DFX Intelligence
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Firm absorbed
6 advisors left B•••••••• W••••• M••••••••• L•• for C••••••• P•••••••
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph Patrick Sullivan | Bloomington, Mn | Sep 13, 2023 | Jan 1, 2026 |
| Adam Donald Heathcote | St Cloud, Mn | Sep 25, 2023 | Jul 3, 2023 |
| Angela Leitzke Thomas | Bloomington, Mn | Sep 25, 2023 | Jul 3, 2023 |
| Bradley Paul Reiling | Bloomington, Mn | Sep 25, 2023 | Jul 3, 2023 |
| Rebecca Erin Oelrich | Bloomington, Mn | Sep 25, 2023 | Aug 28, 2023 |
| Samuel Murphy Andrews | Bloomington, Mn | Sep 25, 2023 | Jul 3, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 13, 2023 to Sep 25, 2023
- Registered next
- Jul 3, 2023 to Jan 1, 2026
- Branch state
- MN
- Cities
- 2, most in Bloomington, Mn
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape