DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

7 advisors left B•••••• • J••••••••• L•• for C••••• P••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Anne Pulliam JohnstonMill Valley, CaJan 3, 2022Jan 10, 2022
Christopher K I AkamineMill Valley, CaJan 3, 2022Jan 10, 2022
Debbie Kay ShaugMill Valley, CaJan 3, 2022Jan 10, 2022
Jack Hall ScaffMill Valley, CaJan 3, 2022Jan 10, 2022
Reed Aaron NothwangMill Valley, CaJan 3, 2022Jan 10, 2022
Rita W LeeMill Valley, CaJan 3, 2022Jan 10, 2022
Steven L RamirezMill Valley, CaJan 3, 2022Jan 1, 2025
The rule
Registrations ended
Jan 3, 2022
Registered next
Jan 10, 2022 to Jan 1, 2025
Branch state
CA
Cities
1, most in Mill Valley, Ca
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of B•••••• • J••••••••• L••Other teams into C••••• P••••••• L••