DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left U••• B•••••• A•••••••• L•• for R•• S••••••••• I•••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nora Kouza | San Diego, Ca | Jan 3, 2019 | Jan 16, 2019 |
| Samuel Ramos | Foothill Ranch, Ca | Jan 7, 2019 | Jan 9, 2019 |
The rule
- Registrations ended
- Jan 3, 2019 to Jan 7, 2019
- Registered next
- Jan 9, 2019 to Jan 16, 2019
- Branch state
- CA
- Cities
- 2, most in San Diego, Ca
- Registered there that day
- 204 (people still on IAPD; an estimate)
- Share of that headcount
- 1.0%
- Succession by the destination
- none on the tape