RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• P••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Fresno, Ca
- U••• B•••••• I••••••••• I••• formerJul 7, 2023 to Feb 13, 2026 · Saint Paul, Mn
- L•• F•••••••• L•• BD affiliatedMay 30, 2019 to Apr 3, 2023 · Fresno, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedDec 20, 2016 to Apr 10, 2019 · Fresno, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 6, 2015 to Dec 5, 2016 · Fresno, Ca
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Apr 3, 2023, registered Jul 7, 2023 (95 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• A•••••••• L•• to L•• F•••••••• L••left Apr 10, 2019, registered May 30, 2019 (50 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• A•••••••• L••left Dec 5, 2016, registered Dec 20, 2016 (15 days) · Other
- M•••••• A•••• P•••••• left L•• F•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2023-07-07)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address