DFX Intelligence
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Team lift-out
4 advisors left U••• B•••••• A•••••••• L•• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jason Kurt Davis | Lajolla, Ca | Apr 4, 2019 | May 20, 2019 |
| Michael Aaron Padilla | Fresno, Ca | Apr 10, 2019 | May 30, 2019 |
| Dara A Rocchi | Walnut Creek, Ca | Apr 11, 2019 | Aug 16, 2019 |
| Kozue M Wang | Sunnyvale, Ca | Apr 11, 2019 | Nov 13, 2019 |
The rule
- Registrations ended
- Apr 4, 2019 to Apr 11, 2019
- Registered next
- May 20, 2019 to Nov 13, 2019
- Branch state
- CA
- Cities
- 4, most in Lajolla, Ca
- Registered there that day
- 201 (people still on IAPD; an estimate)
- Share of that headcount
- 2.0%
- Succession by the destination
- none on the tape