
Charlotte, NC15 employees
Reston, VA12 employees
Denver, CO11 employees
San Francisco, CA9 employees
West Palm Beach, FL8 employees
Menlo Park, CA7 employees
Houston, TX5 employees
Greenwich, CT4 employees
New York, NY4 employees
Los Angeles, CA3 employees
Santa Barbara, CA3 employees
Naples, FL2 employees
Nashville, TN2 employees
Scottsdale, AZ2 employees
Austin, TX1 employees
, 1 employees
Sioux Falls, SD

What changed

consecutive filings, newest first

Accounts · 42,546 to 32,894
Oct 29, 2025 to Mar 27, 2026
Advisory employees · 191 to 187
Oct 29, 2025 to Mar 27, 2026
Charity clients · 18 to 17
Oct 29, 2025 to Mar 27, 2026
HNW clients · 3,605 to 3,667
Oct 29, 2025 to Mar 27, 2026
Individual clients · 866 to 1,079
Oct 29, 2025 to Mar 27, 2026
Pooled vehicle clients · 139 to 145
Oct 29, 2025 to Mar 27, 2026
Assets in custody · $22B to $31B
Oct 29, 2025 to Mar 27, 2026
Employees · 468 to 496
Oct 29, 2025 to Mar 27, 2026
State-registered IARs · 204 to 183
Oct 29, 2025 to Mar 27, 2026
Other offices · 31 to 24
Oct 29, 2025 to Mar 27, 2026
Private funds · 141 to 145
Oct 29, 2025 to Mar 27, 2026
Discretionary RAUM · $70B to $77B
Oct 29, 2025 to Mar 27, 2026
HNW RAUM · $64B to $70B
Oct 29, 2025 to Mar 27, 2026
Individual RAUM · $222M to $156M
Oct 29, 2025 to Mar 27, 2026
Non-discretionary RAUM · $1.6B to $1.8B
Oct 29, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $7.0B to $8.0B
Oct 29, 2025 to Mar 27, 2026
RAUM · $72B to $79B
Oct 29, 2025 to Mar 27, 2026
Accounts · 41,683 to 42,546
Jul 16, 2025 to Oct 29, 2025
Corporate clients · 42 to 3
Jul 16, 2025 to Oct 29, 2025
HNW clients · 3,419 to 3,605
Jul 16, 2025 to Oct 29, 2025
Individual clients · 859 to 866
Jul 16, 2025 to Oct 29, 2025
Pooled vehicle clients · 144 to 139
Jul 16, 2025 to Oct 29, 2025
Discretionary RAUM · $69B to $70B
Jul 16, 2025 to Oct 29, 2025
HNW RAUM · $62B to $64B
Jul 16, 2025 to Oct 29, 2025
Individual RAUM · $218M to $222M
Jul 16, 2025 to Oct 29, 2025
Non-discretionary RAUM · $1.5B to $1.6B
Jul 16, 2025 to Oct 29, 2025
Pooled vehicle RAUM · $7.1B to $7.0B
Jul 16, 2025 to Oct 29, 2025
RAUM · $70B to $72B
Jul 16, 2025 to Oct 29, 2025
Accounts · 37,202 to 41,683
Mar 28, 2025 to Jul 16, 2025
Charity clients · 129 to 18
Mar 28, 2025 to Jul 16, 2025
Corporate clients · unset to 42.0
Mar 28, 2025 to Jul 16, 2025
HNW clients · 3,238 to 3,419
Mar 28, 2025 to Jul 16, 2025
Individual clients · 974 to 859
Mar 28, 2025 to Jul 16, 2025
Pooled vehicle clients · 143 to 144
Mar 28, 2025 to Jul 16, 2025
Financial planning clients · 11-25 to 11-25
Mar 28, 2025 to Jul 16, 2025
Discretionary RAUM · $60B to $69B
Mar 28, 2025 to Jul 16, 2025
HNW RAUM · $54B to $62B
Mar 28, 2025 to Jul 16, 2025
Individual RAUM · $254M to $218M
Mar 28, 2025 to Jul 16, 2025
Non-discretionary RAUM · $2.2B to $1.5B
Mar 28, 2025 to Jul 16, 2025
Pooled vehicle RAUM · $7.3B to $7.1B
Mar 28, 2025 to Jul 16, 2025

Signals

60 dated events

10 advisors left UBS Financial Services Inc. (Boca Raton, FL) for Cresset Asset Management, LLC within 6 days
Sep 3, 2026 · Team lift-out · derived
Travis Anthony Henry left Cresset Asset Management, Llc for Factory Capital Llc (registered 2026-05-08)
Jun 5, 2026 · Advisor changed firm · fact
Cresset Asset Management, Llc reported 24 offices beyond its principal office, down from 31 (2025-10-29 to 2026-03-27)
Mar 27, 2026 · Office count change · derived
Zachary Shaw Cleveland left Cresset Asset Management, Llc for Parcion Private Wealth Llc (registered 2026-02-06)
Dec 5, 2025 · Advisor changed firm · fact
2 advisors left Alliancebernstein L.P. (Houston, TX) for Cresset Asset Management, LLC on the same day
Nov 7, 2025 · Team lift-out · derived
Adam Strauss left Cresset Asset Management, Llc for Ieq Capital, Llc (registered 2026-02-26)
Nov 6, 2025 · Advisor changed firm · fact
Julia Sheriann Jerome left Cresset Asset Management, Llc for Dorval & Chorne Financial Advisors (registered 2026-04-13)
Sep 5, 2025 · Advisor changed firm · fact
Lenet Rivas left Cresset Asset Management, Llc for Blue Otter Financial Planning (registered 2026-03-13)
Sep 5, 2025 · Advisor changed firm · fact
Ryan Christopher Ortiz left Cresset Asset Management, Llc for Ieq Capital, Llc (registered 2025-12-05)
Aug 21, 2025 · Advisor changed firm · fact
Aleksandra Kurzydlowski left Cresset Asset Management, Llc for Apogem Capital Llc (registered 2025-09-15)
Jul 10, 2025 · Advisor changed firm · fact
Michael Paul Juettner left Cresset Asset Management, Llc for Ieq Capital, Llc (registered 2025-08-04)
Jul 8, 2025 · Advisor changed firm · fact
Aashka Desai Singh left Cresset Asset Management, Llc for Fruitful (registered 2025-09-22)
May 20, 2025 · Advisor changed firm · fact
Kaitlin Marie Hyland left Cresset Asset Management, Llc for Horizon Wealth Management (registered 2025-05-06)
Apr 29, 2025 · Advisor changed firm · fact
James Thomas Cheap left Cresset Asset Management, Llc for Peakline Partners, Llc (registered 2025-05-27)
Apr 14, 2025 · Advisor changed firm · fact
Cresset Asset Management, Llc reported 31 offices beyond its principal office, up from 25 (2024-11-27 to 2025-03-28)
Mar 28, 2025 · Office count change · derived
Chase Andrew Rodawig left Cresset Asset Management, Llc for Ubs Financial Services Inc. (registered 2025-02-19)
Feb 18, 2025 · Advisor changed firm · fact
Augustus Bowdoin Spaulding left Cresset Asset Management, Llc for Ubs Financial Services Inc. (registered 2025-02-18)
Feb 18, 2025 · Advisor changed firm · fact
Peter C Sherlock left Cresset Asset Management, Llc for Ubs Financial Services Inc. (registered 2025-02-18)
Feb 18, 2025 · Advisor changed firm · fact
2 advisors left Cresset Asset Management, LLC (Denver, CO) for UBS Financial Services Inc. on the same day
Feb 18, 2025 · Team lift-out · derived
Megan Ashley Kellerman left Cresset Asset Management, Llc for Peakline Partners, Llc (registered 2025-05-06)
Feb 5, 2025 · Advisor changed firm · fact
Michael David Ballard left Cresset Asset Management, Llc for Wells Fargo Advisors (registered 2024-06-25)
Nov 27, 2024 · Advisor changed firm · fact
Trenton Jaret Bryde left Cresset Asset Management, Llc for Factory Capital Llc (registered 2026-07-13)
Sep 18, 2024 · Advisor changed firm · fact
David Eric Becker (Board Of Directors) appeared on Schedule A of Cresset Asset Management, Llc
Sep 11, 2024 · Control person joined · fact
Howard Avy Stein (Board Of Directors) appeared on Schedule A of Cresset Asset Management, Llc
Sep 11, 2024 · Control person joined · fact
Amy Hong (Executive Managing Director, Chief Compliance Officer) appeared on Schedule A of Cresset Asset Management, Llc
Sep 11, 2024 · Control person joined · fact
Robert Pagliuco (Managing Director, Chief Compliance Officer) no longer on Schedule A of Cresset Asset Management, Llc (listed 2024-08-12, absent 2024-09-11)
Sep 11, 2024 · Control person left · inference
Cranston Susan Hamilton (President & Chief Operating Officer) appeared on Schedule A of Cresset Asset Management, Llc
Aug 12, 2024 · Control person joined · fact
A Mayo Shattuck (Board Of Directors) appeared on Schedule A of Cresset Asset Management, Llc
Aug 12, 2024 · Control person joined · fact
Peter John Amboian (Board Of Directors) appeared on Schedule A of Cresset Asset Management, Llc
Aug 12, 2024 · Control person joined · fact
Eric Paul Tramontano (Board Of Directors) appeared on Schedule A of Cresset Asset Management, Llc
Aug 12, 2024 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

Cresset Asset Management, LLC · Independent Sponsors
shared crd · capital_provider
Cresset Asset Management, LLC · Private Equity
shared crd · organization
Cresset Asset Management, LLC · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 312-429-2456reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/cresset-capitalreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/pagnatokarpreportedpublic record, Form ADV, Sep 17, 2026
Website: cressetcapital.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 312-429-2400reportedpublic record, Form ADV, Aug 13, 2026
Contact form: cressetcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: cressetcapital.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $374Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Cresset Asset Management, LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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