DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Bergankdv Wealth Management, LLC
Latest filing Aug 8, 2022
First filing on the tape Nov 23, 2011 · 47 filings
RAUM
$2.1B
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
44%
$914M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
23 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$2.1B as of Aug 8, 2022
Sep 27, 2012$222M then
HNW client RAUM$754M as of Aug 8, 2022
Aug 24, 2018$109M then
State-registered IARs (5.B.3)23 as of Aug 8, 2022
Sep 27, 20120 then
Employees (5.A)33 as of Aug 8, 2022
Sep 16, 201313 then
Private funds: no history
RAUM -2.9% over the last fiscal year+18% a year over threeIARs 22 to 23
Practice profile
derived from the filing of Aug 8, 2022; every figure names its basis
- RAUM per advisor
- $90.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $698,848derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 52%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $944M, 956 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.1B54%
- High-net-worth individuals$754M37%
- Individuals$160M7.9%
- Corporations and businesses$16.7M0.8%
- State and municipal entities$3.4M0.2%
- Charitable organizations$130,7680.0%
- Individual clients
- 538reported
- HNW clients
- 347reported
- Pension plan clients
- 108reported
- Charitable clients
- 1reported
- Accounts
- 2,977reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $944M for 956 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Samuel Murphy Andrews to Creative PlanningSep 25, 2023 · RIA to RIA
- Adam Donald Heathcote to Creative PlanningSep 25, 2023 · RIA to RIA
- Rebecca Erin Oelrich to Creative PlanningSep 25, 2023 · RIA to RIA
- Angela Leitzke Thomas to Creative PlanningSep 25, 2023 · RIA to RIA
- Bradley Paul Reiling to Creative PlanningSep 25, 2023 · RIA to RIA
- Joseph Patrick Sullivan to Creative PlanningSep 13, 2023 · RIA to RIA
- Kristen Mansfield Echols to Wealthspire Retirement AdvisoryJul 19, 2023 · Other
- Kenneth John Zarske to Creative PlanningJul 17, 2023 · RIA to RIA
- Ian Michael O'Brien to Creative PlanningJul 17, 2023 · RIA to RIA
- Timothy Paul Ronning to Creative PlanningJul 17, 2023 · RIA to RIA
- Matthew Alexander Cosgriff to Creative Planning Institutional Advisors, LLCJul 17, 2023 · Other
- David John Peyton to Creative PlanningJul 17, 2023 · RIA to RIA
- Derek Richard Hoyt to Creative PlanningJul 17, 2023 · RIA to RIA
- Thomas Gabriel Landreville to Creative PlanningJul 17, 2023 · RIA to RIA
- Samuel George Rouman to Iht Wealth Management LLCJul 3, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Kristen Mansfield Echols from Creative PlanningJul 12, 2023 · RIA to RIA
- Samuel Murphy Andrews from Secured Retirement Advisors, LLCFeb 24, 2022 · RIA to RIA
- Bryan David Stobb from Wells Fargo AdvisorsAug 2, 2021 · Wirehouse to independent RIA
- Thomas Gabriel Landreville from Ameriprise Financial Services, LLCJun 15, 2021 · Affiliated broker-dealer or bank to independent RIA
- Kyle Joseph Nelson from Intellicents Investment Solutions IncDec 22, 2020 · Other
- Thomas Russell Pargett from Creative PlanningSep 19, 2019 · RIA to RIA
- Nicholas A Tilli from Strategic Advisers LLCNov 24, 2016 · Other
- Theodore Nahas from Wells Fargo AdvisorsMay 27, 2016 · Other
- Todd Charles Henningsen from Heartwood Investments, Inc.May 13, 2016 · Other
- David John Peyton from Heartwood Investments, Inc.May 13, 2016 · Other
- Jonathan Michael Hemmesch from Charles Schwab & Co., Inc.Jan 21, 2016 · Other
- Matthew Alexander Cosgriff from All Star Financial IncOct 21, 2014 · Other
- Jeremy Green from Wells Fargo Investments, LLCSep 15, 2014 · Other
- Suzanne Lundeen Abrams from Securities America Advisors, Inc.Dec 9, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 left for Creative PlanningSep 13, 2023 · Bloomington, Mn · Firm absorbed
- 5 left for Creative PlanningJul 17, 2023 · Bloomington, Mn
- 2 joined from Heartwood Investments, Inc.Nov 28, 2017 · Waterloo, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alexander Matthew Cosgriff · Service Group Leadercontrolsince 05/2018 · owns less than 5%
- H David Hinnenkamp · Chief Executive Officercontrolsince 01/2007 · owns less than 5%
- James Gregory Stecher · Chief Compliance Officercontrolsince 07/2014 · owns less than 5%
Entity owners
- Bergankdv, Ltd · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Bergankdv, Ltdinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 0 | 0 | 0 | ||
| St Cloud, Mn | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. Cloud, MN5 employees
- Waterloo, IA2 employees
- Urbandale, IA1 employees
- Omaha, NE
- Kansas City, MO
- Cedar Rapids, IA
- Coralville, IA
What changed
consecutive filings, newest first
- Accounts · 2,671 to 2,977Oct 14, 2021 to Aug 8, 2022
- Advisory employees · 19 to 23Oct 14, 2021 to Aug 8, 2022
- Corporate clients · 12 to 15Oct 14, 2021 to Aug 8, 2022
- HNW clients · 301 to 347Oct 14, 2021 to Aug 8, 2022
- Individual clients · 531 to 538Oct 14, 2021 to Aug 8, 2022
- Pension plan clients · 77 to 108Oct 14, 2021 to Aug 8, 2022
- Assets in custody · $864M to $944MOct 14, 2021 to Aug 8, 2022
- Employees · 28 to 33Oct 14, 2021 to Aug 8, 2022
- State-registered IARs · 22 to 23Oct 14, 2021 to Aug 8, 2022
- Discretionary RAUM · $932M to $953MOct 14, 2021 to Aug 8, 2022
- HNW RAUM · $758M to $754MOct 14, 2021 to Aug 8, 2022
- Individual RAUM · $154M to $160MOct 14, 2021 to Aug 8, 2022
- Non-discretionary RAUM · $1.2B to $1.1BOct 14, 2021 to Aug 8, 2022
- Pension RAUM · $1.2B to $1.1BOct 14, 2021 to Aug 8, 2022
- RAUM · $2.1B to $2.1BOct 14, 2021 to Aug 8, 2022
- Accounts · 2,478 to 2,671Mar 25, 2021 to Aug 5, 2021
- Corporate clients · 13 to 12Mar 25, 2021 to Aug 5, 2021
- HNW clients · 268 to 301Mar 25, 2021 to Aug 5, 2021
- Individual clients · 537 to 531Mar 25, 2021 to Aug 5, 2021
- Pension plan clients · 75 to 77Mar 25, 2021 to Aug 5, 2021
- Assets in custody · $680M to $864MMar 25, 2021 to Aug 5, 2021
- Employees · 24 to 28Mar 25, 2021 to Aug 5, 2021
- Financial planning clients · 1-10 to 251-500Mar 25, 2021 to Aug 5, 2021
- State-registered IARs · 17 to 22Mar 25, 2021 to Aug 5, 2021
- Discretionary RAUM · $671M to $932MMar 25, 2021 to Aug 5, 2021
- HNW RAUM · $572M to $758MMar 25, 2021 to Aug 5, 2021
- Individual RAUM · $120M to $154MMar 25, 2021 to Aug 5, 2021
- Non-discretionary RAUM · $672M to $1.2BMar 25, 2021 to Aug 5, 2021
- Pension RAUM · $617M to $1.2BMar 25, 2021 to Aug 5, 2021
- RAUM · $1.3B to $2.1BMar 25, 2021 to Aug 5, 2021
- Accounts · 2,234 to 2,478Jun 24, 2020 to Aug 31, 2020
- Charity clients · 4 to 1Jun 24, 2020 to Aug 31, 2020
- Corporate clients · 9 to 13Jun 24, 2020 to Aug 31, 2020
- HNW clients · 205 to 268Jun 24, 2020 to Aug 31, 2020
- Individual clients · 563 to 537Jun 24, 2020 to Aug 31, 2020
- Pension plan clients · 79 to 75Jun 24, 2020 to Aug 31, 2020
- Assets in custody · $538M to $680MJun 24, 2020 to Aug 31, 2020
- State-registered IARs · 15 to 17Jun 24, 2020 to Aug 31, 2020
- Discretionary RAUM · $570M to $671MJun 24, 2020 to Aug 31, 2020
- HNW RAUM · $446M to $572MJun 24, 2020 to Aug 31, 2020
Signals
28 dated events
- Bradley Paul Reiling left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Sep 25, 2023 · Advisor changed firm · fact
- Samuel Murphy Andrews left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Sep 25, 2023 · Advisor changed firm · fact
- Angela Leitzke Thomas left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Sep 25, 2023 · Advisor changed firm · fact
- Rebecca Erin Oelrich left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-08-28)Sep 25, 2023 · Advisor changed firm · fact
- Adam Donald Heathcote left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Sep 25, 2023 · Advisor changed firm · fact
- Timothy Paul Ronning no longer registered at Bergankdv Wealth Management, Llc; no later IA registration on IAPDSep 25, 2023 · Advisor departure · fact
- Joseph James Masciopinto no longer registered at Bergankdv Wealth Management, Llc; no later IA registration on IAPDSep 13, 2023 · Advisor departure · fact
- Joseph Patrick Sullivan left Bergankdv Wealth Management, Llc for Creative Planning (registered 2026-01-01)Sep 13, 2023 · Advisor changed firm · fact
- Kenneth John Zarske no longer registered at Bergankdv Wealth Management, Llc; no later IA registration on IAPDSep 13, 2023 · Advisor departure · fact
- David Paul Peterson no longer registered at Bergankdv Wealth Management, Llc; no later IA registration on IAPDSep 13, 2023 · Advisor departure · fact
- Bergankdv Wealth Management, LLC's advisors moved to Creative Planning (Bloomington, MN): 6 of 10 registered, within 12 daysSep 13, 2023 · Firm absorbed (people side) · derived
- Kristen Mansfield Echols left Bergankdv Wealth Management, Llc for Wealthspire Retirement Advisory (registered 2023-08-30)Jul 19, 2023 · Advisor changed firm · fact
- David John Peyton left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Jul 17, 2023 · Advisor changed firm · fact
- Thomas Gabriel Landreville left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Jul 17, 2023 · Advisor changed firm · fact
- Kenneth John Zarske left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Jul 17, 2023 · Advisor changed firm · fact
- Ian Michael O'Brien left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Jul 17, 2023 · Advisor changed firm · fact
- Matthew Alexander Cosgriff left Bergankdv Wealth Management, Llc for Creative Planning Institutional Advisors, Llc (registered 2023-08-07)Jul 17, 2023 · Advisor changed firm · fact
- Derek Richard Hoyt left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-20)Jul 17, 2023 · Advisor changed firm · fact
- Timothy Paul Ronning left Bergankdv Wealth Management, Llc for Creative Planning (registered 2023-07-03)Jul 17, 2023 · Advisor changed firm · fact
- 5 advisors left Bergankdv Wealth Management, LLC (Bloomington, MN) for Creative Planning on the same dayJul 17, 2023 · Team lift-out · derived
- Samuel George Rouman left Bergankdv Wealth Management, Llc for Iht Wealth Management Llc (registered 2024-01-26)Jul 3, 2023 · Advisor changed firm · fact
- Theodore Nahas left Bergankdv Wealth Management, Llc for Wells Fargo Advisors (registered 2023-08-24)Jun 22, 2023 · Advisor changed firm · fact
- Kyle Joseph Nelson left Bergankdv Wealth Management, Llc for Intellicents Investment Solutions Inc (registered 2023-07-18)Jun 22, 2023 · Advisor changed firm · fact
- Todd Charles Henningsen left Bergankdv Wealth Management, Llc for Gilbert & Cook, Inc. (registered 2023-07-27)Jun 22, 2023 · Advisor changed firm · fact
- Thomas Russell Pargett left Bergankdv Wealth Management, Llc for Cwm, Llc (registered 2023-06-21)May 31, 2023 · Advisor changed firm · fact
- Anthony Welle left Bergankdv Wealth Management, Llc for Bluespring Wealth Management, Llc (registered 2023-01-06)Nov 22, 2022 · Advisor changed firm · fact
- Bryan David Stobb left Bergankdv Wealth Management, Llc for Dew Wealth Management (registered 2022-07-08)May 24, 2022 · Advisor changed firm · fact
- Bergankdv Wealth Management, Llc reported RAUM $2.1B, up 60% from $1.3B (2021-03-25 to 2021-08-05)Aug 5, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026