DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wise Wealth, LLC

Former SEC-registered adviserLee'S Summit, MissouriCRD 143421SEC 801-113559websiteIAPD
Latest filing Aug 20, 2025
First filing on the tape Jun 6, 2018 · 22 filings
SEC status approved since Jul 6, 2018
RAUM
$304M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$304M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$304M as of Aug 20, 2025
Mar 25, 2019$152M then
HNW client RAUM$163M as of Aug 20, 2025
Mar 25, 2019$52.8M then
State-registered IARs (5.B.3)7 as of Aug 20, 2025
Mar 25, 20197 then
Employees (5.A)10 as of Aug 20, 2025
Mar 25, 20197 then
Private funds: no history
RAUM -6.8% over the last fiscal year+18% a year over threeIARs 10 to 7
Practice profile
derived from the filing of Aug 20, 2025; every figure names its basis
RAUM per advisor
$43.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
136derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$110,289derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
2.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-6.8%derivedbetween the last two annual amendments
Advisor growth, one year
-30%derivedItem 5.B.3 between annual amendments
Client growth, one year
-8.7%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$195M, 1,096 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$163M53%
  • Individuals$142M47%
Individual clients
856reported
HNW clients
97reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,758reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$195M for 1,096 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days11 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Stephen Stricklin · President/Chief Compliance Officercontrol
      since 06/2007 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Wise Wealth, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Grain Valley, Mo001
    Lees Summit, Mo004
    Offices
    Schedule D 1.F, the 25 largest
    • Liberty, MO1 employees
    • Rolla, MO1 employees
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Mar 5, 2025 to Aug 20, 2025
    • Discretionary RAUM · $146M to $304M
      Mar 5, 2025 to Aug 20, 2025
    • Non-discretionary RAUM · $158M to $0
      Mar 5, 2025 to Aug 20, 2025
    • Accounts · 3,419 to 2,758
      Mar 8, 2024 to Mar 5, 2025
    • Advisory employees · 10 to 7
      Mar 8, 2024 to Mar 5, 2025
    • HNW clients · 66 to 97
      Mar 8, 2024 to Mar 5, 2025
    • Individual clients · 978 to 856
      Mar 8, 2024 to Mar 5, 2025
    • Assets in custody · $191M to $195M
      Mar 8, 2024 to Mar 5, 2025
    • Employees · 14 to 10
      Mar 8, 2024 to Mar 5, 2025
    • State-registered IARs · 10 to 7
      Mar 8, 2024 to Mar 5, 2025
    • Discretionary RAUM · $143M to $146M
      Mar 8, 2024 to Mar 5, 2025
    • HNW RAUM · $127M to $163M
      Mar 8, 2024 to Mar 5, 2025
    • Individual RAUM · $199M to $142M
      Mar 8, 2024 to Mar 5, 2025
    • Non-discretionary RAUM · $184M to $158M
      Mar 8, 2024 to Mar 5, 2025
    • RAUM · $326M to $304M
      Mar 8, 2024 to Mar 5, 2025
    • Accounts · 1,562 to 3,419
      Jan 5, 2024 to Mar 8, 2024
    • Advisory employees · 11 to 10
      Jan 5, 2024 to Mar 8, 2024
    • HNW clients · 55 to 66
      Jan 5, 2024 to Mar 8, 2024
    • Individual clients · 658 to 978
      Jan 5, 2024 to Mar 8, 2024
    • Assets in custody · unset to 190941564.0
      Jan 5, 2024 to Mar 8, 2024
    • Custody of client assets · false to true
      Jan 5, 2024 to Mar 8, 2024
    • Employees · 13 to 14
      Jan 5, 2024 to Mar 8, 2024
    • State-registered IARs · 11 to 10
      Jan 5, 2024 to Mar 8, 2024
    • Other offices · 6 to 2
      Jan 5, 2024 to Mar 8, 2024
    • Discretionary RAUM · $177M to $143M
      Jan 5, 2024 to Mar 8, 2024
    • HNW RAUM · $69.7M to $127M
      Jan 5, 2024 to Mar 8, 2024
    • Individual RAUM · $108M to $199M
      Jan 5, 2024 to Mar 8, 2024
    • Non-discretionary RAUM · $0 to $184M
      Jan 5, 2024 to Mar 8, 2024
    • RAUM · $177M to $326M
      Jan 5, 2024 to Mar 8, 2024
    • Advisory employees · 12 to 11
      May 12, 2023 to Jan 5, 2024
    • Employees · 14 to 13
      May 12, 2023 to Jan 5, 2024
    • Insurance-licensed employees · 2 to 3
      May 12, 2023 to Jan 5, 2024
    • State-registered IARs · 12 to 11
      May 12, 2023 to Jan 5, 2024
    • Other offices · 7 to 6
      May 12, 2023 to Jan 5, 2024
    • Advisory employees · 11 to 12
      Apr 28, 2023 to May 12, 2023
    • Employees · 12 to 14
      Apr 28, 2023 to May 12, 2023
    • State-registered IARs · 11 to 12
      Apr 28, 2023 to May 12, 2023
    • Other offices · 5 to 7
      Apr 28, 2023 to May 12, 2023
    • Advisory employees · 9 to 11
      Mar 24, 2023 to Apr 28, 2023
    • Employees · 13 to 12
      Mar 24, 2023 to Apr 28, 2023
    Signals
    17 dated events
    • Wise Wealth, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $304.2M)
      Jan 2, 2026 · Left the SEC roster · derived
    • Stephen Stricklin left Wise Wealth, Llc for Bright Portfolios, Llc (registered 2017-09-18)
      Dec 3, 2025 · Advisor changed firm · fact
    • Wise Wealth, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Lees Summit, MO): 3 of 4 registered, on the same day
      Dec 3, 2025 · Firm absorbed (people side) · derived
    • Paul Christian Brock left Wise Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-11-03)
      Dec 3, 2025 · Advisor changed firm · fact
    • Nicholas Lawrence Phillips left Wise Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-11-03)
      Dec 3, 2025 · Advisor changed firm · fact
    • Mark Turner Riefer left Wise Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-11-03)
      Dec 3, 2025 · Advisor changed firm · fact
    • Brandon Michael Smith left Wise Wealth, Llc for Fisher Investments (registered 2026-01-14)
      Nov 3, 2025 · Advisor changed firm · fact
    • Melissa Dea Daigle left Wise Wealth, Llc for Creative Planning (registered 2025-07-17)
      Aug 4, 2025 · Advisor changed firm · fact
    • Benjamin J Malick no longer registered at Wise Wealth, Llc; no later IA registration on IAPD
      Mar 5, 2025 · Advisor departure · fact
    • Brian Keith Wronko left Wise Wealth, Llc for Creativeone Wealth, Llc (registered 2024-06-25)
      Feb 4, 2025 · Advisor changed firm · fact
    • Jonathan A Dold left Wise Wealth, Llc for Lakeshore Wealth Management Llc (registered 2024-05-30)
      Feb 4, 2025 · Advisor changed firm · fact
    • Samantha Marie Compton left Wise Wealth, Llc for Eversource Wealth Advisors, Llc (registered 2024-05-03)
      May 2, 2024 · Advisor changed firm · fact
    • Wise Wealth, Llc reported RAUM $326.2M, up 84% from $177.4M (2024-01-05 to 2024-03-08)
      Mar 8, 2024 · RAUM change · derived
    • Marvin L Musick left Wise Wealth, Llc for Sequent Planning, Llc (registered 2024-07-15)
      Jan 5, 2024 · Advisor changed firm · fact
    • David S Sandhu left Wise Wealth, Llc for Eversource Wealth Advisors, Llc (registered 2023-12-07)
      Jan 5, 2024 · Advisor changed firm · fact
    • Todd Michael Kross left Wise Wealth, Llc for Creativeone Wealth, Llc (registered 2022-11-14)
      Mar 6, 2023 · Advisor changed firm · fact
    • Wise Wealth, Llc filed its initial SEC registration (Form ADV)
      Jun 6, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026