DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from V•• A••••••• S••••••• to S••••• F•••••••• G•••• I••
Not a lift-out: both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kylen Isao Kawika Yamakawa | Honolulu, Hi | Nov 2, 2016 | Sep 7, 2016 |
| Ronald Craig Kuhn | Honolulu, Hi | Nov 2, 2016 | Sep 7, 2016 |
The rule
- Registrations ended
- Nov 2, 2016
- Registered next
- Sep 7, 2016
- Branch state
- HI
- Cities
- 1, most in Honolulu, Hi
- Registered there that day
- 42 (people still on IAPD; an estimate)
- Share of that headcount
- 4.8%
- One enterprise because
- both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape