DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Vsr Advisory Services

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
5	Vsr Advisory Services other	Cetera Investment Advisers LLC other	Overland Park, Ks	Other	Nov 2, 2016
3	Vsr Advisory Services other	Cetera Investment Advisers LLC other	Honolulu, Hi	Other	Nov 2, 2016
2	Vsr Advisory Services other	Wealthplan Partners other	David City, Ne +1	Other	Nov 2, 2016
2	Vsr Advisory Services other	Smart Money Group, LLC no RAUM	Overland Park, Ks	Other	Aug 15, 2016
2	Vsr Advisory Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Hutchinson, Ks +1	Other	Aug 11, 2016
2	Vsr Advisory Services other	Spc other	Overland Park, Ks	Other	Aug 2, 2016
2	Vsr Advisory Services other	Triad Advisors, LLC other	Overland Park, Ks	Other	Aug 1, 2016
2	Vsr Advisory Services other	Quaker Wealth Management LLC no RAUM	Overland Park, Ks +1	Other	Aug 1, 2016
3	Vsr Advisory Services other	Capital Management Associates Inc other	Overland Park, Ks	Other	Jul 29, 2016
2	Vsr Advisory Services other	Smart Money Group, LLC no RAUM	Overland Park, Ks	Other	Jul 29, 2016
2	Vsr Advisory Services other	Smart Money Group, LLC no RAUM	Eastland, Tx	Other	Jul 29, 2016
2	Vsr Advisory Services other	Legacy Financial Group other	Overland Park, Ks	Other	Jul 25, 2016
3	Vsr Advisory Services other	The Strategic Financial Alliance other	Atlanta, Ga +1	Other	Jul 19, 2016 over 1 d
2	Vsr Advisory Services other	Bfc Planning, Inc. other	Overland Park, Ks	Other	Jul 19, 2016 over 3 d
3	Vsr Advisory Services other	Calton & Associates, Inc. other	Worden, Il	Other	Jul 8, 2016 over 4 d
2	Vsr Advisory Services other	Summit Wealth And Retirement Partners unclassified	Overland Park, Ks	Other	Jul 1, 2016
3	Vsr Advisory Services other	Nfsg Corporation other	Overland Park, Ks	Other	Jun 20, 2016 over 24 d
2	Vsr Advisory Services other	Concert Wealth Management other	Overland Park, Ks	Other	Jun 7, 2016
3	Vsr Advisory Services other	Raymond James Financial Services Advisors, Inc other	Overland Park, Ks +1	Other	Jun 6, 2016
2	Vsr Advisory Services other	Greenleaf Financial Network, LLC independent RIA	Overland Park, Ks	Other	May 16, 2016
3	Vsr Advisory Services other	Gilbert & Cook, Inc. no RAUM	Des Moines, Ia	Other	Apr 14, 2016
2	Vsr Advisory Services other	Gilbert & Cook, Inc. no RAUM	Overland Park, Ks	Other	Apr 14, 2016
2	Vsr Advisory Services other	Commonwealth Financial Network national BD	Honolulu, Hi	Other	May 29, 2015
6	Vsr Advisory Services other	Midwest Financial Group LLC no RAUM	Overland Park, Ks	Other	May 11, 2015

Page 1 of 1

24 teams match.derived from registration dates