DFX Intelligence
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Firm absorbed
3 advisors left W••• W•••••• L•• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mark Turner Riefer | Lees Summit, Mo | Dec 3, 2025 | Nov 3, 2025 |
| Nicholas Lawrence Phillips | Lees Summit, Mo | Dec 3, 2025 | Nov 3, 2025 |
| Paul Christian Brock | Lees Summit, Mo | Dec 3, 2025 | Nov 3, 2025 |
The rule
- Registrations ended
- Dec 3, 2025
- Registered next
- Nov 3, 2025
- Branch state
- MO
- Cities
- 1, most in Lees Summit, Mo
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape