DFX Intelligence
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Team lift-out
6 advisors left L•••••• I••••••••• A•••••••• L•• for C••••••• P•••••••
institutionaltoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ashli Brook Smith | Overland Park, Ks | Apr 11, 2022 | Dec 21, 2021 |
| Carly Frances Prentice Bell | Overland Park, Ks | Apr 11, 2022 | Dec 19, 2021 |
| Matthew Jeffrey Arnoult | Overland Park, Ks | Apr 11, 2022 | Dec 17, 2021 |
| Melinda Marie Marburger | Overland Park, Ks | Apr 11, 2022 | Dec 17, 2021 |
| Scott Jeffery Weneck | Overland Park, Ks | Apr 11, 2022 | Dec 17, 2021 |
| Stefanie Marie Williams | Overland Park, Ks | Apr 11, 2022 | Dec 19, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 11, 2022
- Registered next
- Dec 17, 2021 to Dec 21, 2021
- Branch state
- KS
- Cities
- 1, most in Overland Park, Ks
- Registered there that day
- 24 (people still on IAPD; an estimate)
- Share of that headcount
- 25%
- Succession by the destination
- none on the tape